Mar 8, 2022

Wayne Blanchette of Pruco Securities

DID WAYNE ANDREW BLANCHETTE CAUSE YOU INVESTMENT LOSSES? Wayne Blanchette Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wayne Blanchette of Pruco Securities? Wayne Blanchette (CRD #1436509) who is currently registered with Pruco Securities and located in Shelton, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Wayne Blanchette Customer Complaints Wayne Blanchette has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wayne Blanchette’s 2 customer complaints was settled in favor of investors. One of Wayne Blanchette’s customers’ complaints was denied and, to date, the customers have not taken any further action Allegations Against Wayne Blanchette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that he received misinformation from Wayne Blanchette regarding capital gains as a result of liquidating his account. Customer alleged Wayne Blanchette did not fully disclose all the facts regarding charges, expenses and fees of an investment recommended by him. Wayne Blanchette Red Flags & Your Rights As An Investor Of course, Wayne Blanchette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Blanchette at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Wayne Blanchette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Wayne Blanchette If you have questions about Pruco Securities and/or Wayne Blanchette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brent Blaus of Cetera Investment Services

DID BRENT L. BLAUS CAUSE YOU INVESTMENT LOSSES? Brent Blaus Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Ameriprise Financial Services and Investment Professionals Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Blaus of Cetera Investment Services? Brent Blaus (CRD #2563015) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Believue, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Brent Blaus was associated with Ameriprise Financial Services, Investment Professionals and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Blaus Customer Complaint Brent Blaus has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Blaus guaranteed that his variable annuity contract would be worth $300,000.00 in ten years. Brent Blaus’ customer complaint was denied and, to date, the customer has not taken any further action. Brent Blaus Red Flags & Your Rights As An Investor Of course, Brent Blaus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Blaus at Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, and Investment Professionals on alert to review carefully the activity and performance of their accounts and question whether Brent Blaus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, and Investment Professionals also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Brent Blaus If you have questions about Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, Investment Professionals, and/or Brent Blaus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Blankenship of Janney Montgomery Scott

DID MICHAEL EDOUARD BLANKENSHIP CAUSE YOU INVESTMENT LOSSES? Michael Blankenship Of Janney Montgomery Scott Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Blankenship of Janney Montgomery Scott? Michael Blankenship (CRD #2215124) who is currently registered with Janney Montgomery Scott and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Blankenship Customer Complaints Michael Blankenship has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Blankenship’s 6 customer complaints were settled in favor of investors. Three of Michael Blankenship’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott for investment losses caused by Michael Blankenship’s alleged misconduct. Allegations Against Michael Blankenship A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that his accounts were not managed in his best interest, resulting in unspecified damages allegedly made by Michael Blankenship. Customer alleged Michael Blankenship made unsuitable investments. Customer alleged order entry error resulting in improper use of margin and alleged that investment allegedly made by Michael Blankenship was not suitable. Florida clients alleged that Michael Blankenship recommended unsuitable annuity and equity investments resulting in a loss. Michael Blankenship’s alleged unsuitable allocation of high yield securities. Michael Blankenship Red Flags & Your Rights As An Investor Of course, Michael Blankenship did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blankenship at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Michael Blankenship has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael Blankenship If you have questions about Janney Montgomery Scott and/or Michael Blankenship and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lary Bloom of Wells Fargo Clearing Services

DID LARY DOUGLAS BLOOM CAUSE YOU INVESTMENT LOSSES? Lary Bloom Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lary Bloom of Wells Fargo Clearing Services? Lary Bloom (CRD #4134648) who is currently registered with Wells Fargo Clearing Services and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Lary Bloom Customer Complaints Lary Bloom has been the subject of 2 customer complaints that we know about.  Both of Lary Bloom’s 2 customer complaints were settled in favor of investors. Allegations Against Lary Bloom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the options trading strategy recommended by Lary Bloom was unsuitable and that he was not advised of the risks. California client purchased 15,000.00 Wachovia Corp Call Warrants, Relative Perf, SPX/RTY (the warrants) at a price of 6.35 for a net amount of $95,250.00 for his trust account. The client stated that Lary Bloom allegedly purchased the warrants on improper information regarding the characteristics of the investment. The client further stated that when the warrants began to decline, he was told by Lary Bloom that his principal was protected and that if the warrants had no value on the maturity date, then he would receive his original principal back. The client stated that he subsequently was told that there is no principal protection associated with the warrants. The client has requested a full return of his original principal amount. Lary Bloom Red Flags & Your Rights As An Investor Of course, Lary Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lary Bloom at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lary Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Lary Bloom If you have questions about Wells Fargo Clearing Services and/or Lary Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Bluestein of Wedbush Securities

DID MARK MITCHELL BLUESTEIN CAUSE YOU INVESTMENT LOSSES? Mark Bluestein Of Wedbush Securities And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Bluestein of Wedbush Securities? Mark Bluestein (CRD #2168876) who is currently registered with Wedbush Securities and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Mark Bluestein was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Bluestein Customer Complaints Mark Bluestein has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Mark Bluestein’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Bluestein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Mark Bluestein’s unsuitable recommendations on purchases of Lehman Brothers and FNMA. Client complained that he would never have become involved in the investment allegedly made by Mark Bluestein if he understood the full impact, especially in an IRA. Mark Bluestein Red Flags & Your Rights As An Investor Of course, Mark Bluestein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Bluestein at Wedbush Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Bluestein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Mark Bluestein If you have questions about Wedbush Securities, Wells Fargo Clearing Services, and/or Mark Bluestein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Barry of Stifel Nicolaus & Company

DID MICHAEL OWEN BARRY CAUSE YOU INVESTMENT LOSSES? Michael Barry Of Stifel Nicolaus & Company And Formerly With Sterne Agee & Leach and Sterne Agee Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Barry of Stifel Nicolaus & Company? Michael Barry (CRD #2690041) who is currently registered with Stifel Nicolaus & Company and located in New Orleans, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, Michael Barry was associated with Sterne Agee & Leach, Sterne Agee Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Barry Customer Complaint Michael Barry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, misrepresentation and non-disclosure, negligence and gross negligence, and violation of Louisiana Securities Laws. The customer complaint filed against Michael Barry’s current employer Stifel Nicolaus & Company for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Barry Red Flags & Your Rights As An Investor Of course, Michael Barry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Barry at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management on alert to review carefully the activity and performance of their accounts and question whether Michael Barry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To Michael Barry If you have questions about Stifel Nicolaus & Company, Sterne Agee & Leach, Sterne Agee Asset Management, and/or Michael Barry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Catherine Bartle Formerly With Wells Fargo Clearing Services

DID CATHERINE ANN BARTLE CAUSE YOU INVESTMENT LOSSES? Catherine Bartle Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who Is Catherine Bartle Formerly With Wells Fargo Clearing Services? Catherine Bartle (CRD #1839203) who was formerly registered with Wells Fargo Clearing Services and located in Prior Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Catherine Bartle Customer Complaint Catherine Bartle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that he was unaware that a change to his annuity rider would negatively impact other features. Catherine Bartle’s customer complaint was denied and, to date, the customers have not taken any further action. Catherine Bartle Red Flags & Your Rights As An Investor Of course, Catherine Bartle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Bartle at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Catherine Bartle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Catherine Bartle If you have questions about Wells Fargo Clearing Services and/or Catherine Bartle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cory Bataan formerly with Aegis Capital

DID CORY D BATAAN CAUSE YOU INVESTMENT LOSSES? Cory Bataan Formerly With Aegis Capital Has 5 Customer Complaints For Alleged Broker Misconduct Who is Cory Bataan formerly with Aegis Capital? Cory Bataan (CRD #2755223) who was formerly registered with Aegis Capital and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Cory Bataan has also been the subject of a FINRA investigation resulted in a 15 day suspension and a $5000 fine for allegedly exercising discretion customer accounts without written authorization from customers were obtaining his member firm’s written approval the accounts for discretionary trading. Cory Bataan Customer Complaints Cory Bataan has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Cory Bataan’s 5 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Cory Bataan’s alleged misconduct. Allegations Against Cory Bataan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations include churning, unsuitability, unauthorized trading, breach of fiduciary duty committed by Cory Bataan. Cory Bataan’s alleged unauthorized transaction. Claimant alleged unsuitable recommendations and excessive fees & commissions made by Cory Bataan. Statement of claim alleges unauthorized trading, margin violation, misrepresentation and suitability committed by Cory Bataan. Claimant alleges excessive and unsuitable trading, false and misleading statements by Cory Bataan. Cory Bataan Red Flags & Your Rights As An Investor Of course, Cory Bataan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Bataan at Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Cory Bataan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Cory Bataan If you have questions about Aegis Capital and/or Cory Bataan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alexander Batt of Wells Fargo Advisors Financial Network

DID ALEXANDER STEVEN BATT CAUSE YOU INVESTMENT LOSSES? Alexander Batt Of Wells Fargo Advisors Financial Network, And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alexander Batt of Wells Fargo Advisors Financial Network? Alexander Batt (CRD #2967019) who is currently registered with Wells Fargo Advisors Financial Network and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Alexander Batt was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Batt Customer Complaints Alexander Batt has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Alexander Batt’s 2 customer complaints were settled in favor of investors. Allegations Against Alexander Batt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Alexander Batt made unsuitable investment recommendations and misrepresentation and omission of material facts. The customer disputes the authenticity of the signature on a Submission Agreement document and alleged an unauthorized trade by Alexander Batt. Alexander Batt Red Flags & Your Rights As An Investor Of course, Alexander Batt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Batt at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Alexander Batt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Alexander Batt If you have questions about Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith, and/or Alexander Batt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Baumberger of LPL Financial

DID WILLIAM O BAUMBERGER CAUSE YOU INVESTMENT LOSSES? William Baumberger Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Baumberger of LPL Financial? William Baumberger (CRD #4121843) who is currently registered with LPL Financial and located in Evansville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. William Baumberger Customer Complaints William Baumberger has been the subject of 2 customer complaints that we know about.  Both of William Baumberger’s customers’ complaints were denied and, to date, the customers had not taken any further action. Allegations Against William Baumberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged William Baumberger’s misrepresentation regarding variable annuity. Customer of Fifth Third Bank alleges William Baumberger gave poor recommendation/advice not to buy equity listed security. William Baumberger Red Flags & Your Rights As An Investor Of course, William Baumberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Baumberger at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Baumberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Baumberger If you have questions about LPL Financial and/or William Baumberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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