Mar 7, 2022

Philip Noto formerly with First Standard Financial Company

DID PHILIP ALBERT NOTO CAUSE YOU INVESTMENT LOSSES? Philip Noto Formerly With First Standard Financial Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Philip Noto formerly with First Standard Financial Company? Philip Noto (CRD #4837180) who was formerly registered with First Standard Financial Company and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Philip Noto Customer Complaints Philip Noto has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both customer complaints filed against Philip Noto’s former employers First Standard Financial Company and Oppenheimer for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Philip Noto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized trading & suitability by Philip Noto. Philip Noto was named in a customer complaint that asserted the following causes of action: fraud; breach of fiduciary duties; and negligence. Philip Noto Red Flags & Your Rights As An Investor Of course, Philip Noto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Noto at First Standard Financial Company on alert to review carefully the activity and performance of their accounts and question whether Philip Noto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Standard Financial Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Standard Financial Company Due To Philip Noto If you have questions about First Standard Financial Company and/or Philip Noto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jared Nuxoll of Edward Jones

DID JARED PAUL NUXOLL CAUSE YOU INVESTMENT LOSSES? Jared Nuxoll Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Nuxoll of Edward Jones? Jared Nuxoll (CRD #5967589) who is currently registered with Edward Jones and located in Columbia, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jared Nuxoll Customer Complaint Jared Nuxoll has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged a 1035 exchange from AIG to Lincoln was completed without her authorization. Jared Nuxoll’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jared Nuxoll Red Flags & Your Rights As An Investor Of course, Jared Nuxoll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Nuxoll at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jared Nuxoll has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jared Nuxoll If you have questions about Edward Jones and/or Jared Nuxoll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Matthew O’Connor of LPL Financial

DID MATTHEW JOSEPH O’CONNOR CAUSE YOU INVESTMENT LOSSES? Matthew O’Connor Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew O’Connor of LPL Financial? Matthew O’Connor (CRD #5276272) who is currently registered with LPL Financial and located in New Bedford, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Matthew O’Connor Customer Complaint Matthew O’Connor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with regard to the liquidity of a REIT she purchased. Matthew O’Connor’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Matthew O’Connor Red Flags & Your Rights As An Investor Of course, Matthew O’Connor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew O’Connor at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Matthew O’Connor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Matthew O’Connor If you have questions about LPL Financial and/or Matthew O’Connor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michelle Octavio of State Farm VP Management

DID MICHELLE JOAN OCTAVIO CAUSE YOU INVESTMENT LOSSES? Michelle Octavio Of State Farm VP Management Has A Customer Complaint For Alleged Broker Misconduct Who is Michelle Octavio of State Farm VP Management? Michelle Octavio (CRD #6024527) who is currently registered with State Farm VP Management and located in Sewickley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Michelle Octavio Customer Complaint Michelle Octavio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer stated he did not request funds to be moved to cash position. He alleged the agent moved his asset into cash without his explicit direction. Michelle Octavio’s customer complaint was settled in favor of the investors. Michelle Octavio Red Flags & Your Rights As An Investor Of course, Michelle Octavio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Octavio at State Farm VP Management on alert to review carefully the activity and performance of their accounts and question whether Michelle Octavio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At State Farm VP Management Due To Michelle Octavio If you have questions about State Farm VP Management and/or Michelle Octavio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Oliveri of Santander Securities

DID MICHAEL JASON OLIVERI CAUSE YOU INVESTMENT LOSSES? Michael Oliveri Of Santander Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Oliveri of Santander Securities? Michael Oliveri (CRD #6308876) who is currently registered with Santander Securities and located in Newton, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities, Michael Oliveri was associated with Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Oliveri Customer Complaint Michael Oliveri has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative failed to follow his instructions to liquidate his account which resulted in loss. Michael Oliveri’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Oliveri Red Flags & Your Rights As An Investor Of course, Michael Oliveri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Oliveri at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Oliveri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities Due To Michael Oliveri If you have questions about Santander Securities, Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Oliveri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Troy Orlando of Joseph Stone Capital

DID TROY ALLEN ORLANDO CAUSE YOU INVESTMENT LOSSES? Troy Orlando Of Joseph Stone Capital And Formerly With Worden Capital Management, Spartan Capital Securities And J.H. Darbie & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Troy Orlando of Joseph Stone Capital? Troy Orlando (CRD #6055474) who is currently registered with Joseph Stone Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Troy Orlando was associated with Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Troy Orlando Customer Complaints Troy Orlando has been the subject of 2 customer complaints that we know about. One of Troy Orlando’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Troy Orlando’s alleged misconduct. Allegations Against Troy Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Orlando’s unauthorized trades and use of margin. Negligence, Unsuitability, Breach of Fiduciary Duty, Breach of Contract, Negligent Misrepresentation and Omission by Troy Orlando. Troy Orlando Red Flags & Your Rights As An Investor Of course, Troy Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Orlando at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. on alert to review carefully the activity and performance of their accounts and question whether Troy Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Troy Orlando If you have questions about Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co., and/or Troy Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrew Oster formerly with SagePoint Financial

DID ANDREW ELLIS OSTER CAUSE YOU INVESTMENT LOSSES? Andrew Oster Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Oster formerly with SagePoint Financial? Andrew Oster (CRD #4635272) who was formerly registered with SagePoint Financial and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Andrew Oster Customer Complaints Andrew Oster has been the subject of 2 customer complaints that we know about. One of Andrew Oster’s 2 customer complaints was settled in favor of investors. One of Andrew Oster’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Andrew Oster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary obligation, negligence allegedly by Andrew Oster. Client alleged that Andrew Oster’s sale of variable annuity was not suitable. Andrew Oster Red Flags & Your Rights As An Investor Of course, Andrew Oster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Oster at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Andrew Oster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Andrew Oster If you have questions about SagePoint Financial and/or Andrew Oster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Shu Ouk of LPL Financial

DID SHU CHI LIU OUK CAUSE YOU INVESTMENT LOSSES? Shu Ouk Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Shu Ouk of LPL Financial? Shu Ouk (CRD #5533941) who is currently registered with LPL Financial and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Shu Ouk Customer Complaint Shu Ouk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds – theft. Shu Ouk’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Shu Ouk Red Flags & Your Rights As An Investor Of course, Shu Ouk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shu Ouk at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Shu Ouk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Shu Ouk If you have questions about LPL Financial and/or Shu Ouk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

William Overton of Vanguard Marketing

DID WILLIAM SHEPPARD OVERTON CAUSE YOU INVESTMENT LOSSES? William Overton Of Vanguard Marketing Has A Customer Complaint For Alleged Broker Misconduct Who is William Overton of Vanguard Marketing? William Overton (CRD #6998029) who is currently registered with Vanguard Marketing and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. William Overton Customer Complaint William Overton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client received incorrect information from the representative during a phone call which led him to perform trades which resulted in a large tax bill. William Overton’s customer complaint was settled in favor of the investors. William Overton Red Flags & Your Rights As An Investor Of course, William Overton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Overton at Vanguard Marketing on alert to review carefully the activity and performance of their accounts and question whether William Overton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To William Overton If you have questions about Vanguard Marketing and/or William Overton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

James Padilla formerly with Merrill Lynch Pierce Fenner & Smith

DID JAMES PETER PADILLA CAUSE YOU INVESTMENT LOSSES? James Padilla Formerly With Merrill Lynch Pierce Fenner & Smith, TD Ameritrade And Scottrade Has A Customer Complaint For Alleged Broker Misconduct Who is James Padilla formerly with Merrill Lynch Pierce Fenner & Smith? James Padilla (CRD #6147378) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Kent, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, James Padilla was associated with TD Ameritrade, Scottrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Padilla Customer Complaint James Padilla has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were forgery when an unauthorized account was opened. James Padilla’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. James Padilla Red Flags & Your Rights As An Investor Of course, James Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Padilla at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade on alert to review carefully the activity and performance of their accounts and question whether James Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To James Padilla If you have questions about Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, Scottrade, and/or James Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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