Sep 15, 2024

Jennifer Buelt of Wells Fargo Clearing Services, LLC FIRED

DID JENNIFER MARIE GAWORSKI BUELT CAUSE YOU INVESTMENT LOSSES? Jennifer Buelt Formerly With Wells Fargo Clearing Services, LLC was terminated on July 25, 2024, for overriding a bank transaction alert using another employee’s credentials. Jennifer Buelt Employment History Jennifer Marie Gaworski Buelt, with has been registered with one securities firm, Wells Fargo Clearing Services, LLC in Minneapolis, Minnesota, from May 2023 to August 2024. During her time as a broker, she passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on April 19, 2023, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on May 15, 2023. Additionally, she has passed two multi-state securities law exams: the Uniform Securities Agent State Law Examination (Series 63) on May 24, 2023, and the Uniform Investment Adviser Law Examination (Series 65) on July 24, 2023. She has not passed any principal/supervisory exams. Buelt’s employment history includes roles as a Registered Representative at Wells Fargo Clearing Services, LLC, and as a Banker at Wells Fargo Bank, NA, since January 2020. Jennifer Buelt Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jennifer Buelt is a red flag which should put all current and former customers of Jennifer Buelt Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jennifer Buelt engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jennifer Buelt If you have questions about Wells Fargo Clearing Services, LLC and/or Jennifer Buelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Sadequi Ali of J.P. Morgan Securities LLC FIRED

DID SADEQUI I ALI CAUSE YOU INVESTMENT LOSSES? Sadequi Ali Formerly With J.P. Morgan Securities LLC was terminated on July 22, 2024, for updating the date on a previously signed customer document without customer initials, which was not related to any known customer complaints or securities sales Sadequi Ali Employment History Sadequl I. Ali is not currently registered as a broker. He has worked with one firm, J.P. Morgan Securities LLC, from February 2024 to August 2024 in Miami, Florida. Over his career, Mr. Ali has passed two general industry/product exams: the Securities Industry Essentials (SIE) Examination on October 10, 2023, and the Investment Company Products/Variable Contracts Representative (Series 6) Examination on February 20, 2024. He has no principal or supervisory exam qualifications and has not passed any state securities law exams. In addition to his time at J.P. Morgan Securities, Mr. Ali’s employment history includes roles at JPMorgan Chase Bank, N.A., and other financial institutions. He was terminated from JPMorgan Chase Bank, N.A. on July 22, 2024, for updating the date on a previously signed customer document without customer initials, which was not related to any known customer complaints or securities sales. Sadequi Ali Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Sadequi Ali is a red flag which should put all current and former customers of Sadequi Ali at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sadequi Ali engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Sadequi Ali If you have questions about J.P. Morgan Securities LLCand/or Sadequi Ali and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Elliot Sherer of Aegis Capital Corp Reviews

DID ELLIOT HOUGH SHERER CAUSE YOU INVESTMENT LOSSES? Elliot Sherer Of Aegis Capital Corp Has 6 Customer Complaints For Alleged Broker Misconduct Elliot Sherer Customer Complaints and Reviews Elliot Sherer has been involved in a total of six customer disputes: Allegations Against Elliot Sherer Elliot Sherer Red Flags & Your Rights As An Investor Of course, Elliot Sherer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elliot Sherer at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Elliot Sherer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Elliot Sherer If you have questions about Aegis Capital Corp and/or Elliot Sherer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Blake Smith of Hantz Financial Services, Inc. Reviews

DID BLAKE ALAN SMITH CAUSE YOU INVESTMENT LOSSES? Blake Smith Customer Complaints and Reviews Laura Shrawder-Miles has several disclosed events: Allegations Against Blake Smith Blake Smith Red Flags & Your Rights As An Investor Of course, Blake Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Blake Smith at Hantz Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Blake Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hantz Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hantz Financial Services, Inc. Due To Blake Smith If you have questions about Hantz Financial Services, Inc. and/or Blake Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Laura Shrawder-Miles of Kovack Securities Inc. Reviews

DID Laura Shrawder-Miles CAUSE YOU INVESTMENT LOSSES? Laura Shrawder-Miles Of Kovack Securities Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Laura Shrawder-Miles Customer Complaints and Reviews Laura Shrawder-Miles has several disclosed events: Allegations Against Laura Shrawder-Miles Laura Shrawder-Miles Red Flags & Your Rights As An Investor Of course, Laura Shrawder-Miles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laura Shrawder-Miles at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Laura Shrawder-Miles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc.  Due To Laura Shrawder-Miles If you have questions about Kovack Securities Inc. and/or Laura Shrawder-Miles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Daniel Silverberg of UBS Financial Services Inc. Reviews

DID DANIEL BART SILVERBERG CAUSE YOU INVESTMENT LOSSES? Daniel Silverberg Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Silverberg Customer Complaints and Reviews Daniel Silverberg has been involved in two customer disputes: Allegations Against Daniel Silverberg Daniel Silverberg Red Flags & Your Rights As An Investor Of course, Daniel Silverberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Silverberg at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Silverberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Daniel Silverberg If you have questions about UBS Financial Services Inc. and/or Daniel Silverberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Ricky Whitmire Jr of LPL Financial LLC Reviews

DID RICKY DEWIGHT WHITMIRE JR CAUSE YOU INVESTMENT LOSSES? Ricky Whitmire Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ricky Whitmire Jr Customer Complaints and Reviews Whitmire has disclosed the following negative events: Allegations Against Ricky Whitmire Jr Ricky Whitmire Jr Red Flags & Your Rights As An Investor Of course, Ricky Whitmire Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Whitmire Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ricky Whitmire Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ricky Whitmire Jr If you have questions about LPL Financial LLC and/or Ricky Whitmire Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 14, 2024

Christopher deVilleneuve of NYLife Securities LLC FIRED

DID CHRISTOPHER DEVILLENEUVE CAUSE YOU INVESTMENT LOSSES? Christopher deVilleneuve Formerly With NYLife Securities LLC was terminated on July 23, 2024, due to admitting to including inaccurate information in certain administrative records, though no securities products or clients were involved. Currently, he is not registered with any brokerage firm. Christopher deVilleneuve Employment History Christopher deVilleneuve, was registered with NYLIFE Securities LLC in Moosic, Pennsylvania, from December 2016 to August 2024. During his career, he has passed a total of four exams, including one principal/supervisory exam: the Investment Company Products/Variable Contracts Principal Examination (Series 26) on October 26, 2018. He also passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on December 22, 2016. Additionally, he passed one multi-state securities law exam: the Uniform Securities Agent State Law Examination (Series 63) on March 30, 2017. DeVilleneuve’s employment history includes roles as a Registered Representative at NYLIFE Securities LLC and as an Agent with New York Life Insurance Co. Prior to his career in the financial sector, he worked as a Senior Loan Originator at Citizens Bank. His registration with NYLIFE Securities LLC ended in July 2024 following termination due to admitting to including inaccurate information in certain administrative records, though no securities products or clients were involved. Currently, he is not registered with any brokerage firm. Christopher deVilleneuve Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Christopher deVilleneuve is a red flag which should put all current and former customers of Christopher deVilleneuve at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher deVilleneuve engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Christopher deVilleneuve If you have questions about NYLife Securities LLC and/or Christopher deVilleneuve and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 14, 2024

Timothy McConnell of Osaic Wealth, Inc. Reviews

DID TIMOTHY DUNN MCCONNELL CAUSE YOU INVESTMENT LOSSES? Timothy McConnell Customer Complaints and Reviews Timothy McConnell’s career includes one significant disclosure: Allegations Against Timothy McConnell Timothy McConnell Red Flags & Your Rights As An Investor Of course, Timothy McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McConnell at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Timothy McConnell If you have questions about Osaic Wealth, Inc.  and/or Timothy McConnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 14, 2024

April Wilson of Osaic Wealth, Inc. Reviews

DID APRIL MARIE WILSON CAUSE YOU INVESTMENT LOSSES? April Wilson Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct April Wilson Customer Complaints and Reviews April Marie Wilson has reported the following negative disclosures: Allegations Against April Wilson April Wilson Red Flags & Your Rights As An Investor Of course, April Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of April Wilson at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether April Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To April Wilson If you have questions about Osaic Wealth, Inc. and/or April Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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