Mar 8, 2022

Bain Chadsey formerly with Wells Fargo Clearing Services

DID BAIN ANTRIM CHADSEY CAUSE YOU INVESTMENT LOSSES? Bain Chadsey Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bain Chadsey formerly with Wells Fargo Clearing Services? Bain Chadsey (CRD #2329502) who was formerly registered with Wells Fargo Clearing Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Bain Chadsey Customer Complaints Bain Chadsey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Bain Chadsey’s customer complaints were settled in favor of investors. Allegations Against Bain Chadsey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bain Chadsey transacted numerous trades in the account with no appreciable benefit to the client but generated commissions. Client alleged the investments in her account were not suitable given her financial situation, age, etc., and that the broker churned the account to generate commissions. Lastly, client alleged the broker misrepresented the investments and did not explain the possible risks involved. Bain Chadsey Red Flags & Your Rights As An Investor Of course, Bain Chadsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bain Chadsey at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Bain Chadsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Bain Chadsey If you have questions about Wells Fargo Clearing Services and/or Bain Chadsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Champion of MML Investors Services

DID JASON O. CHAMPION CAUSE YOU INVESTMENT LOSSES? Jason Champion Of MML Investors Services And Formerly With Cadaret Grant & Co. And MSI Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Champion of MML Investors Services? Jason Champion (CRD #3093315) who is currently registered with MML Investors Services and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jason Champion was associated with Cadaret Grant Co., MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Champion Customer Complaint Jason Champion has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative misrepresented his investment as to liquidity and investment opportunity when it was transferred to the Firm. Jason Champion’s customer complaint was denied and, to date, the customers have not taken any further action. Jason Champion Red Flags & Your Rights As An Investor Of course, Jason Champion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Champion at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Champion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jason Champion If you have questions about MML Investors Services, Cadaret Grant Co., MSI Financial Securities, and/or Jason Champion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tyrone Chaplin formerly with SunTrust Investment Services

DID TYRONE A. CHAPLIN CAUSE YOU INVESTMENT LOSSES? Tyrone Chaplin Formerly With SunTrust Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Tyrone Chaplin formerly with SunTrust Investment Services? Tyrone Chaplin (CRD #4276472) who was formerly registered with SunTrust Investment Services and located in Silver Spring, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Tyrone Chaplin Customer Complaint Tyrone Chaplin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty. Tyrone Chaplin’s customer complaint was settled in favor of the investors. Tyrone Chaplin Red Flags & Your Rights As An Investor Of course, Tyrone Chaplin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyrone Chaplin at SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tyrone Chaplin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SunTrust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SunTrust Investment Services Due To Tyrone Chaplin If you have questions about SunTrust Investment Services and/or Tyrone Chaplin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kirk Chapman of Charles Schwab & Co.

DID KIRK JAMES CHAPMAN CAUSE YOU INVESTMENT LOSSES? Kirk Chapman Of Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Kirk Chapman of Charles Schwab & Co.? Kirk Chapman (CRD #2291184) who is currently registered with Charles Schwab & Co.and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Kirk Chapman Customer Complaint Kirk Chapman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative and firm converted the balance of his account when the request to reopen the account was denied.  Kirk Chapman’s customer complaint was denied and, to date, the customer has not taken any further action. Kirk Chapman Red Flags & Your Rights As An Investor Of course, Kirk Chapman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Chapman at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Kirk Chapman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Kirk Chapman If you have questions about Charles Schwab & Co. and/or Kirk Chapman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Luann Chapmangatts of Securities America

DID LUANN CHAPMANGATTS CAUSE YOU INVESTMENT LOSSES? Luann Chapmangatts Of Securities America, Securities America Advisors And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Luann Chapmangatts of Securities America? Luann Chapmangatts (CRD #2456294) who is currently registered with Securities America, Securities America Advisors and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Luann Chapmangatts was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Luann Chapmangatts Customer Complaint Luann Chapmangatts has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the plaintiff alleges that the representative mishandled beneficiary change forms and made misrepresentations when the change forms were received causing the plaintiff to lose one half of the inheritance at issue. Allegations include breach of fiduciary duty, negligent undertaking, negligent representation and gross negligence. The customer complaint filed against LPL Financial and Securities America for investment losses caused by the alleged misconduct is pending as of the date of this report. Luann Chapmangatts Red Flags & Your Rights As An Investor Of course, Luann Chapmangatts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luann Chapmangatts at Securities America, Securities America Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Luann Chapmangatts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Luann Chapmangatts If you have questions about Securities America, Securities America Advisors, LPL Financial, and/or Luann Chapmangatts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Charles of Craft Capital Management

DID MICHAEL ROBERT CHARLES CAUSE YOU INVESTMENT LOSSES? Michael Charles Of Craft Capital Management And Formerly With Aegis Capital, Meyers Associates and National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Charles of Craft Capital Management? Michael Charles (CRD #2926725) who is currently registered with Craft Capital Management and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Craft Capital Management, Michael Charles was associated with Aegis Capital, Meyers Associates, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Charles Customer Complaints Michael Charles has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Michael Charles’ 4 customer complaints were settled in favor of investors. One of Michael Charles’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Michael Charles A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Charles purchased a security with her knowledge and consent and made subsequent purchases of the same security without her knowledge or consent; client also alleged unsuitable recommendations were made. Michael Charles’ alleged mismanagement. Michael Charles’ alleged suitability, misrepresentation, and omissions. Customer alleged that Michael Charles engaged in a myriad of wrongful acts including fraud and churning. Michael Charles Red Flags & Your Rights As An Investor Of course, Michael Charles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Charles at Craft Capital Management, Aegis Capital, Meyers Associates, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Charles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Craft Capital Management, Aegis Capital, Meyers Associates, and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Craft Capital Management Due To Michael Charles If you have questions about Craft Capital Management, Aegis Capital, Meyers Associates, National Securities, and/or Michael Charles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Charlson of Edward Jones

DID DONALD MICHAEL CHARLSON CAUSE YOU INVESTMENT LOSSES? Donald Charlson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Charlson of Edward Jones? Donald Charlson (CRD #2151716) who is currently registered with Edward Jones and located in Rochester, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Donald Charlson Customer Complaint Donald Charlson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client claims that Donald Charlson failed to purchase stock as directed, resulting in a loss to the client. Client also makes allegations as to forging her signature on a non-Edward Jones account matter, locking her out of her account, and improperly transferring money out of the account, forging client letter of instruction, and using the account funds in violation of a divorce decree. Donald Charlson’s customer complaint was denied and the customers did not take any further action. Donald Charlson Red Flags & Your Rights As An Investor Of course, Donald Charlson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Charlson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Donald Charlson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Donald Charlson If you have questions about Edward Jones and/or Donald Charlson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Clark of Ameriprise Financial Services

DID RICHARD LAYNE CLARK CAUSE YOU INVESTMENT LOSSES? Richard Clark Of Ameriprise Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Richard Clark of Ameriprise Financial Services? Richard Clark (CRD #2817018) who is currently registered with Ameriprise Financial Services and located in Mesa, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Richard Clark Customer Complaints Richard Clark has been the subject of 4 customer complaints that we know about.  All of Richard Clark’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed the REIT she purchased from Richard Clark was unsuitable because it did not provide liquidity she required. The client alleged Richard Clark took loans from her and has yet to pay back the loans. The client alleged she did not receive full disclosure regarding her variable annuity allegedly by Richard Clark. The client indicated the variable annuity purchase was not in her best interest. The client alleged she was assured by Richard Clark she would receive a monthly check that would not draw from capital which was untrue. Richard Clark Red Flags & Your Rights As An Investor Of course, Richard Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Clark at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Richard Clark If you have questions about Ameriprise Financial Services and/or Richard Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Todd Charron Formerly With The Leaders Group

DID TODD MICHAEL CHARRON CAUSE YOU INVESTMENT LOSSES? Todd Charron Formerly With The Leaders Group And Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Charron formerly with The Leaders Group? Todd Charron (CRD #1639151) who was formerly registered with The Leaders Group and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Todd Charron Customer Complaint Todd Charron has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were plaintiffs allege their representatives deceived them by misrepresenting the retirement benefits of their insurance policies. Todd Charron’s customer complaint was settled in favor of the investors. Todd Charron Red Flags & Your Rights As An Investor Of course, Todd Charron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Charron at The Leaders Group and Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Charron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Leaders Group and Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Leaders Group Due To Todd Charron If you have questions about The Leaders Group, Principal Securities, and/or Todd Charron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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