Mar 7, 2022

Melissa Pavone of Oppenheimer & Co.

DID MELISSA MURPHY PAVONE CAUSE YOU INVESTMENT LOSSES? Melissa Pavone Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Melissa Pavone of Oppenheimer & Co.? Melissa Pavone (CRD #5052186) who is currently registered with Oppenheimer & Co. and located in Westhampton, New York is a subject of one of our many securities industry sales practice abuse investigations. Melissa Pavone Customer Complaint Melissa Pavone has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that an unauthorized transaction took place in his account, that his risk tolerance was ignored, and that his instructions were not followed. Melissa Pavone’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Melissa Pavone Red Flags & Your Rights As An Investor Of course, Melissa Pavone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Pavone at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Melissa Pavone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Melissa Pavone If you have questions about Oppenheimer & Co. and/or Melissa Pavone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey Paytas of Fidelity Brokerage Services

DID JEFFREY JAMES PAYTAS CAUSE YOU INVESTMENT LOSSES? Jeffrey Paytas Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Paytas of Fidelity Brokerage Services? Jeffrey Paytas (CRD #5874660) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Greenville, Delaware is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Jeffrey Paytas was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Paytas Customer Complaint Jeffrey Paytas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the registered representative did not follow his instructions; namely, to liquidate the customer’s account upon a $50,000 drop in the account’s value. The customer complaint filed against Jeffrey Paytas’ current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Jeffrey Paytas Red Flags & Your Rights As An Investor Of course, Jeffrey Paytas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Paytas at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Paytas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Jeffrey Paytas If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Jeffrey Paytas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alec Pedersen of Ameriprise Financial Services

DID ALEC NELS PEDERSEN CAUSE YOU INVESTMENT LOSSES? Alec Pedersen Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alec Pedersen of Ameriprise Financial Services? Alec Pedersen (CRD #4497387) who is currently registered with Ameriprise Financial Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Alec Pedersen Customer Complaints Alec Pedersen has been the subject of 2 customer complaints that we know about. Both of Alec Pedersen’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Alec Pedersen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged that Alec Pedersen was involved in misappropriation of funds, insurance fraud, negligence, mismanagement of funds and breach of contract. The client alleged the recommendation provided by Alec Pedersen to purchase two RiverSource Variable Annuities was not in his best interest. Alec Pedersen Red Flags & Your Rights As An Investor Of course, Alec Pedersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alec Pedersen at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Alec Pedersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Alec Pedersen If you have questions about Ameriprise Financial Services and/or Alec Pedersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Pence of Charles Schwab

DID JASON GREGORY PENCE CAUSE YOU INVESTMENT LOSSES? Jason Pence Of Charles Schwab Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Pence of Charles Schwab? Jason Pence (CRD #4473386) who is currently registered with Charles Schwab and located in Westlake, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Jason Pence Customer Complaints Jason Pence has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jason Pence’s 2 customer complaints was settled in favor of investors. One of Jason Pence’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Jason Pence A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged trades placed by Jason Pence on May 15, 2020 were unauthorized. Client claimed that Jason Pence allegedly neglected to disclose surrender charges for an American Express Rava Variable Annuity carrying a 10 year surrender schedule. Jason Pence Red Flags & Your Rights As An Investor Of course, Jason Pence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Pence at Charles Schwab on alert to review carefully the activity and performance of their accounts and question whether Jason Pence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab Due To Jason Pence If you have questions about Charles Schwab and/or Jason Pence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kuddusi Ramazanoglu of NYLIFE Securities

DID KUDDUSI RAMAZANOGLU CAUSE YOU INVESTMENT LOSSES? Kuddusi Ramazanoglu Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kuddusi Ramazanoglu of NYLIFE Securities? Kuddusi Ramazanoglu (CRD #5378641) who is currently registered with NYLIFE Securities and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Kuddusi Ramazanoglu Customer Complaint Kuddusi Ramazanoglu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Annuity policies she purchased did not appear to be in-line with her financial goals and requested a waiver of surrender charges regarding the policies she believed were not in her best interest. Kuddusi Ramazanoglu’s customer complaint was settled in favor of the investors. Kuddusi Ramazanoglu Red Flags & Your Rights As An Investor Of course, Kuddusi Ramazanoglu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kuddusi Ramazanoglu at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kuddusi Ramazanoglu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Kuddusi Ramazanoglu If you have questions about NYLIFE Securities and/or Kuddusi Ramazanoglu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Richard Ramos of LPL Financial

DID RICHARD RAMOS CAUSE YOU INVESTMENT LOSSES? Richard Ramos Of LPL Financial And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Ramos of LPL Financial? Richard Ramos (CRD #5524250) who is currently registered with LPL Financial and located in Delano, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Richard Ramos was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Ramos Customer Complaint Richard Ramos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, poor recommendation and advice. Richard Ramos’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Richard Ramos Red Flags & Your Rights As An Investor Of course, Richard Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ramos at LPL Financial and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Richard Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Richard Ramos If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lafayette Randle of Fortune Financial Services

DID LAFAYETTE RANDLE CAUSE YOU INVESTMENT LOSSES? Lafayette Randle Of Fortune Financial Services And Formerly With NEXT Financial Group Has A Customer Complaint For Alleged Broker Misconduct Who is Lafayette Randle of Fortune Financial Services? Lafayette Randle (CRD #4535430) who is currently registered with Fortune Financial Services and located in Red Oak, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Lafayette Randle was associated with NEXT Financial Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lafayette Randle Customer Complaint Lafayette Randle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Lafayette Randle misrepresented that the contract value of her variable annuity would double in ten years. Lafayette Randle’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Lafayette Randle Red Flags & Your Rights As An Investor Of course, Lafayette Randle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lafayette Randle at Fortune Financial Services and NEXT Financial Group on alert to review carefully the activity and performance of their accounts and question whether Lafayette Randle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services and NEXT Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services Due To Lafayette Randle If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the If you have questions about Fortune Financial Services, NEXT Financial Group, and/or Lafayette Randle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sharaff Rathur of Wells Fargo Clearing Services

DID SHARAFF ULANN RATHUR CAUSE YOU INVESTMENT LOSSES? Sharaff Rathur Of Wells Fargo Clearing Services And Formerly With Carter Terry & Company And PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Sharaff Rathur of Wells Fargo Clearing Services? Sharaff Rathur (CRD #5784120) who is currently registered with Wells Fargo Clearing Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Sharaff Rathur was associated with Carter Terry & Company, PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sharaff Rathur Customer Complaint Sharaff Rathur has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor, Sharaff Rathur, represented that her principal would not be compromised, did not advise fees would be charged and that the investment was contrary to her stated goals. Sharaff Rathur’s customer complaint was settled in favor of the investors. Sharaff Rathur Red Flags & Your Rights As An Investor Of course, Sharaff Rathur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharaff Rathur at Wells Fargo Clearing Services, Carter Terry & Company, and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Sharaff Rathur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, Carter Terry & Company, and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Sharaff Rathur If you have questions about Wells Fargo Clearing Services, Carter Terry & Company, PNC Investments, and/or Sharaff Rathur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Reardon of Park Avenue Securities

DID DAVID P. REARDON CAUSE YOU INVESTMENT LOSSES? David Reardon Of Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is David Reardon of Park Avenue Securities? David Reardon (CRD #5844574) who is currently registered with Park Avenue Securities and located in Claremont, California is a subject of one of our many securities industry sales practice abuse investigations. David Reardon Customer Complaint David Reardon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she suffered investment losses as a result of (1) David Reardon purchasing stock in the client’s account without her authorization, and (2) David Reardon’s failure to follow the client’s instructions to execute a sell order in her account. David Reardon’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Reardon Red Flags & Your Rights As An Investor Of course, David Reardon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Reardon at Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether David Reardon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To David Reardon If you have questions about Park Avenue Securities and/or David Reardon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sean Reardon of Wells Fargo Clearing Services

DID SEAN PATRICK REARDON CAUSE YOU INVESTMENT LOSSES? Sean Reardon Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Sean Reardon of Wells Fargo Clearing Services? Sean Reardon (CRD #5866819) who is currently registered with Wells Fargo Clearing Services and located in Reno, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Sean Reardon Customer Complaint Sean Reardon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the financial advisor, Sean Reardon invested in securities that were outside the specific guidelines given by the client. Sean Reardon’s customer complaint was settled in favor of the investors. Sean Reardon Red Flags & Your Rights As An Investor Of course, Sean Reardon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Reardon at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Sean Reardon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Sean Reardon If you have questions about Wells Fargo Clearing Services and/or Sean Reardon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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