Mar 7, 2022

Julia Miller of Securities America

DID JULIA BROWNLEE MILLER CAUSE YOU INVESTMENT LOSSES? Julia Miller Of Securities America And Securities America Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Julia Miller of Securities America? Julia Miller (CRD #5592071) who is currently registered with Securities America, Securities America Advisors and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Julia Miller Customer Complaint Julia Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged that the representative (Miller) was assigned to their account and claimed that the account held unsuitable investments in REITs, annuities and certain speculative companies which were recommended to them by another individual (St. George). Allegations against all respondents include unsuitability, misrepresentation, fraud, breach of fiduciary duty and breach of contract. Julia Miller’s customer complaint was settled in favor of the investors. Julia Miller Red Flags & Your Rights As An Investor Of course, Julia Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julia Miller at Securities America and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Julia Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and Securities America Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Julia Miller If you have questions about Securities America, Securities America Advisors, and/or Julia Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Myra Miller of Equitable Advisors

DID MYRA MILLER CAUSE YOU INVESTMENT LOSSES? Myra Miller Of Equitable Advisors And Formerly With PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Myra Miller of Equitable Advisors? Myra Miller (CRD #5457352) who is currently registered with Equitable Advisors and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Myra Miller was associated with PFS Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Myra Miller Customer Complaint Myra Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Myra Miller misrepresented the investments that she recommended to customer. Myra Miller’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Myra Miller Red Flags & Your Rights As An Investor Of course, Myra Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myra Miller at Equitable Advisors and PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Myra Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Myra Miller If you have questions about Equitable Advisors, PFS Investments, and/or Myra Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Marko Milosevic of Merrill Lynch Pierce Fenner & Smith

DID MARKO MILOSEVIC CAUSE YOU INVESTMENT LOSSES? Marko Milosevic Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Marko Milosevic of Merrill Lynch Pierce Fenner & Smith? Marko Milosevic (CRD #6636512) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Pennington, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Marko Milosevic Customer Complaint Marko Milosevic has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Marko Milosevic’s customer complaint was settled in favor of the investors. Marko Milosevic Red Flags & Your Rights As An Investor Of course, Marko Milosevic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marko Milosevic at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Marko Milosevic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Marko Milosevic If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Marko Milosevic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Melissa Minikes of Wells Fargo Advisors Financial Network

DID MELISSA WILSON MINIKES CAUSE YOU INVESTMENT LOSSES? Melissa Minikes Of Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Melissa Minikes of Wells Fargo Advisors Financial Network? Melissa Minikes (CRD #4409207) who is currently registered with Wells Fargo Advisors Financial Network and located in Massapequa Park, New York is a subject of one of our many securities industry sales practice abuse investigations. Melissa Minikes Customer Complaint Melissa Minikes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the terms of the investment. Melissa Minikes’ customer complaint was settled in favor of the investors. Melissa Minikes Red Flags & Your Rights As An Investor Of course, Melissa Minikes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Minikes at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Melissa Minikes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Melissa Minikes If you have questions about Wells Fargo Advisors Financial Network and/or Melissa Minikes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Harutuyn Mkhitarian of Edward Jones

DID HARUTUYN ARTHUR MKHITARIAN CAUSE YOU INVESTMENT LOSSES? Harutuyn Mkhitarian Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Harutuyn Mkhitarian of Edward Jones? Harutuyn Mkhitarian (CRD #6091954) who is currently registered with Edward Jones and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Harutuyn Mkhitarian Customer Complaint Harutuyn Mkhitarian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Financial Advisor misrepresented a Life Insurance Retirement Plan (LIRP) by stating that it would not be subject to a lien/levy issued by the State of New York. Harutuyn Mkhitarian’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Harutuyn Mkhitarian Red Flags & Your Rights As An Investor Of course, Harutuyn Mkhitarian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harutuyn Mkhitarian at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Harutuyn Mkhitarian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Harutuyn Mkhitarian If you have questions about Edward Jones and/or Harutuyn Mkhitarian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Robert Montgomery formerly with Ameriprise Financial Services

DID ROBERT MARK MONTGOMERY CAUSE YOU INVESTMENT LOSSES? Robert Montgomery Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Montgomery formerly with Ameriprise Financial Services? Robert Montgomery (CRD #4861595) who was formerly registered with Ameriprise Financial Services and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Robert Montgomery Customer Complaint Robert Montgomery has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the annuity the advisor recommended was not suitable. Robert Montgomery’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Montgomery Red Flags & Your Rights As An Investor Of course, Robert Montgomery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Montgomery at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Montgomery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Montgomery If you have questions about Ameriprise Financial Services and/or Robert Montgomery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Terry Montoya of TIAA-CREF Individual & Institutional Services

DID TERRY ALLEN MONTOYA CAUSE YOU INVESTMENT LOSSES? Terry Montoya Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Terry Montoya of TIAA-CREF Individual & Institutional Services? Terry Montoya (CRD #5108671) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Terry Montoya Customer Complaint Terry Montoya has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client contributed monies to an after-tax retirement annuity and stated that the TIAA representative did not inform him or review the tax penalties associated with early distribution from the account. The client requested a withdrawal and claimed a 10% penalty was assessed. Terry Montoya’s customer complaint was settled in favor of the investors. Terry Montoya Red Flags & Your Rights As An Investor Of course, Terry Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Montoya at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Terry Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Terry Montoya If you have questions about TIAA-CREF Individual & Institutional Services and/or Terry Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Kaley Mora of Edward Jones

DID KALEY NICHOL MORA CAUSE YOU INVESTMENT LOSSES? Kaley Mora Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Kaley Mora of Edward Jones? Kaley Mora (CRD #6331840) who is currently registered with Edward Jones and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kaley Mora Customer Complaint Kaley Mora has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kaley Mora was mistaken when she advised that the transaction requested would be complete in one day where the transaction did not complete for 2 full business days causing market loss for the additional day. Kaley Mora’s customer complaint was settled in favor of the investors. Kaley Mora Red Flags & Your Rights As An Investor Of course, Kaley Mora did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaley Mora at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kaley Mora has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kaley Mora If you have questions about Edward Jones and/or Kaley Mora and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Todd Morgan of J.P. Morgan Securities

DID TODD MORGAN CAUSE YOU INVESTMENT LOSSES? Todd Morgan Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Morgan of J.P. Morgan Securities? Todd Morgan (CRD #4918959) who is currently registered with J.P. Morgan Securities and located in Madison, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Todd Morgan Customer Complaint Todd Morgan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and suitability regarding mutual fund investment. Todd Morgan’s customer complaint was settled in favor of the investors. Todd Morgan Red Flags & Your Rights As An Investor Of course, Todd Morgan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Morgan at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Morgan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Todd Morgan If you have questions about J.P. Morgan Securities and/or Todd Morgan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Daniel Morris of Voya Financial Advisors

DID DANIEL ALLEN MORRIS JR CAUSE YOU INVESTMENT LOSSES? Daniel Morris Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Morris of Voya Financial Advisors? Daniel Morris (CRD #5532792) who is currently registered with Voya Financial Advisors and located in Adel, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Daniel Morris Customer Complaint Daniel Morris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the life insurance policy purchased was misrepresented as a retirement plan. Daniel Morris’ customer complaint was settled in favor of the investors. Daniel Morris Red Flags & Your Rights As An Investor Of course, Daniel Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Morris at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Daniel Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Daniel Morris If you have questions about Voya Financial Advisors and/or Daniel Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading