Mar 7, 2022

Neetu Patil formerly with Mutual Of Omaha Investor Services

DID NEETU SATISH PATIL CAUSE YOU INVESTMENT LOSSES? Neetu Patil Formerly With Mutual Of Omaha Investor Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Neetu Patil formerly with Mutual Of Omaha Investor Services? Neetu Patil (CRD #6367507) who was formerly registered with Mutual Of Omaha Investor Services and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Of Omaha Investor Services, Neetu Patil was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Neetu Patil Customer Complaint Neetu Patil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a VUL policy she purchased was not suitable for her as she requested her funds to be put into a Roth IRA. Neetu Patil’s customer complaint was settled in favor of the investors. Neetu Patil Red Flags & Your Rights As An Investor Of course, Neetu Patil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neetu Patil at Mutual Of Omaha Investor Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Neetu Patil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To Neetu Patil If you have questions about Mutual Of Omaha Investor Services, NYLIFE Securities, and/or Neetu Patil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Gregory Patrick of Spartan Capital Securities

DID GREGORY PAUL PATRICK CAUSE YOU INVESTMENT LOSSES? Gregory Patrick Of Spartan Capital Securities And Formerly With National Securities, Garden State Securities And Garden State Investment Advisory Services and Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Patrick of Spartan Capital Securities? Gregory Patrick (CRD #5607936) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Gregory Patrick was associated with National Securities, Garden State Securities, Garden State Investment Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Patrick Customer Complaint Gregory Patrick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable recommendations. The customer complaint filed against Gregory Patrick’s current employer Spartan Capital Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Gregory Patrick Red Flags & Your Rights As An Investor Of course, Gregory Patrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Patrick at Spartan Capital Securities, National Securities, Garden State Securities, and Garden State Investment Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Patrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, National Securities, Garden State Securities, and Garden State Investment Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Gregory Patrick If you have questions about Spartan Capital Securities, National Securities, Garden State Securities, Garden State Investment Advisory Services, and/or Gregory Patrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kendrick Patterson of Securian Financial Services

DID KENDRICK ROBERT PATTERSON CAUSE YOU INVESTMENT LOSSES? Kendrick Patterson Of Securian Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kendrick Patterson of Securian Financial Services? Kendrick Patterson (CRD #7165108) who is currently registered with Securian Financial Services and located in Huntingdon Valley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Kendrick Patterson Customer Complaint Kendrick Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kendrick Patterson misrepresented the Jackson National Variable Annuity contracts at the time of sale and felt they were not suitable for their needs. Kendrick Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kendrick Patterson Red Flags & Your Rights As An Investor Of course, Kendrick Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendrick Patterson at Securian Financial Services on alert to review carefully the activity and performance of their accounts and question whether Kendrick Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Kendrick Patterson If you have questions about Securian Financial Services and/or Kendrick Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Pope of Wells Fargo Clearing Services

DID MICHAEL JAMES POPE CAUSE YOU INVESTMENT LOSSES? Michael Pope Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Pope of Wells Fargo Clearing Services? Michael Pope (CRD #4551807) who is currently registered with Wells Fargo Clearing Services and located in Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Pope Customer Complaint Michael Pope has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his Financial Advisor, Michael Pope, failed to follow his instructions. The customer complaint filed against Michael Pope’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Pope Red Flags & Your Rights As An Investor Of course, Michael Pope did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pope at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Pope has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Pope If you have questions about Wells Fargo Clearing Services and/or Michael Pope and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jacee Pilkington of Edward Jones

DID JACEE LEIGH PILKINGTON CAUSE YOU INVESTMENT LOSSES? Jacee Pilkington Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jacee Pilkington of Edward Jones? Jacee Pilkington (CRD #6533979) who is currently registered with Edward Jones and located in Gering, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Jacee Pilkington Customer Complaint Jacee Pilkington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged the sale of a bond was unauthorized, resulting in loss of income/interest payments. Jacee Pilkington’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jacee Pilkington Red Flags & Your Rights As An Investor Of course, Jacee Pilkington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacee Pilkington at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jacee Pilkington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jacee Pilkington If you have questions about Edward Jones and/or Jacee Pilkington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ian Pierce formerly with Northwestern Mutual Investment Services

DID IAN MICHAEL PIERCE CAUSE YOU INVESTMENT LOSSES? Ian Pierce Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Pierce formerly with Northwestern Mutual Investment Services? Ian Pierce (CRD #6205487) who was formerly registered with Northwestern Mutual Investment Services and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Ian Pierce Customer Complaint Ian Pierce has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that loans were taken from the complainant’s permanent life insurance policy without consent, and that the proceeds were transferred to the representative’s bank account. The complainant also produced fabricated transaction documentation given to her by the representative. Ian Pierce’s customer complaint was settled in favor of the investors. Ian Pierce Red Flags & Your Rights As An Investor Of course, Ian Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Pierce at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ian Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Ian Pierce If you have questions about Northwestern Mutual Investment Services and/or Ian Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Megan Phillips of D.A. Davidson

DID MEGAN MARIE PHILLIPS CAUSE YOU INVESTMENT LOSSES? Megan Phillips Of D.A. Davidson And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Megan Phillips of D.A. Davidson? Megan Phillips (CRD #5717234) who is currently registered with D.A. Davidson and located in Minden, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.A. Davidson, Megan Phillips was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Megan Phillips Customer Complaint Megan Phillips has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that investments were not sold as instructed and that he was given incorrect information regarding the amount that can be borrowed from retirement accounts. Megan Phillips’ customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Megan Phillips Red Flags & Your Rights As An Investor Of course, Megan Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Megan Phillips at D.A. Davidson and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Megan Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.A. Davidson Due To Megan Phillips If you have questions about D.A. Davidson, Wells Fargo Clearing Services, and/or Megan Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Katherine Petrelli of LPL Financial

DID KATHERINE JO PETRELLI CAUSE YOU INVESTMENT LOSSES? Katherine Petrelli Of LPL Financial And National Wealth Management Group Has A Customer Complaint For Alleged Broker Misconduct Who is Katherine Petrelli of LPL Financial? Katherine Petrelli (CRD #4364419) who is currently registered with LPL Financial, National Wealth Management Group and located in Ormond Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Katherine Petrelli Customer Complaint Katherine Petrelli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that he instructed on June 3, 2020 that his account be sold if its value dropped to $487,500, and that these instructions were not followed. Customer sought compensation in losses after account declined further in value.  Katherine Petrelli’s customer complaint was settled in favor of the investors. Katherine Petrelli Red Flags & Your Rights As An Investor Of course, Katherine Petrelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Petrelli at LPL Financial and National Wealth Management Group on alert to review carefully the activity and performance of their accounts and question whether Katherine Petrelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Wealth Management Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Katherine Petrelli If you have questions about LPL Financial, National Wealth Management Group, and/or Katherine Petrelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ignacio Perezanta of BBVA Securities

DID IGNACIO ANTONIO PEREZANTA CAUSE YOU INVESTMENT LOSSES? Ignacio Perezanta Of BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct Who is Ignacio Perezanta of BBVA Securities? Ignacio Perezanta (CRD #5262904) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Ignacio Perezanta Customer Complaint Ignacio Perezanta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer that representative had engaged in unauthorized trading of mutual fund shares in her account leading to a loss on her statements. Ignacio Perezanta’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ignacio Perezanta Red Flags & Your Rights As An Investor Of course, Ignacio Perezanta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ignacio Perezanta at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Ignacio Perezanta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Ignacio Perezanta If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Ignacio Perezanta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Penny of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL TODD PENNY CAUSE YOU INVESTMENT LOSSES? Michael Penny Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Penny of Merrill Lynch Pierce Fenner & Smith? Michael Penny (CRD #4803098) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Penny Customer Complaint Michael Penny has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized trading and unsuitable investments. Michael Penny’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Penny Red Flags & Your Rights As An Investor Of course, Michael Penny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Penny at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Penny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Penny If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Penny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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