Mar 7, 2022

Page Pittman of Principal Securities

DID PAGE GRANT PITTMAN CAUSE YOU INVESTMENT LOSSES? Page Pittman Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Page Pittman of Principal Securities? Page Pittman (CRD #5640735) who is currently registered with Principal Securities and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Page Pittman Customer Complaint Page Pittman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were registered representative, Page Pittman, made an unsuitable recommendation into a variable universal life insurance policy. Page Pittman’s customer complaint was denied and, to  date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Page Pittman Red Flags & Your Rights As An Investor Of course, Page Pittman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Page Pittman at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Page Pittman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Page Pittman If you have questions about Principal Securities and/or Page Pittman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sheryl Rains of Edward Jones

DID SHERYL ANN RAINS CAUSE YOU INVESTMENT LOSSES? Sheryl Rains Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Sheryl Rains of Edward Jones? Sheryl Rains (CRD #4412761) who is currently registered with Edward Jones and located in Escanaba, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Sheryl Rains Customer Complaint Sheryl Rains has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged financial advisor, Sheryl Rains misrepresented the spousal continuation option on her inherited variable annuities. Sheryl Rains’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Sheryl Rains Red Flags & Your Rights As An Investor Of course, Sheryl Rains did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheryl Rains at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sheryl Rains has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sheryl Rains If you have questions about Edward Jones and/or Sheryl Rains and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Taylor Powell of DFPG Investments

DID TAYLOR MICHAEL POWELL CAUSE YOU INVESTMENT LOSSES? Taylor Powell Of DFPG Investments And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Taylor Powell of DFPG Investments? Taylor Powell (CRD #6905961) who is currently registered with DFPG Investments and located in Sandy, Utah is a subject of one of our many securities industry sales practice abuse investigations. Prior to DFPG Investments, Taylor Powell was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Taylor Powell Customer Complaint Taylor Powell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Arbitration: claimant alleged that the registered rep, Taylor Powell caused securities to be sold against his instructions. Complaint: client alleged he requested a sell stop order be placed, but a sell limit order was instead placed and subsequently executed. Taylor Powell’s customer complaint was settled in favor of the investors. Taylor Powell Red Flags & Your Rights As An Investor Of course, Taylor Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Powell at DFPG Investments and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Taylor Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DFPG Investments and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At DFPG Investments Due To Taylor Powell If you have questions about DFPG Investments, Wells Fargo Clearing Services, and/or Taylor Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jonathan Powell of Equitable Advisors

DID JONATHAN H. POWELL CAUSE YOU INVESTMENT LOSSES? Jonathan Powell Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Powell of Equitable Advisors? Jonathan Powell (CRD #5811775) who is currently registered with Equitable Advisors and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jonathan Powell Customer Complaint Jonathan Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged RR, Jonathan Powell misrepresented the length and fees associated with his variable annuity purchased. Jonathan Powell’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Powell Red Flags & Your Rights As An Investor Of course, Jonathan Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Powell at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jonathan Powell If you have questions about Equitable Advisors and/or Jonathan Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dwayne Powell of Robert W. Baird

DID DWAYNE WESLEY POWELL CAUSE YOU INVESTMENT LOSSES? Dwayne Powell Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct Who is Dwayne Powell of Robert W. Baird? Dwayne Powell (CRD #4506137) who is currently registered with Robert W. Baird and located in Hendersonville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Dwayne Powell was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dwayne Powell Customer Complaint Dwayne Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that account losses were caused by lack of communication and misinformation on the part of the Financial Advisor. Dwayne Powell’s customer complaint was denied and, to date, the customer did not take any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Dwayne Powell Red Flags & Your Rights As An Investor Of course, Dwayne Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwayne Powell at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Dwayne Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Bair Due To Dwayne Powell If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Dwayne Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jimmy Quach of J.P. Morgan Securities

DID JIMMY QUACH CAUSE YOU INVESTMENT LOSSES? Jimmy Quach Of J.P. Morgan Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Quach of J.P. Morgan Securities? Jimmy Quach (CRD #5585921) who is currently registered with J.P. Morgan Securities and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Jimmy Quach Customer Complaints Jimmy Quach has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Chase Investment Services and J.P. Morgan Securities for Jimmy Quach’s alleged misconduct causing investors losses. Two of Jimmy Quach’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Jimmy Quach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jimmy Quach’s misrepresentation and suitability regarding mutual fund investment. Client alleged, through custodian, misrepresentation regarding managed account investment by Jimmy Quach. Unsuitability, negligent misrepresentation, breach of fiduciary duty, negligence and violations of state securities and consumer protection Acts by Jimmy Quach. Jimmy Quach Red Flags & Your Rights As An Investor Of course, Jimmy Quach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Quach at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jimmy Quach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jimmy Quach If you have questions about J.P. Morgan Securities and/or Jimmy Quach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lily Qian of Equitable Advisors

DID LILY QIAN CAUSE YOU INVESTMENT LOSSES? Lily Qian Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lily Qian of Equitable Advisors? Lily Qian (CRD #4716832) who is currently registered with Equitable Advisors and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Lily Qian Customer Complaints Lily Qian has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Lily Qian’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Lily Qian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Lily Qian’s unsuitable recommendations in the sale of two alternative investments that did not fit his risk level. Client alleged Lily Qian was not acting in his best interest regarding mutual fund recommendations within his security investment account and he incurred a loss. Lily Qian Red Flags & Your Rights As An Investor Of course, Lily Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lily Qian at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Lily Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Lily Qian If you have questions about Equitable Advisors and/or Lily Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Polk of Wells Fargo Clearing Services

DID STEVEN MICHAEL POLK CAUSE YOU INVESTMENT LOSSES? Steven Polk Of Wells Fargo Clearing Services And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Polk of Wells Fargo Clearing Services? Steven Polk (CRD #4568532) who is currently registered with Wells Fargo Clearing Services and located in Spring Hill, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Steven Polk was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Polk Customer Complaints Steven Polk has been the subject of 2 customer complaints that we know about. Both of Steven Polk’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Steven Polk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Polk failed to properly inform her of the tax consequences associated with the partial conversion of her traditional IRA to a Roth IRA. Client complained that Steven Polk allegedly sold all of her CDs without giving any advice or notice to her. Steven Polk Red Flags & Your Rights As An Investor Of course, Steven Polk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Polk at Wells Fargo Clearing Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Polk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Steven Polk If you have questions about Wells Fargo Clearing Services, Edward Jones, and/or Steven Polk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Micah Patterson formerly with Hornor, Townsend & Kent

It’s critical that everyone understand as much as possible about the people with whom they entrust their money. There are numerous places to learn more about a person’s background, including his or her prior employment history, regulatory disciplinary actions, and consumer complaints. This important information may lead to inquiries about Micah Patterson and any investment losses you incurred. We’ll do our best to answer any questions you may have. DID MICAH WESLEY PATTERSON CAUSE YOU INVESTMENT LOSSES? Micah Patterson Formerly With Hornor, Townsend & Kent And MML Investors Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Micah Patterson formerly with Hornor, Townsend & Kent? Micah Patterson (CRD #5562392) who was formerly registered with Hornor, Townsend & Kent and located in Layton, Utah is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Micah Patterson was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Micah Patterson Customer Complaints Micah Patterson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Micah Patterson’s 2 customer complaints was settled in favor of investors. One of Micah Patterson’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Micah Patterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged unsuitable investment advice provided by Micah Patterson by unreasonably advising the claimants to purchase $40,000 of Future Income Payments (FIP) assets and to purchase an indexed universal life policy. Claimants alleged Breach of Fiduciary Duty, violation of NASD and FINRA Rules, Negligence, and Breach of Contract. Client represented by an attorney requested reimbursement of losses, stating that Micah Patterson failed to conduct adequate due diligence or properly assess the risks associated with the plan implemented by or before recommending and selling the product. The client requested the total amount invested be refunded. Micah Patterson Red Flags & Your Rights As An Investor Of course, Micah Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Micah Patterson at Hornor, Townsend & Kent and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Micah Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent and MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Micah Patterson If you have questions about Hornor, Townsend & Kent, MML Investors Services, and/or Micah Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Melissa Pavone of Oppenheimer & Co.

DID MELISSA MURPHY PAVONE CAUSE YOU INVESTMENT LOSSES? Melissa Pavone Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Melissa Pavone of Oppenheimer & Co.? Melissa Pavone (CRD #5052186) who is currently registered with Oppenheimer & Co. and located in Westhampton, New York is a subject of one of our many securities industry sales practice abuse investigations. Melissa Pavone Customer Complaint Melissa Pavone has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that an unauthorized transaction took place in his account, that his risk tolerance was ignored, and that his instructions were not followed. Melissa Pavone’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Melissa Pavone Red Flags & Your Rights As An Investor Of course, Melissa Pavone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Pavone at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Melissa Pavone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Melissa Pavone If you have questions about Oppenheimer & Co. and/or Melissa Pavone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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