Mar 7, 2022

William Griggs formerly with Vestech Securities

DID WILLIAM E. GRIGGS III CAUSE YOU INVESTMENT LOSSES? William Griggs Formerly With Vestech Securities, Kestra Investment Services And Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Griggs formerly with Vestech Securities? William Griggs (CRD #5246146) who was formerly registered with Vestech Securities and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vestech Securities, William Griggs was associated with Kestra Investment Services, Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Griggs Customer Complaint William Griggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that William Griggs misrepresented the facts and risks of a variable annuity purchase. William Griggs’ customer complaint was denied and, to date, the customer has not taken any further action. William Griggs Red Flags & Your Rights As An Investor Of course, William Griggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Griggs at Vestech Securities, Kestra Investment Services, and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Griggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Kestra Investment Services, and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vestech Securities Due To William Griggs If you have questions about Vestech Securities, Kestra Investment Services, Ameriprise Financial Services, and/or William Griggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrew Hall of Edward Jones

DID ANDREW STEVEN HALL CAUSE YOU INVESTMENT LOSSES? Andrew Hall Of Edward Jones And Formerly With Centaurus Financial And J.P. Turner & Company Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Hall of Edward Jones? Andrew Hall (CRD #6133048) who is currently registered with Edward Jones and located in Cheraw, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Andrew Hall was associated with Centaurus Financial, J.P. Turner & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Hall Customer Complaint Andrew Hall has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Hall misrepresented unsuitable investments. Andrew Hall’s customer complaint was settled in favor of the investors. Andrew Hall Red Flags & Your Rights As An Investor Of course, Andrew Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Hall at Edward Jones, Centaurus Financial, and J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Andrew Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, Centaurus Financial, and J.P. Turner & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Andrew Hall If you have questions about Edward Jones, Centaurus Financial, J.P. Turner & Company, and/or Andrew Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Francine Griggs of Morgan Stanley

DID FRANCINE ERICA GRIGGS CAUSE YOU INVESTMENT LOSSES? Francine Griggs Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Francine Griggs of Morgan Stanley? Francine Griggs (CRD #4726411) who is currently registered with Morgan Stanley and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Francine Griggs Customer Complaint Francine Griggs has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Francine Griggs failure to follow instructions with respect to purchase of equity investment. Francine Griggs’ customer complaint was denied and, to date, the customer has not taken any further action. Francine Griggs Red Flags & Your Rights As An Investor Of course, Francine Griggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francine Griggs at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francine Griggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Francine Griggs If you have questions about Morgan Stanley and/or Francine Griggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jessica Hall of BBVA Securities

DID JESSICA WASSERMAN HALL CAUSE YOU INVESTMENT LOSSES? Jessica Hall Of BBVA Securities And BBVA Wealth Solutions Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jessica Hall of BBVA Securities? Jessica Hall (CRD #4879088) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Hoover, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Jessica Hall Customer Complaints Jessica Hall has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jessica Hall’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jessica Hall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer purchased a fixed indexed annuity. Customer claimed the annuity allegedly made by Jessica Hall was unsuitable due to his age. Customer purchased fixed index annuity. Customer alleged annuity was unsuitable due to her need for liquidity. Customer further alleged Jessica Hall’s misrepresentation of contractual surrender charges. Jessica Hall Red Flags & Your Rights As An Investor Of course, Jessica Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Hall at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Jessica Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Jessica Hall If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Jessica Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Errol Griffiths of Pruco Securities

DID ERROL DELROY GRIFFITHS CAUSE YOU INVESTMENT LOSSES? Errol Griffiths Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Errol Griffiths of Pruco Securities? Errol Griffiths (CRD #7131409) who is currently registered with Pruco Securities and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Errol Griffiths Customer Complaint Errol Griffiths has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to disclose charges, expenses and fees, guarantees and risks and the free look provision. Errol Griffiths’ customer complaint was settled in favor of the investors. Errol Griffiths Red Flags & Your Rights As An Investor Of course, Errol Griffiths did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Errol Griffiths at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Errol Griffiths has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Errol Griffiths If you have questions about Pruco Securities and/or Errol Griffiths and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dan Gregory of NYLIFE Securities

DID DAN MILES GREGORY CAUSE YOU INVESTMENT LOSSES? Dan Gregory Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Dan Gregory of NYLIFE Securities? Dan Gregory (CRD #6238826) who is currently registered with NYLIFE Securities and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations. Dan Gregory Customer Complaint Dan Gregory has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Dan Gregory invested funds without his authorization. The customer’s funds were transferred into a group variable annuity from another financial institution and the customer requested the assets remain in a money market fund until further instruction instead of following the pre-authorized investment allocation. Dan Gregory’s customer complaint was denied and, to date, the customer has not taken any further action. Dan Gregory Red Flags & Your Rights As An Investor Of course, Dan Gregory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Gregory at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Dan Gregory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Dan Gregory If you have questions about NYLIFE Securities and/or Dan Gregory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nathan Grant formerly with Pruco Securities

DID NATHAN ZACHARY GRANT CAUSE YOU INVESTMENT LOSSES? Nathan Grant Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Grant formerly with Pruco Securities? Nathan Grant (CRD #6741233) who was formerly registered with Pruco Securities and located in Swansea, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Nathan Grant Customer Complaint Nathan Grant has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Nathan Grant failed to disclose charges expenses and fees. Nathan Grant’s customer complaint was denied and, to date, the customer has not taken any further action. Nathan Grant Red Flags & Your Rights As An Investor Of course, Nathan Grant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Grant at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Nathan Grant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Nathan Grant If you have questions about Pruco Securities and/or Nathan Grant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Grant of Thrivent Investment Management

DID CHRISTOPHER DAVID GRANT CAUSE YOU INVESTMENT LOSSES? Christopher Grant Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Grant of Thrivent Investment Management? Christopher Grant (CRD #6746710) who is currently registered with Thrivent Investment Management and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Christopher Grant Customer Complaint Christopher Grant has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers intended to replace whole life policy, not purchase new variable universal life insurance policy. Christopher Grant’s customer complaint was denied and, to date, the customers have not taken any further action. Christopher Grant Red Flags & Your Rights As An Investor Of course, Christopher Grant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Grant at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Christopher Grant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Christopher Grant If you have questions about Thrivent Investment Management and/or Christopher Grant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lana Gore of Thrivent Investment Management

DID LANA N. GORE CAUSE YOU INVESTMENT LOSSES? Lana Gore Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Lana Gore of Thrivent Investment Management? Lana Gore (CRD #5000812) who is currently registered with Thrivent Investment Management and located in Ottawa, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Lana Gore Customer Complaint Lana Gore has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were variable annuity contract was misrepresented by Lana Gore at the time of sale. Lana Gore’s customer complaint was denied and, to date, the customer has not taken any further action. Lana Gore Red Flags & Your Rights As An Investor Of course, Lana Gore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lana Gore at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Lana Gore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Lana Gore If you have questions about Thrivent Investment Management and/or Lana Gore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ryan Gordon of Fidelity Brokerage Services

DID RYAN MICHAEL GORDON CAUSE YOU INVESTMENT LOSSES? Ryan Gordon Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Gordon of Fidelity Brokerage Services? Ryan Gordon (CRD #5174604) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Merrimack, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Ryan Gordon was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ryan Gordon Customer Complaint Ryan Gordon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ryan Gordon failed to follow his instructions to liquidate a managed account. Ryan Gordon’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Gordon Red Flags & Your Rights As An Investor Of course, Ryan Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Gordon at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Ryan Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Ryan Gordon If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Ryan Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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