Mar 8, 2022

Sandra White of Goldman Sachs & Co.

DID SANDRA LEE WHITE CAUSE YOU INVESTMENT LOSSES? Sandra White Of Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company And Formerly With Cetera Advisor Networks and Girard Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra White of Goldman Sachs & Co.? Sandra White (CRD #805113) who is currently registered with Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Sandra White was associated with Cetera Advisor Networks, Girard Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra White Customer Complaints Sandra White has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Claimants alleged Sandra White’s investment recommendations were not suitable and not diversified. Claimants generally alleged negligence, misrepresentation, and misconduct. Both of Sandra White’s 2 customer complaints were settled in favor of investors. Sandra White Red Flags & Your Rights As An Investor Of course, Sandra White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra White at Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, and Girard Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, and Girard Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co.,Mercer Allied Company and Cetera Advisor Networks Due To Sandra White If you have questions about Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, Girard Securities, and/or Sandra White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Christopher Zelesnick of Allstate Financial Services

DID CHRISTOPHER MICHAEL ZELESNICK CAUSE YOU INVESTMENT LOSSES? Christopher Zelesnick Of Allstate Financial Services And Formerly With Impactive Advisors and LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Zelesnick of Allstate Financial Services? Christopher Zelesnick (CRD #1257500) who is currently registered with Allstate Financial Services and located in Elkins Park, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, Christopher Zelesnick was associated with Impactive Advisors, LPL Financial, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Zelesnick Customer Complaints Christopher Zelesnick has been the subject of 2 customer complaints that we know about. One of Christopher Zelesnick’s 2 customer complaints resulted in an arbitration award in favor of the investors.  The other one of Christopher Zelesnick’s customer complaints was settled in favor of investors. Allegations Against Christopher Zelesnick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The action arises out of a fraudulent scheme orchestrated by others. The Plaintiffs allege that Defendants received misappropriated funds knowing, or with reckless disregard for the truth, that the monies were fraudulently obtained in furtherance of the scheme. The Plaintiffs allege that Defendants have wrongfully and intentionally exercised and have conspired to exercise dominion and control over monies and funds provided by Plaintiffs, amounting to conversion. The Plaintiffs allege that all payments made to Christopher Zelesnick were derived from monies invested by the Plaintiffs. Christopher Zelesnick’s alleged misrepresentation; omission of facts; account related – failure to supervise. Christopher Zelesnick Red Flags & Your Rights As An Investor Of course, Christopher Zelesnick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Zelesnick at Allstate Financial Services, Impactive Advisors, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Zelesnick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, Impactive Advisors, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, Impactive Advisors and LPL Financial Due To Christopher Zelesnick If you have questions about Allstate Financial Services, Impactive Advisors, LPL Financial, and/or Christopher Zelesnick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

James Zent of NYLIFE Securities

DID JAMES RUSSELL ZENT CAUSE YOU INVESTMENT LOSSES? James Zent of Eagle Strategies, NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Zent of NYLIFE Securities? James Zent (CRD #476304) who is currently registered with Eagle Strategies, NYLIFE Securities and located in Centerville, Ohio is a subject of one of our many securities industry sales practice abuse investigations. James Zent Customer Complaint James Zent has been the subject of 2 customer complaints that we know about. One of James Zent’s 2 customer complaints was settled in favor of investors. One of James Zent’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Zent A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that the signature on a document was copied and pasted from a previously signed document allegedly by James Zent. James Zent’s alleged misrepresentations regarding 3 NYL Whole Life Policies requested return of premium in the amount of $112,115, and punitive damages of $560,000. James Zent Red Flags & Your Rights As An Investor Of course, James Zent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zent at Eagle Strategies, NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether James Zent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Eagle Strategies, NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To James Zent If you have questions about Eagle Strategies, NYLIFE Securities, and/or James Zent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Lisa Myers formerly with NYLIFE Securities

DID LISA JANE MYERS CAUSE YOU INVESTMENT LOSSES? Lisa Myers Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Lisa Myers formerly with NYLIFE Securities? Lisa Myers (CRD #6007851) who was formerly registered with NYLIFE Securities and located in Fairport, New York is a subject of one of our many securities industry sales practice abuse investigations. Lisa Myers Customer Complaint Lisa Myers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the individual Variable Annuity policies they each purchased have not performed as they initially understood these policies would perform at the time of purchase. Lisa Myers’ customer complaint was settled in favor of the investors. Lisa Myers Red Flags & Your Rights As An Investor Of course, Lisa Myers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Myers at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Lisa Myers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Lisa Myers If you have questions about NYLIFE Securities and/or Lisa Myers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Junko Nagai of BancWest Investment Services

DID JUNKO NAGAI CAUSE YOU INVESTMENT LOSSES? Junko Nagai Of BancWest Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Junko Nagai of BancWest Investment Services? Junko Nagai (CRD #5333608) who is currently registered with BancWest Investment Services and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Junko Nagai Customer Complaint Junko Nagai has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Junko Nagai did not liquidate account as directed. Junko Nagai’s customer complaint was settled in favor of the investors. Junko Nagai Red Flags & Your Rights As An Investor Of course, Junko Nagai did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Junko Nagai at BancWest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Junko Nagai has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BancWest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BancWest Investment Services Due To Junko Nagai If you have questions about BancWest Investment Services and/or Junko Nagai and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jonathan Nance of Edward Jones

DID JONATHAN RANDALL NANCE CAUSE YOU INVESTMENT LOSSES? Jonathan Nance Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Nance of Edward Jones? Jonathan Nance (CRD #5877437) who is currently registered with Edward Jones and located in Frisco, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jonathan Nance Customer Complaint Jonathan Nance has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the financial advisor purchased First Trust Capital UIT without the client’s authorization and failed to follow her instructions to invest her account into Advisory Solutions.  Jonathan Nance’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Nance Red Flags & Your Rights As An Investor Of course, Jonathan Nance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Nance at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jonathan Nance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jonathan Nance If you have questions about Edward Jones and/or Jonathan Nance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Donald Naseef of Vanguard Marketing

DID DONALD LEWIS NASEEF CAUSE YOU INVESTMENT LOSSES? Donald Naseef Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Naseef of Vanguard Marketing? Donald Naseef (CRD #6726883) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Donald Naseef Customer Complaint Donald Naseef has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Donald Naseef convinced her to make no changes to her investment strategy which resulted in losses. Donald Naseef’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Donald Naseef Red Flags & Your Rights As An Investor Of course, Donald Naseef did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Naseef at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Donald Naseef has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Donald Naseef If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Donald Naseef and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

John Neal of Vanguard Marketing

DID JOHN ROBERT NEAL CAUSE YOU INVESTMENT LOSSES? John Neal Of Vanguard Marketing, Vanguard Advisers And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Neal of Vanguard Marketing? John Neal (CRD #4939681) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing and Vanguard Advisers, John Neal was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Neal Customer Complaint John Neal has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client faced substantial tax consequences from a transaction processed because the advisor did not disclose the tax consequences of moving money from one fund to another. John Neal’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. John Neal Red Flags & Your Rights As An Investor Of course, John Neal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Neal at Vanguard Marketing, Vanguard Advisers, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Neal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing, Vanguard Advisers, and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To John Neal If you have questions about Vanguard Marketing, Vanguard Advisers, UBS Financial Services, and/or John Neal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Shailesh Negandhi of UBS Financial Services

DID SHAILESH NAROTTAM NEGANDHI CAUSE YOU INVESTMENT LOSSES? Shailesh Negandhi Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Shailesh Negandhi of UBS Financial Services? Shailesh Negandhi (CRD #4897340) who is currently registered with UBS Financial Services and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Shailesh Negandhi Customer Complaint Shailesh Negandhi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Shailesh Negandhi’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Shailesh Negandhi Red Flags & Your Rights As An Investor Of course, Shailesh Negandhi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shailesh Negandhi at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Shailesh Negandhi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Shailesh Negandhi If you have questions about UBS Financial Services and/or Shailesh Negandhi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Richard Newland of Principal Securities

DID RICHARD LYNN NEWLAND CAUSE YOU INVESTMENT LOSSES? Richard Newland Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Newland of Principal Securities? Richard Newland (CRD #4711193) who is currently registered with Principal Securities and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Richard Newland Customer Complaint Richard Newland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were about exuberant fees on a variable universal life policy. Richard Newland’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Richard Newland Red Flags & Your Rights As An Investor Of course, Richard Newland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Newland at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Newland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Richard Newland If you have questions about Principal Securities and/or Richard Newland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading