Feb 28, 2025

Bryan Moskowitz Formerly With NYLife Securities LLC FIRED

DID BRYAN JAMES MOSKOWITZ CAUSE YOU INVESTMENT LOSSES? Bryan Moskowitz was fired from NYLife Securities LLC on December 2, 2024, following findings that he violated FINRA Rules 2111 and 2010. Bryan Moskowitz Employment History and Termination Bryan James Moskowitz has worked for six securities firms, including NYLIFE Securities LLC (2023–2024), Spartan Capital Securities (2017–2022), Worden Capital Management (2016–2017), Legend Securities (2013–2016), Joseph Gunnar & Co. (2012–2013), and Brookstone Securities (2012). During his career, he passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 63). However, his registration ended in December 2024 following termination. He has no active professional designations and is currently not registered with any firm. His termination was linked to excessive trading practices while working at Spartan Capital Securities Moskowitz was terminated by NYLIFE Securities LLC on December 2, 2024, after FINRA ruled that he had engaged in excessive and unsuitable trading while working at Spartan Capital Securities, which resulted in significant financial losses for a customer. The regulatory action resulted in a three-month suspension, a fine, and restitution payments. Negative Disclosures Summary Two disclosures were noted on his report: Bryan Moskowitz Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bryan Moskowitz is a red flag which should put all current and former customers of Bryan Moskowitz at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Moskowitz engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Bryan Moskowitz If you have questions about NYLife Securities LLC and/or Bryan Moskowitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2025

Dana Kitchen Formerly With Edward Jones FIRED

DID DANA WIN KITCHEN CAUSE YOU INVESTMENT LOSSES? Dana Kitchen was fired from Edward Jones on November 1, 2024, due to allegations of not adhering to firm policies. Dana Kitchen Employment History and Termination Dana Win Kitchen was previously employed with Edward Jones as a registered broker from March 2023 to November 2024. Prior to his financial services career, during the years 2010-2016, he worked in various roles including as a Marketing Representative at Federated Mutual Insurance Company, a Real Estate Broker at Thrive Real Estate, and an Independent Contractor for Southwestern Advantage. He has passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). However, he has not passed any principal or supervisory exams, and he is not currently registered as a broker. Mr. Kitchen was terminated by Edward Jones on November 1, 2024. The firm cited concerns that he did not adhere to company policies while attempting to qualify for an incentive and was not forthcoming during an internal review related to this matter. Negative Disclosures Summary One negative disclosure was noted: Dana Kitchen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Dana Kitchen is a red flag which should put all current and former customers of Dana Kitchen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dana Kitchen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dana Kitchen If you have questions about Edward Jones and/or Dana Kitchen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2025

Jasser Narvaez Formerly With Jeffries LLC FIRED

DID JASSER MARTIN NARVAEZ CAUSE YOU INVESTMENT LOSSES? Jasser Narvaez was fired from Jeffries LLC in November 2024 for compliance-related violations. Jasser Narvaez Employment History and Termination Jasser Martin Narvaez has over 20 years of experience in the securities industry. He worked as a registered broker for multiple firms, including Jefferies LLC (2015–2024), RBC Capital Markets, LLC (2012–2015), and Wells Fargo Advisors, LLC (2010–2011). He is not currently registered with any securities firm. He has passed ten industry exams, including four principal/supervisory exams, four general industry/product exams, and two multi-state securities law exams. Mr. Narvaez’ tenure at Jefferies LLC ended on November 1, 2024. The firm stated that he had facilitated impermissible money-wire transfers, failed to escalate supervisory concerns, and used unauthorized communication channels for business purposes. Negative Disclosures Summary Jasser Martin Narvaez has one disclosure related to employment termination: Jasser Narvaez Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jasser Narvaez is a red flag which should put all current and former customers Jasser Narvaez at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Jasser Narvaez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Jasser Narvaez If you have questions about Jeffries LLC and/or Jasser Narvaez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2025

Lucca Macher Formerly With Jeffries LLC FIRED

DID LUCCA RENZO MACHER CAUSE YOU INVESTMENT LOSSES? Lucca Macher was fired from Jeffries LLC in November 2024 due to allegations of facilitating or failing to escalate impermissible money-wire transfers and engaging in off-channel business communications. Lucca Macher Employment History and Termination Lucca Renzo Macher began his professional journey in the securities industry after completing his studies. Following an internship with Insigneo Securities LLC in 2022, Macher was employed as a registered broker with Jefferies LLC from June 2023 to December 2024. He passed three exams, including Series 7, Series 66, and Securities Industry Essentials (SIE). He is not currently registered. Mr. Macher’s employment at Jefferies LLC ended with his discharge on November 13, 2024, following allegations of the improper handling of money-wire transfers and off-channel communications, facilitating or failing to escalate improper money-wire transfers and using unauthorized communication channels for business activities. Negative Disclosures Summary The report includes one disclosure related to an employment termination: Lucca Macher Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Lucca Macher is a red flag which should put all current and former customers of Lucca Macher at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Lucca Macher engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Lucca Macher If you have questions about Jeffries LLC and/or Lucca Macher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2025

David Jerke Formerly With LPL Financial LLC FIRED

DID DAVID LEE JERKE CAUSE YOU INVESTMENT LOSSES? David Jerke was fired from LPL Financial LLC on December 16, 2024, due to allegations of professional misconduct. David Jerke Employment History and Termination David Lee Jerke has over 11 years of experience in the securities industry and has worked for several firms, including KMS Financial Services, Inc. (2014-2020), Securities America, Inc. (2020-2021) and his most recent registration with LPL Financial from January 2021 to December 2024. He has passed two general industry/product exams and one multi-state securities law exam, however he is not currently registered with any firm or organization. Despite his extensive experience, David was discharged from LPL Financial LLC on December 16, 2024, following allegations of soliciting a loan from a customer without notifying or gaining proper approval from the firm. Negative Disclosures Summary One Disclosure was noted: David Jerke Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Jerke is a red flag which should put all current and former customers of David Jerke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether David Jerke engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Jerke If you have questions about LPL Financial LLC and/or David Jerke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2025

Mahad Munawar Formerly With Charles Schwab & Co., Inc. FIRED

DID MAHAD MUNAWAR CAUSE YOU INVESTMENT LOSSES? Mahad Munawar was fired from Charles Schwab & Co., Inc. in November 2024, following allegations that he accessed a client account without business justification. Mahad Munawar Employment History and Termination Mahad Munawar was registered with one securities firm, Charles Schwab & Co., Inc. as a Financial Services Representative from March 2023 to December 2024. Prior to his tenure in the securities industry, he held positions in various industries from 2015-2022. Mr. Munawar passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 63). However, he is currently not registered with any securities firm. His employment ended after he was discharged from Charles Schwab on November 18, 2024, due to allegations that he accessed a client’s account without business justification. Negative Disclosures Summary One disclosure was noted on The FINRA report: Mahad Munawar Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mahad Munawar is a red flag which should put all current and former customers of Mahad Munawar at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Mahad Munawar engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Mahad Munawar If you have questions about Charles Schwab & Co., Inc. and/or Mahad Munawar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2025

Vincent Lucchesi Formerly With UBS Financial Services Inc.  FIRED

DID VINCENT STEPHEN LUCCHESI CAUSE YOU INVESTMENT LOSSES? Vincent Lucchesi was recently fired from UBS Financial Services Inc. following a review that substantiated he was in violation of firm policy. Vincent Lucchesi Employment History and Termination Vincent Stephen Lucchesi has over 25 years of experience in the securities industry. His career has included roles at several major firms, such as UBS Financial Services Inc. (2006–2024), Morgan Stanley (2002–2006), and Merrill Lynch (1998–2000). He has passed four industry exams, including Series 7, Series 66, and the Futures Managed Funds Examination (Series 31). On December 13, 2024, after 18 years at UBS Financial Services, his tenure ended with his discharge due to allegations of altering client account statements, which were not used but kept at his desk and later shredded. Mr. Lucchesi has since joined Alden Investment Group as an Investment Adviser and J. Alden Associates, Inc. as a registered broker. Allegations and Accusations The sole allegation against Vincent Stephen Lucchesi pertains to his termination from UBS Financial Services for altering client account statements. He admitted to storing and later shredding the documents without using them. Vincent Lucchesi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Vincent Lucchesi is a red flag which should put all current and former customers of Vincent Lucchesi at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Lucchesi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Vincent Lucchesi If you have questions about UBS Financial Services Inc.and/or Vincent Lucchesi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2025

Juan Hernandez Nieto Formerly With J.P. Morgan Securities LLC FIRED

DID JUAN DANIEL HERNANDEZ NIETO CAUSE YOU INVESTMENT LOSSES? Juan Hernandez Nieto was fired from J.P. Morgan Securities LLC on November 22, 2024, stemming from allegations of misrepresenting a joint account signature authorization. Juan Hernandez Nieto Employment History and Termination Juan Hernandez Nieto was previously registered with J.P. Morgan Securities LLC from October 2023 to December 2024, where he worked as a Licensed Banker and Private Client Banker. During the years 2017-2023, he worked in various industries, including technology, hospitality, and seafood distribution, before transitioning into banking and securities. He passed two general industry/product exams (Series 6 and SIE) and one multi-state securities law exam (Series 63). However, he has not passed any principal or supervisory exams and is not currently registered as a broker. Hernandez Nieto was terminated from JPMorgan Chase Bank, N.A. on November 22, 2024. Allegations were that he allowed a customer to sign a joint account signature card on behalf of another person and falsely indicated in the system that the joint account owner was present. Negative Disclosures Summary There is one disclosed termination on record. Juan Hernandez Nieto Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Juan Hernandez Nieto is a red flag which should put all current and former customers of Juan Hernandez Nieto at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Hernandez Nieto engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Juan Hernandez Nieto If you have questions about J.P. Morgan Securities LLC and/or Juan Hernandez Nieto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2025

Zachary Krause Formerly With Fidelity Brokerage Services LLC FIRED

DID ZACHARY THOMAS KRAUSE CAUSE YOU INVESTMENT LOSSES? Zachary Krause was fired from Fidelity Brokerage Services LLC on November 13, 2024 due to allegations of improper use of a financial planning tool. Zachary Krause Employment History and Termination Zachary Thomas Krause worked for Fidelity Brokerage Services LLC as a registered broker in Greenwood Village, Colorado (September 2022-December 2024) and Fidelity Personal and Workplace Advisors as a financial adviser in Boston, Massachusetts, from November 2022 to December 2024. His previous employment history includes working as a Workplace Planning Consultant at Fidelity Investments and a College Financial Representative at Northwestern Mutual before transitioning into full-time brokerage roles. He is currently registered with Transamerica Capital, Inc. in Denver, Colorado as of January 7, 2025. Mr. Krause passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). However, he has not passed any principal or supervisory exams. He was terminated from Fidelity Brokerage Services LLC on November 13, 2024. The firm reported that he improperly used a financial planning tool without verifying the accuracy of client data, which impacted his performance metrics Negative Disclosures Summary One negative disclosure was noted on Mr. Krause’s record: Zachary Krause Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Zachary Krause is a red flag which should put all current and former customers of Zachary Krause at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Krause engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Zachary Krause If you have questions about Fidelity Brokerage Services LLC and/or Zachary Krause and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2025

Raeven Goodman Formerly With Fidelity Brokerage Services LLC FIRED

DID RAEVEN LAMYIA GOODMAN CAUSE YOU INVESTMENT LOSSES? Raeven Goodman was fired from Fidelity Brokerage Services LLC in November 2024 following allegations of a violation of company policies. Raeven Goodman Employment History and Termination Raeven Goodman was registered as a securities broker with Fidelity Brokerage Services LLC from January 2022 to December 2024. Her professional history includes roles in financial services, as a Customer Relationship Advocate at Fidelity Investments and a Client Service Associate at Hancock Whitney. Additionally, she has experience in research, marketing, and customer service roles outside the financial industry. She has passed five securities industry exams, including: two Principal/Supervisory Exams (Series 9, Series 10) two General Industry/Product Exams (Series 7, SIE) and one Multi-State Securities Law Exam (Series 63). However, she is not currently registered with any firm. Fidelity Brokerage Services LLC discharged Ms. Goodman on November 14, 2024. The termination stemmed from allegations that she engaged in undisclosed outside business activities, which was deemed a violation of company policies. Negative Disclosures Summary One Termination was Number of Disclosures: 1 (Termination from Fidelity Brokerage Services LLC) Raeven Goodman Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Raeven Goodman is a red flag which should put all current and former customers of Raeven Goodman at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Raeven Goodman engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raeven Goodman If you have questions about Fidelity Brokerage Services LLC and/or Raeven Goodman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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