Mar 8, 2022

William Baumner of Tradespot Markets

DID WILLIAM LOUIS BAUMNER CAUSE YOU INVESTMENT LOSSES? William Baumner Of Tradespot Markets And Formerly With Buckman, Buckman & Reid Has 14 Customer Complaints For Alleged Broker Misconduct Who is William Baumner of Tradespot Markets? William Baumner (CRD #2298690) who is currently registered with Tradespot Markets and located in Davie, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Tradespot Markets, William Baumner was associated with Buckman, Buckman & Reid and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Baumner Customer Complaints William Baumner has been the subject of 14 customer complaints that we know about, three of those complaints were filed in the last year to recover investment losses. Seven of William Baumner’s 14 customer complaints were settled in favor of investors. Three of William Baumner’s customers’ complaints were denied and the customers did not take any further action. There are currently four pending customer complaints filed against Buckman, Buckman & Reid and Invest Financial for investment losses caused by William Baumner’s alleged misconduct. Allegations Against William Baumner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Baumner ‘s alleged misrepresentation of CTX Virtual. Manipulation, insider trading, breach of fiduciary duty allegedly by William Baumner. Negligence and Breach of Fiduciary Duty allegedly by William Baumner. Per statement of claim, claimants invested with a broker from Citigroup. After sustaining market losses, claimants transferred their accounts to William Baumner allegedly and Investors Capital Corp. Claimants allege that the investing strategy, which commenced at Citigroup and continued at Investors Capital Corp was unsuitable and seek to recover their losses through this multi-respondent action. William Baumner’s alleged suitability of investments made through four (4) broker-dealers. Suitability, poor recommendations allegedly by William Baumner. Unsuitable Investment Recommendations, Breach of Regulatory Requirements, Breach of Fiduciary Duty, Breach of Contract, Negligence, and Gross Negligence allegedly committed by William Baumner. William Baumner’s alleged Unsuitable Investment Recommendations, Breach of Regulatory Requirements, Negligence, Breach of Fiduciary Duty, Breach of Contract, Negligence and Gross Negligence. Unsuitable investments, losses allegedly made by William Baumner. William Baumner’s alleged unsuitability for loss in account. William Baumner’s alleged unsuitability private placement. Unsuitable investment, breach of fiduciary duty, failure to disclose risks. high pressure sales allegedly made by William Baumner. William Baumner Red Flags & Your Rights As An Investor Of course, William Baumner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Baumner at Tradespot Markets and Buckman, Buckman & Reid on alert to review carefully the activity and performance of their accounts and question whether William Baumner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Tradespot Markets and Buckman, Buckman & Reid also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Tradespot Markets Due To William Baumner If you have questions about Tradespot Markets, Buckman, Buckman & Reid, and/or William Baumner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Beckner Formerly With Edward Jones

DID RONALD DWAYNE BECKNER CAUSE YOU INVESTMENT LOSSES? Ronald Beckner Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Beckner formerly with Edward Jones? Ronald Beckner (CRD #4027571) who was formerly registered with Edward Jones and located in Pueblo, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Ronald Beckner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ronald Beckner Customer Complaint Ronald Beckner has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the personal representative alleges misrepresentation from the financial advisor in processing distribution of client accounts. Ronald Beckner’s customer complaint was settled in favor of the investors. Ronald Beckner Red Flags & Your Rights As An Investor Of course, Ronald Beckner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Beckner at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Ronald Beckner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Ronald Beckner If you have questions about Edward Jones and/or Ronald Beckner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rebecca Belicek of Dawson James Securities

DID REBECCA JANE BELICEK CAUSE YOU INVESTMENT LOSSES? Rebecca Belicek Of Dawson James Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Rebecca Belicek of Dawson James Securities? Rebecca Belicek (CRD #2106922) who is currently registered with Dawson James Securities and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Rebecca Belicek Customer Complaint Rebecca Belicek has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to supervise and breach of fiduciary responsibility. The customer complaint filed against Rebecca Belicek’s current employer Dawson James Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Rebecca Belicek Red Flags & Your Rights As An Investor Of course, Rebecca Belicek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rebecca Belicek at Dawson James Securities on alert to review carefully the activity and performance of their accounts and question whether Rebecca Belicek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities Due To Rebecca Belicek If you have questions about Dawson James Securities and/or Rebecca Belicek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Belline of Equitable Advisors

DID RICHARD LANCE BELLINE CAUSE YOU INVESTMENT LOSSES? Richard Belline Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Belline of Equitable Advisors? Richard Belline (CRD #2432737) who is currently registered with Equitable Advisors and located in Rogers, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Richard Belline Customer Complaints Richard Belline has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There are currently two pending customers’ complaints filed against Equitable Advisors and AXA Advisors for investment losses caused by Richard Belline’s alleged misconduct. Allegations Against Richard Belline A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks allegedly by Richard Belline. Claimant alleges Richard Belline made unsuitable investment recommendations within his IRA account. Richard Belline Red Flags & Your Rights As An Investor Of course, Richard Belline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Belline at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Belline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Belline If you have questions about Equitable Advisors and/or Richard Belline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Benning of Berthel Fisher & Company Financial Services

DID RYAN PAUL BENNING CAUSE YOU INVESTMENT LOSSES? Ryan Benning Of Berthel Fisher & Company Financial Service And BFC Planning Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ryan Benning of Berthel Fisher & Company Financial Services? Ryan Benning (CRD #4205469) who is currently registered with Berthel Fisher & Company Financial Services and BFC Planning and located in Hazen, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Ryan Benning Customer Complaints Ryan Benning has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Ryan Benning’s 3 customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Berthel Fisher & Company Financial Services for investment losses caused by Ryan Benning’s alleged misconduct. Allegations Against Ryan Benning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the investments he purchased were misrepresented to him allegedly by Ryan Benning. The client alleged Ryan Benning’s investments he purchased were illiquid and not suitable for him. In addition, the client alleged that the product sponsor’s offerings were misrepresented. The client also alleged the firm was negligent and failed to conduct adequate due diligence. The clients alleged Ryan Benning’s investment recommendations were not consistent with their risk tolerance or liquidity needs. Ryan Benning Red Flags & Your Rights As An Investor Of course, Ryan Benning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Benning at Berthel Fisher Company Financial Services and BFC Planning on alert to review carefully the activity and performance of their accounts and question whether Ryan Benning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher Company Financial Services and BFC Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher Company Financial Services Planning Due To Ryan Benning If you have questions about Berthel Fisher Company Financial Services, BFC Planning, and/or Ryan Benning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Bogatch of Morgan Stanley

DID ALAN JAY BOGATCH CAUSE YOU INVESTMENT LOSSES? Alan Bogatch Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Bogatch of Morgan Stanley? Alan Bogatch (CRD #1791399) who is currently registered with Morgan Stanley and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Alan Bogatch Customer Complaints Alan Bogatch has been the subject of 2 customer complaints that we know about. One of Alan Bogatch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Alan Bogatch’s alleged misconduct. Allegations Against Alan Bogatch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, unsuitability with respect to investment recommendations allegedly made by Alan Bogatch. Client alleged Alan Bogatch made unsuitable investment recommendations, inter alia, with respect to investments in her account. Alan Bogatch Red Flags & Your Rights As An Investor Of course, Alan Bogatch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bogatch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Bogatch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alan Bogatch If you have questions about Morgan Stanley and/or Alan Bogatch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry Boggs of International Assets Advisory

DID LARRY GLENN BOGGS CAUSE YOU INVESTMENT LOSSES? Larry Boggs Of International Assets Advisory, International Assets Investment Management And Formerly With First Allied Advisory Services And First Allied Securities Has 7 Customer Complaints For Alleged Broker Misconduct Who is Larry Boggs of International Assets Advisory? Larry Boggs (CRD #1874727) who is currently registered with International Assets Advisory and International Assets Investment Management and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory and International Assets Investment Management, Larry Boggs was associated with First Allied Advisory Services, First Allied Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Larry Boggs Customer Complaints Larry Boggs has been the subject of 7 customer complaints that we know about. One arbitration award was entered for approximately $1.5 million against First Allied Advisory Services and First Allied Securities for Larry Boggs’ alleged misconduct causing investors losses. Two of Larry Boggs’ 7 customer complaints were settled in favor of investors. Three of Larry Boggs’ customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against First Allied Securities for investment losses caused by Larry Boggs’ alleged misconduct. Allegations Against Larry Boggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Larry Boggs made unsuitable investment recommendations. The complaint generally alleges breach of contract, violation of Alabama Deceptive Trade Practices Act, and vicarious liability. Clients alleged that their Variable Annuity that was purchased was misrepresented allegedly by Larry Boggs. Customer alleged an unauthorized reallocation of the subaccounts of her variable annuity allegedly by Larry Boggs. Customer alleged Larry Boggs convinced her to take early retirement, to take a lump sum payment of her 401k, and to invest her rollover funds variable annuity sub-accounts that could not sustain high monthly withdrawals. Customer claimed her account(s) were mismanaged and she was misled allegedly by Larry Boggs into believing she could not move her account elsewhere. Larry Boggs allegedly did not process client’s request of reallocations to Glen Brook annuity in a timely fashion. The customer alleged Larry Boggs misrepresented her investment and would not make changes when she requested them. Larry Boggs Red Flags & Your Rights As An Investor Of course, Larry Boggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Boggs at International Assets Advisory, International Assets Investment Management, First Allied Advisory Services, and First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Larry Boggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, International Assets Investment Management, First Allied Advisory Services, and First Allied Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory Due To Larry Boggs If you have questions about International Assets Advisory, International Assets Investment Management, First Allied Advisory Services, First Allied Securities, and/or Larry Boggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Bonavita of Wells Fargo Clearing Services

DID STEVEN MACLEN BONAVITA CAUSE YOU INVESTMENT LOSSES? Steven Bonavita Of Wells Fargo Clearing Services And Formerly With PNC Investments Has 4 Customer Complaints For Alleged Broker Misconduct Who is Steven Bonavita of Wells Fargo Clearing Services? Steven Bonavita (CRD #3090778) who is currently registered with Wells Fargo Clearing Services and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Steven Bonavita was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Bonavita Customer Complaints Steven Bonavita has been the subject of 4 customer complaints that we know about. Three of Steven Bonavita’s 4 customer complaints were settled in favor of investors. One of Steven Bonavita’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Steven Bonavita A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Bonavita made investments without authorization, invested in products which contravene the investment objectives of the account and charged fees that were too high. The firm received a verbal complaint from the clients stating that the first trust municipal income plus closed end portfolio series 10 UIT was not an appropriate investment and that the client did not receive sufficient information at the time of purchase. Steven Bonavita allegedly failed to follow the firm’s policies and procedures by failing to deliver a full prospectus to the client. Because of this the complaint was found to have merit, the original purchase was reversed. The firm received a verbal complaint from the client stating that the First Trust Municipal Income Plus Closed End Portfolio Series 13 UIT was not an appropriate investment and that the client did not receive sufficient information at the time of purchase. The client stated he did not understand that the fund could lose value. Steven Bonavita allegedly failed to follow the firm’s policies and procedures by failing to deliver a full prospectus to the client. Because of this the complaint was found to have merit, the original purchase was reversed. Customer has claimed that Steven Bonavita allegedly did not fully disclose the possibility he could suffer a loss from this investment or that there was a surrender charge associated with the product if closed prior to the end of the penalty period. Steven Bonavita Red Flags & Your Rights As An Investor Of course, Steven Bonavita did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Bonavita at Wells Fargo Clearing Services and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Bonavita has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Steven Bonavita If you have questions about Wells Fargo Clearing Services, PNC Investments, and/or Steven Bonavita and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cherie Bond of Morgan Stanley

DID CHERIE A. BOND CAUSE YOU INVESTMENT LOSSES? Cherie Bond Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Cherie Bond of Morgan Stanley? Cherie Bond (CRD #2072809) who is currently registered with Morgan Stanley and located in Glenview, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Cherie Bond Customer Complaint Cherie Bond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, that purchases of alternative investments were not in his best interest. Cherie Bond’s customer complaint was denied and the customers did not take any further action. Cherie Bond Red Flags & Your Rights As An Investor Of course, Cherie Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cherie Bond at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Cherie Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Cherie Bond If you have questions about Morgan Stanley and/or Cherie Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Boone of Truist Investment Services

DID JEFFREY NELMS BOONE CAUSE YOU INVESTMENT LOSSES? Jeffrey Boone Of Truist Investment Services And Formerly With Suntrust Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Boone of Truist Investment Services? Jeffrey Boone (CRD #2436442) who is currently registered with Truist Investment Services and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Truist Investment Services, Jeffrey Boone was associated with Suntrust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Boone Customer Complaint Jeffrey Boone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were investment recommendations not in line with IRA early withdrawal requirements. The customer complaint filed against Jeffrey Boone’s former employer SunTrust Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Jeffrey Boone Red Flags & Your Rights As An Investor Of course, Jeffrey Boone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Boone at Truist Investment Services and Suntrust Investment Services  on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Boone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services and Suntrust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Jeffrey Boone If you have questions about Truist Investment Services, Suntrust Investment Services, and/or Jeffrey Boone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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