Mar 8, 2022

Michael Sabo of Raymond James Financial Services

DID MICHAEL DANIEL SABO CAUSE YOU INVESTMENT LOSSES? Michael Sabo Of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Sabo of Raymond James Financial Services? MMichael Sabo (CRD #1028094) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Greensburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Michael Sabo Customer Complaint Michael Sabo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were conflict of Interest. Michael Sabo’s customer complaint was settled in favor of the investors. Michael Sabo Red Flags & Your Rights As An Investor Of course, Michael Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sabo at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Sabo If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Michael Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Fredrick Randhahn Formerly With Sigma Financial

DID FREDRICK MARTIN RANDHAHN CAUSE YOU INVESTMENT LOSSES? Fredrick Randhahn Formerly With Sigma Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fredrick Randhahn formerly with Sigma Financial? Fredrick Randhahn (CRD #1338801) who was formerly registered with Sigma Financial and located in Ogden, Utah is a subject of one of our many securities industry sales practice abuse investigations. Fredrick Randhahn has also been the subject of a FINRA investigation that he engaged in private securities transactions involving the sale of promissory notes without seeking prior approval from his member firm.  His alleged that he sold over $625,000 and 2 investors, some of whom were his customers at his member firm.  Without admitting or denying the allegations, he consented to sanctions of a nine-month suspension, disgorgement of the commissions he received and a $5,000 fine. Fredrick Randhahn Customer Complaints Fredrick Randhahn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Fredrick Randhahn’s 2 customer complaints were settled in favor of investors. Allegations Against Fredrick Randhahn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: In the client’s statement of claim, it was alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. In another statement of claim, it was also alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. Fredrick Randhahn Red Flags & Your Rights As An Investor Of course, Fredrick Randhahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fredrick Randhahn at Sigma Financial on alert to review carefully the activity and performance of their accounts and question whether Fredrick Randhahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Due To Fredrick Randhahn If you have questions about Sigma Financial and/or Fredrick Randhahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gerald Randisi of Commonwealth Financial Network

DID GERALD J. RANDISI CAUSE YOU INVESTMENT LOSSES? Gerald Randisi Of Commonwealth Financial Network Has 3 Customer Complaints For Alleged Broker Misconduct Who is Gerald Randisi of Commonwealth Financial Network? Gerald Randisi (CRD #1135181) who is currently registered with Commonwealth Financial Network and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Gerald Randisi Customer Complaints Gerald Randisi has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  The Gerald Randisi’s customers’ complaints were recently denied and, to date, the customers have not taken any further action. Allegations Against Gerald Randisi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges 529 account made by Gerald Randisi was unsuitable because it lost value during market downturn. Client alleges Gerald Randisi misrepresented the merits of investment. Customer alleges mismanagement of accounts by Gerald Randisi. Gerald Randisi Red Flags & Your Rights As An Investor Of course, Gerald Randisi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Randisi at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Gerald Randisi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Gerald Randisi If you have questions about Commonwealth Financial Network and/or Gerald Randisi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Reding Of Key Investment Services

DID KEVIN ALAN REDING CAUSE YOU INVESTMENT LOSSES? Kevin Reding Of Key Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Reding of Key Investment Services? Kevin Reding (CRD #844467) who is currently registered with Key Investment Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Kevin Reding Customer Complaint Kevin Reding has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client returned questionnaire to annuity carrier indicating she knew very little about the First Symetra annuity she purchased in the amount of $104,771.16, including a handwritten note that she wanted her money returned to her prior annuity. Kevin Reding’s customer complaint was denied and, to date, the customers have not taken any further action. Kevin Reding Red Flags & Your Rights As An Investor Of course, Kevin Reding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Reding at Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Reding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At At Key Investment Services Due To Kevin Reding If you have questions about Key Investment Services and/or Kevin Reding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Reilly Of Wells Fargo Clearing Services

DID RONALD MICHAEL REILLY CAUSE YOU INVESTMENT LOSSES? Ronald Reilly Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ronald Reilly of Wells Fargo Clearing Services? Ronald Reilly (CRD #1275745) who is currently registered with Wells Fargo Clearing Services and located in Park City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Ronald Reilly Customer Complaints Ronald Reilly has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Ronald Reilly’s 3 customer complaints were settled in favor of investors. Allegations Against Ronald Reilly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege, inter alia, that Ronald Reilly made unsuitable investments in their accounts. Clients complain that Ronald Reilly allegedly confirmed their account had been liquidated when, in fact, it had not. Customer alleged Ronald Reilly’s failure to follow instructions caused unsuitable investments to be purchased for customer’s account and excessive trading resulted. Ronald Reilly Red Flags & Your Rights As An Investor Of course, Ronald Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Reilly at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Ronald Reilly If you have questions about Wells Fargo Clearing Services and/or Ronald Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Resch Of Cadaret Grant & Co.

DID DAVID PATRICK RESCH CAUSE YOU INVESTMENT LOSSES? David Resch Of Cadaret Grant & Co., Post Resch Tallon Group Has A Customer Complaint For Alleged Broker Misconduct Who is David Resch of Cadaret Grant & Co.? David Resch (CRD #836946) who is currently registered with Cadaret Grant & Co., Post Resch Tallon Group and located in Pittsford, New York is a subject of one of our many securities industry sales practice abuse investigations. David Resch Customer Complaint David Resch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations of unsuitable investment strategy. David Resch’s customer complaint was denied and, to date, the customers have not taken any further action David Resch Red Flags & Your Rights As An Investor Of course, David Resch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Resch at Cadaret Grant & Co. and Post Resch Tallon Group on alert to review carefully the activity and performance of their accounts and question whether David Resch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Post Resch Tallon Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To David Resch If you have questions about Cadaret Grant & Co., Post Resch Tallon Group, and/or David Resch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Reutemann Of Purshe Kaplan Sterling Investments

DID JOHN FLEMING REUTEMANN CAUSE YOU INVESTMENT LOSSES? John Reutemann Of Purshe Kaplan Sterling Investments, Research Financial Strategies Has 6 Customer Complaints For Alleged Broker Misconduct Who is John Reutemann of Purshe Kaplan Sterling Investments? John Reutemann (CRD #374456) who is currently registered with Purshe Kaplan Sterling Investments, Research Financial Strategies and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. John Reutemann Customer Complaints John Reutemann has been the subject of 6 customer complaints that we know about. One of John Reutemann’s 6 customer complaints resulted in an arbitration award in favor of the investors. One of John Reutemann’s 6 customer complaints was settled in favor of investors. Four of John Reutemann’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Reutemann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged John Reutemann made unsuitable investment in an aggressive growth fund in his advisory account held through an unaffiliated advisory firm: Research Financial Strategies. Customer alleged that instruction to reallocate to money market was not followed by John Reutemann. Customer alleged that investments made by John Reutemann were unsuitable. Customer alleged that variable life policy that he purchased was misrepresented by John Reutemann, that he did not receive the policy, and that the application incorrectly stated where it was purchased. Customer seeks a refund of premiums paid, plus interest. Customer alleged that losses of $670,000 resulted from unsuitable recommendation of variable annuities, and of variable universal life policy by John Reutemann. Customer alleged that John Reutemann’s purchase of security, and additional security, were unauthorized and unsuitable. John Reutemann Red Flags & Your Rights As An Investor Of course, John Reutemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Reutemann at Purshe Kaplan Sterling Investments and Research Financial Strategies on alert to review carefully the activity and performance of their accounts and question whether John Reutemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Research Financial Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To John Reutemann If you have questions about Purshe Kaplan Sterling Investments, Research Financial Strategies, and/or John Reutemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Rich Of Wells Fargo Clearing Services

DID DONALD NORMAN RICH CAUSE YOU INVESTMENT LOSSES? Donald Rich Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Rich of Wells Fargo Clearing Services? Donald Rich (CRD #375398) who is currently registered with Wells Fargo Clearing Services and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Donald Rich Customer Complaints Donald Rich has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Donald Rich’s 3 customer complaints was settled in favor of investors. One of Donald Rich’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Donald Rich’s alleged misconduct. Allegations Against Donald Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Donald Rich failed to follow his instructions. POA (Power Of Attorney) alleged that Donald Rich deposited insurance check for client into his personal account; recommended unsuitable investments; refused to return money to client; made unauthorized trades; and engaged in fraudulent deception. Donald Rich Red Flags & Your Rights As An Investor Of course, Donald Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Rich at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Donald Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Donald Rich If you have questions about Wells Fargo Clearing Services and/or Donald Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Richardson Of Avantax Investment Services

DID WILLIAM FRANKLIN RICHARDSON CAUSE YOU INVESTMENT LOSSES? William Richardson Of Avantax Investment Services, Avantax Advisory Services And Formerly With Securities America, Securities America Advisors, and Investacorp Advisory Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is William Richardson of Avantax Investment Services? William Richardson (CRD #721293) who is currently registered with Avantax Investment Services, Avantax Advisory Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services, William Richardson was associated with Securities America, Securities America Advisors, and Investacorp Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Richardson Customer Complaints William Richardson has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of William Richardson’s 6 customer complaints were settled in favor of investors. Three of William Richardson’s customers complaints were denied and, to date, the customers had not taken any further action. There is currently one pending customer complaint filed against Investacorp for investment losses caused by William Richardson’s alleged misconduct. Allegations Against William Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that the investments were unsuitable at the time of sale. After electing to invest in REITs and BDCs, Claimant alleged that the investments made by William Richardson were unsuitable. Client alleged William Richardson was negligent in calculating RMD which resulted in resetting of annuity benefit amount. Client alleged that a variable annuity purchased was unsuitable and misrepresented by William Richardson. Client alleged that her age of 73 was overlooked by William Richardson and the investment is inappropriate for her. The client alleged the limited partnership investment he purchased from William Richardson was not suitable. William Richardson Red Flags & Your Rights As An Investor Of course, William Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Richardson at Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, and Investacorp Advisory Services on alert to review carefully the activity and performance of their accounts and question whether William Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, and Investacorp Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services and Securities America Due To William Richardson If you have questions about Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, Investacorp Advisory Services, and/or William Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leonard Rickey Formerly With LPL Financial

DID LEONARD GLEN RICKEY CAUSE YOU INVESTMENT LOSSES? Leonard Rickey Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Leonard Rickey formerly with LPL Financial? Leonard Rickey (CRD #832906) who was formerly registered with LPL Financial and located in Yakima, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Leonard Rickey was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leonard Rickey Customer Complaints Leonard Rickey has been the subject of 2 customer complaints that we know about. Two of Leonard Rickey’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Leonard Rickey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers allege that Leonard Rickey failed to liquidate account assets after customers expressed a desire to do so. The customer alleged that she was not adequately informed or educated about the product by Leonard Rickey prior to her purchase. Leonard Rickey Red Flags & Your Rights As An Investor Of course, Leonard Rickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Rickey at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Leonard Rickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Leonard Rickey If you have questions about LPL Financial and/or Leonard Rickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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