Mar 7, 2022

Aaron Turner of Ameriprise Financial Services

DID AARON TURNER CAUSE YOU INVESTMENT LOSSES? Aaron Turner Of Ameriprise Financial Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Aaron Turner of Ameriprise Financial Services, LLC? Aaron Turner (CRD #2252485) who is currently registered with Ameriprise Financial Services, LLC and located in Batavia, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Aaron Turner Customer Complaints Aaron Turner has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Aaron Turner’s 4 customer complaints was settled in favor of investors. Two of Aaron Turner’s customers’ complaints were denied and, to date, the customers have not taken any further action.  There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Aaron Turner’s alleged misconduct. Allegations Against Aaron Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged he received a poor investment recommendation from Aaron Turner. The client alleged Aaron Turner’s recommendations caused losses in her account and $20,000 in fees. Aaron Turner Red Flags & Your Rights As An Investor Of course, Aaron Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Turner at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Aaron Turner If you have questions about Ameriprise Financial Services, LLC and/or Aaron Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Charles Turner of LPL Financial LLC

DID CHARLES TURNER CAUSE YOU INVESTMENT LOSSES? Charles Turner Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Turner of LPL Financial LLC? Charles Turner (CRD #4152030) who is currently registered with LPL Financial LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Charles Turner was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Charles Turner Customer Complaints Charles Turner has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. Both of Charles Turner’s customer complaints were settled in favor of investors. Allegations Against Charles Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that while he was a customer at Wells Fargo, Charles Turner recommended he invest in a closed-end mutual fund which was unsuitable. The Claimant alleged the investment was misrepresented to him, and that he suffered damages. Notably, Claimant did not become an LPL customer until several months after he invested in the mutual fund, when his financial professional transferred his registration. Respondent denies all liability. Attorney for client alleged Charles Turner’s omissions as well as an unsuitable and over-concentrated investment, which resulted in losses. Charles Turner Red Flags & Your Rights As An Investor Of course, Charles Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Turner at LPL Financial LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Charles Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Charles Turner If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, and/or Charles Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Tutcher of Raymond James Financial Services

DID MICHAEL TUTCHER CAUSE YOU INVESTMENT LOSSES? Michael Tutcher Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With Raymond James & Associates Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Tutcher of Raymond James Financial Services, Inc.? Michael Tutcher (CRD #2306833) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Michael Tutcher was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Tutcher Customer Complaints Michael Tutcher has been the subject of 6 customer complaints that we know about. Two of Michael Tutcher’s 6 customer complaints were settled in favor of investors. Four of Michael Tutcher’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Tutcher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Tutcher’s investments were unsuitable. Client alleged Michael Tutcher intentionally or negligently failed to advise her that the investments he recommended were unduly risky and unsuitable for her and that he failed to advise her of the tax consequences she would experience as a result of the recommendation. Client alleged that Michael Tutcher advised him the policy he surrendered from Crown Life & Associates to a Metlife Variable Universal Life Insurance Policy would be tax free and that was not the case. Client also alleged that Mr. Tutcher did not mention that the Variable Universal Life Insurance Policy would be tied up in the stock market and that he thought it was a whole life insurance policy. Clients alleged Michael Tutcher improperly invested their funds in a too heavily equity concentrated portfolio. Michael Tutcher’s alleged violation of Florida Securities Act, equitable rescission, breach of fiduciary duty, negligence, breach of contract, fraud, negligent misrepresentation. Michael Tutcher Red Flags & Your Rights As An Investor Of course, Michael Tutcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Tutcher at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Michael Tutcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Michael Tutcher If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Raymond James & Associates, and/or Michael Tutcher and the management or performance of your accounts,please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Janice Uberecken of Pruco Securities

DID JANICE UBERECKEN CAUSE YOU INVESTMENT LOSSES? Janice Uberecken Of Pruco Securities, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Janice Uberecken of Pruco Securities, LLC? Janice Uberecken (CRD #2341262) who is currently registered with Pruco Securities, LLC and located in Superior, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Janice Uberecken Customer Complaint Janice Uberecken has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Janice Uberecken did not fully disclose all the facts regarding suitability and guarantees and risks. Janice Uberecken’s customer complaint was denied and, to date, the customer has not taken any further action. Janice Uberecken Red Flags & Your Rights As An Investor Of course, Janice Uberecken did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janice Uberecken at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Janice Uberecken has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Janice Uberecken If you have questions about Pruco Securities, LLC and/or Janice Uberecken and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Urosevich of Wells Fargo Clearing Services

DID STEVEN UROSEVICH CAUSE YOU INVESTMENT LOSSES? Steven Urosevich Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Steven Urosevich of Wells Fargo Clearing Services, LLC? Steven Urosevich (CRD #2882927) who is currently registered with Wells Fargo Clearing Services, LLC and located in Woodstock, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Steven Urosevich was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Urosevich Customer Complaint Steven Urosevich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Steven Urosevich provided misleading information regarding the sale of stock, resulting in lost opportunity. Steven Urosevich’s customer complaint was denied and, to date, the customer has not taken any further action. Steven Urosevich Red Flags & Your Rights As An Investor Of course, Steven Urosevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Urosevich at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Urosevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Urosevich If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Steven Urosevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

James Vaughn of Raymond James & Associates

DID JAMES VAUGHN CAUSE YOU INVESTMENT LOSSES? James Vaughn Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is James Vaughn of Raymond James & Associates, Inc.? James Vaughn (CRD #1947750) who is currently registered with Raymond James & Associates, Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. James Vaughn Customer Complaint James Vaughn has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients accounts were mismanaged. James Vaughn’s customer complaint was denied and, to date, the customers have not taken any further action. James Vaughn Red Flags & Your Rights As An Investor Of course, James Vaughn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vaughn at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Vaughn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Vaughn If you have questions about Raymond James & Associates, Inc. and/or James Vaughn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Gary Vance of UBS Financial Services

DID GARY VANCE CAUSE YOU INVESTMENT LOSSES? Gary Vance Of UBS Financial Services Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Gary Vance of UBS Financial Services Inc.? Gary Vance (CRD #2108947) who is currently registered with UBS Financial Services Inc. and located in Miamisburg, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Gary Vance Customer Complaint Gary Vance has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was not informed he could lose money in his investment and that there was no risk. Gary Vance’s customer complaint was settled in favor of the investors. Gary Vance Red Flags & Your Rights As An Investor Of course, Gary Vance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Vance at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Vance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Gary Vance If you have questions about UBS Financial Services Inc. and/or Gary Vance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

C. L. Taylor of Merrill Lynch Pierce Fenner & Smith

DID C. L. TAYLOR CAUSE YOU INVESTMENT LOSSES? C. L. Taylor Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is C. L. Taylor of Merrill Lynch Pierce Fenner & Smith? C. L. Taylor (CRD #2355696) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. C. L. Taylor Customer Complaints C. L. Taylor has been the subject of 2 customer complaints that we know about. Both of C. Taylor’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against C. L. Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged C. L.  If Taylor’s investments were unsuitable. No damages alleged. The customer’s attorney alleged C. L. Taylor’s failure to follow instructions. C. L. Taylor Red Flags & Your Rights As An Investor Of course, C. L. Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of C L. Taylor at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether C. L. Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To C. Taylor If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or C. L. Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sonya Taylor of Emerson Equity

DID SONYA MOZELESKI TAYLOR CAUSE YOU INVESTMENT LOSSES? Sonya Taylor Of Emerson Equity LLC And Formerly With Oak Tree Securities Has One Customer Complaint For Alleged Broker Misconduct Who is Sonya Taylor of Emerson Equity LLC? Sonya Taylor (CRD #2742405) who is currently registered with Emerson Equity LLC and located in Hollister, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity LLC, Sonya Taylor was associated with Oak Tree Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sonya Taylor Customer Complaint Sonya Taylor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor performance. Sonya Taylor’s customer complaint was settled in favor of the investors. Sonya Taylor Red Flags & Your Rights As An Investor Of course, Sonya Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sonya Taylor at Emerson Equity LLC and Oak Tree Securities on alert to review carefully the activity and performance of their accounts and question whether Sonya Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC and Oak Tree Securities also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Sonya Taylor If you have questions about Emerson Equity LLC, Oak Tree Securities, and/or Sonya Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Stewart Teichman of Oppenheimer & Co.

DID STEWART TEICHMAN CAUSE YOU INVESTMENT LOSSES? Stewart Teichman Formerly With Oppenheimer & Co. Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Stewart Teichman formerly with Oppenheimer & Co. Inc.? Stewart Teichman (CRD #2183090) who was formerly registered with Oppenheimer & Co. Inc. and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Stewart Teichman Customer Complaint Stewart Teichman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were an unauthorized sale took place in an account. Stewart Teichman’s customer complaint was denied and, to date, the customer has not taken any further action. Stewart Teichman Red Flags & Your Rights As An Investor Of course, Stewart Teichman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stewart Teichman at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Stewart Teichman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Stewart Teichman If you have questions about Oppenheimer & Co. Inc. and/or Stewart Teichman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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