Mar 7, 2022

Jeffrey McNaney of Principal Securities

DID JEFFREY PAUL MCNANEY CAUSE YOU INVESTMENT LOSSES? Jeffrey McNaney Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey McNaney of Principal Securities? Jeffrey McNaney (CRD #4640776) who is currently registered with Principal Securities and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey McNaney Customer Complaint Jeffrey McNaney has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Jeffrey McNaney advised him that he should invest a pension check into his variable annuity without giving him full disclosure of how it would affect the contract. Jeffrey McNaney’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jeffrey McNaney Red Flags & Your Rights As An Investor Of course, Jeffrey McNaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey McNaney at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey McNaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Jeffrey McNaney If you have questions about Principal Securities and/or Jeffrey McNaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Arthur McQuaide of Spartan Capital Securities

DID ARTHUR BRUCE MCQUAIDE CAUSE YOU INVESTMENT LOSSES? Arthur McQuaide Of Spartan Capital Securities And Formerly With Southeast Investments N.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Arthur McQuaide of Spartan Capital Securities? Arthur McQuaide (CRD #4581876) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Arthur McQuaide was associated with Southeast Investments N.C. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur McQuaide Customer Complaint Arthur McQuaide has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation and unsuitable recommendations. The customer complaint filed against Arthur McQuaide’s current employer Spartan Capital Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Arthur McQuaide Red Flags & Your Rights As An Investor Of course, Arthur McQuaide did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur McQuaide at Spartan Capital Securities and Southeast Investments N.C. on alert to review carefully the activity and performance of their accounts and question whether Arthur McQuaide has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities and Southeast Investments N.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Arthur McQuaide If you have questions about Spartan Capital Securities, Southeast Investments N.C., and/or Arthur McQuaide and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Rafael Menier of Wells Fargo Clearing Services

DID RAFAEL ANDRES MENIER CAUSE YOU INVESTMENT LOSSES? Rafael Menier Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Rafael Menier of Wells Fargo Clearing Services? Rafael Menier (CRD #5987905) who is currently registered with Wells Fargo Clearing Services and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Rafael Menier Customer Complaint Rafael Menier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not fully explain the terms of the investments, or the suitability considering the client’s age. Rafael Menier’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Rafael Menier Red Flags & Your Rights As An Investor Of course, Rafael Menier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Menier at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Rafael Menier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Rafael Menier If you have questions about Wells Fargo Clearing Services and/or Rafael Menier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Rodney Meyering of Ameriprise Financial Services

DID RODNEY A. MEYERING CAUSE YOU INVESTMENT LOSSES? Rodney Meyering Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rodney Meyering of Ameriprise Financial Services? Rodney Meyering (CRD #4398689) who is currently registered with Ameriprise Financial Services and located in Daytona Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Rodney Meyering Customer Complaints Rodney Meyering has been the subject of 2 customer complaints that we know about. Both of Rodney Meyering’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Rodney Meyering A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Rodney Meyering did not follow her instructions to purchase a stock and recommended a poorly performing portfolio without discussing the commissions charged. The client alleged Rodney Meyering’s misrepresentation with respect to investment. Rodney Meyering Red Flags & Your Rights As An Investor Of course, Rodney Meyering did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Meyering at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Rodney Meyering has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Rodney Meyering If you have questions about Ameriprise Financial Services and/or Rodney Meyering and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Mikeska of Raymond James Financial Services

DID JASON JOHN MIKESKA CAUSE YOU INVESTMENT LOSSES? Jason Mikeska Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Cetera Investment Services And Cetera Investment Advisers Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Mikeska of Raymond James Financial Services? Jason Mikeska (CRD #4962984) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Victoria, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Jason Mikeska was associated with Cetera Investment Services, Cetera Investment Advisers, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Mikeska Customer Complaints Jason Mikeska has been the subject of 2 customer complaints that we know about. One of Jason Mikeska’s 2 customer complaints was settled in favor of investors. One of Jason Mikeska’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jason Mikeska A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jason Mikeska guaranteed a minimum interest rate and wanted principal returned. The client alleged trades were placed by Jason Mikeska without his authorization. Jason Mikeska Red Flags & Your Rights As An Investor Of course, Jason Mikeska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mikeska at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Jason Mikeska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jason Mikeska If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, Cetera Investment Advisers, and/or Jason Mikeska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Millage of Edward Jones

DID MICHAEL A. MILLAGE CAUSE YOU INVESTMENT LOSSES? Michael Millage Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Millage of Edward Jones? Michael Millage (CRD #6137376) who is currently registered with Edward Jones and located in Cottage Grove, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Michael Millage Customer Complaint Michael Millage has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor, Michael Millage, misrepresented that the client’s investments would not lose money if the stock market went down. Client alleged Mr. Millage misrepresented the fees to move the client’s investments into cash. Client alleged the cost of the Guided Solutions program was too expensive. Michael Millage’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Millage Red Flags & Your Rights As An Investor Of course, Michael Millage did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Millage at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Millage has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Millage If you have questions about Edward Jones and/or Michael Millage and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Millard formerly with TIAA-CREF Individual & Institutional Services

DID KEVIN D. MILLARD CAUSE YOU INVESTMENT LOSSES? Kevin Millard Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Millard formerly with TIAA-CREF Individual & Institutional Services? Kevin Millard (CRD #5430403) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Kevin Millard Customer Complaint Kevin Millard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated he met with the representative on September 21, 2018 to discuss his retirement account, move funds out of the TIAA Traditional Annuity (a fixed annuity) and required minimum distributions. The client contended that the setup of the transaction did not satisfy required minimum distributions for tax year 2019 which totaled $17,326.23 and he may be subject to a 50% penalty by the Internal Revenue Service. Kevin Millard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kevin Millard Red Flags & Your Rights As An Investor Of course, Kevin Millard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Millard at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Millard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Millard If you have questions about TIAA-CREF Individual & Institutional Services and/or Kevin Millard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Teena Milldebrandt of Cetera Advisor Networks

DID TEENA ANN MILLDEBRANDT CAUSE YOU INVESTMENT LOSSES? Teena Milldebrandt Of Cetera Advisor Networks Has 3 Customer Complaints For Alleged Broker Misconduct Who is Teena Milldebrandt of Cetera Advisor Networks? Teena Milldebrandt (CRD #4535766) who is currently registered with Cetera Advisor Networks and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Teena Milldebrandt Customer Complaints Teena Milldebrandt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Teena Milldebrandt’s 3 customer complaints were settled in favor of investors. One of Teena Milldebrandt’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Teena Milldebrandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Teena Milldebrandt’s investment recommendation was unsuitable. Customers alleged that Teena Milldebrandt’s continuous recommendations of moving funds from one annuity to another and purchasing more insurance than needed resulted in substantial costs, excess tax payments and significant market losses. No evidence found to support customers’ allegations. Customer accepted offer of a refund of the remaining net premiums from the immediate variable annuity issued. The firm paid the difference between the commuted value and the net remaining premiums. Customers alleged the two variable annuity universal life contracts issued by Teena Milldebrandt were not suitable as there was no need for additional insurance for either of them. Teena Milldebrandt Red Flags & Your Rights As An Investor Of course, Teena Milldebrandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teena Milldebrandt at Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Teena Milldebrandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Teena Milldebrandt If you have questions about Cetera Advisor Networks and/or Teena Milldebrandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Akiva Miller of NYLIFE Securities

DID AKIVA MILLER CAUSE YOU INVESTMENT LOSSES? Akiva Miller Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Akiva Miller of NYLIFE Securities? Akiva Miller (CRD #4877721) who is currently registered with NYLIFE Securities and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Akiva Miller Customer Complaint Akiva Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Universal Life policies they each purchased in February 2019 were obtained to specifically help reduce their corporate tax burden however they recently determined that the policy premiums were not tax deductible and therefore would not lower their corporate taxes. Akiva Miller’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Akiva Miller Red Flags & Your Rights As An Investor Of course, Akiva Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akiva Miller at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Akiva Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Akiva Miller If you have questions about NYLIFE Securities and/or Akiva Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY K. MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Miller Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith? Jeffrey Miller (CRD #5786351) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Miller Customer Complaint Jeffrey Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation regarding the purchase of a variable annuity. Jeffrey Miller’s customer complaint was settled in favor of the investors. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeffrey Miller If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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