Mar 7, 2022

Bryan Gravel of LPL Financial

DID BRYAN MARC GRAVEL CAUSE YOU INVESTMENT LOSSES? Bryan Gravel Of LPL Financial, Flagship Harbor Advisors And Formerly With Citizens Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bryan Gravel of LPL Financial? Bryan Gravel (CRD #5634671) who is currently registered with LPL Financial, Flagship Harbor Advisors and located in Cumberland, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Flagship Harbor Advisors, Bryan Gravel was associated with Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Gravel Customer Complaints Bryan Gravel has been the subject of 2 customer complaints that we know about. Both of Bryan Gravel’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bryan Gravel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bryan Gravel misrepresented the terms of a Market Linked Certificate of Deposit investment. Client alleged that investment into Single Premium Immediate Annuity recommended by Bryan Gravel was not suitable given her financial situation. Bryan Gravel Red Flags & Your Rights As An Investor Of course, Bryan Gravel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Gravel at LPL Financial, Flagship Harbor Advisors, and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Bryan Gravel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Flagship Harbor Advisors, and Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Bryan Gravel If you have questions about LPL Financial, Flagship Harbor Advisors, Citizens Securities, and/or Bryan Gravel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alison Hameline Formerly With Fidelity Brokerage Services

DID ALISON PAYNE HAMELINE CAUSE YOU INVESTMENT LOSSES? Alison Hameline Formerly With Fidelity Brokerage Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alison Hameline formerly with Fidelity Brokerage Services? Alison Hameline (CRD #5452858) who was formerly registered with Fidelity Brokerage Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Alison Hameline Customer Complaint Alison Hameline has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Alison Hameline provided incorrect information about the potential tax liability regarding the sale of a security to fund a managed account. Alison Hameline’s customer complaint was denied and, to date, the customer has not taken any further action. Alison Hameline Red Flags & Your Rights As An Investor Of course, Alison Hameline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alison Hameline at Fidelity Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Alison Hameline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Alison Hameline If you have questions about Fidelity Brokerage Services and/or Alison Hameline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ricardo Guimaraes of Morgan Stanley

DID RICARDO FONTANA GUIMARAES CAUSE YOU INVESTMENT LOSSES? Ricardo Guimaraes Of Morgan Stanley And Formerly With Wells Fargo Clearing Services And UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Guimaraes of Morgan Stanley? Ricardo Guimaraes (CRD #5442981) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Ricardo Guimaraes was associated with Wells Fargo Clearing Services, UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Guimaraes Customer Complaints Ricardo Guimaraes has been the subject of 2 customer complaints that we know about. Both of Ricardo Guimaraes’ 2 customer complaints were settled in favor of investors. Allegations Against Ricardo Guimaraes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Ricardo Guimaraes purchased unsuitable investments. Claimant alleged Ricardo Guimaraes sold unsuitable Brazilian bonds in violation of Reg. S. Ricardo Guimaraes Red Flags & Your Rights As An Investor Of course, Ricardo Guimaraes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Guimaraes at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Guimaraes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ricardo Guimaraes If you have questions about Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services, and/or Ricardo Guimaraes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ryan Hamilton of Janney Montgomery Scott

DID RYAN J. HAMILTON CAUSE YOU INVESTMENT LOSSES? Ryan Hamilton Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Hamilton of Janney Montgomery Scott? Ryan Hamilton (CRD #5892070) who is currently registered with Janney Montgomery Scott and located in Yardley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Ryan Hamilton Customer Complaint Ryan Hamilton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Ryan Hamilton failed to follow client’s instructions to sell only securities positions that had losses or small gains. Ryan Hamilton’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Hamilton Red Flags & Your Rights As An Investor Of course, Ryan Hamilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hamilton at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Ryan Hamilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Ryan Hamilton If you have questions about Janney Montgomery Scott and/or Ryan Hamilton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Johnny Guan of Aegis Capital

DID JOHNNY GUAN CAUSE YOU INVESTMENT LOSSES? Johnny Guan Of Aegis Capital And Formerly With National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Johnny Guan of Aegis Capital? Johnny Guan (CRD #5711977) who is currently registered with Aegis Capital and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Johnny Guan was associated with National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Johnny Guan Customer Complaints Johnny Guan has been the subject of 2 customer complaints that we know about. Both of Johnny Guan’s 2 customer complaints were settled in favor of investors. Allegations Against Johnny Guan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Johnny Guan’ alleged unsuitable investment recommendations, misrepresentations, negligence. Claimants alleged Johnny Guan’s unsuitable investment recommendations, over concentration, unauthorized transactions, breach of fiduciary duty. Johnny Guan Red Flags & Your Rights As An Investor Of course, Johnny Guan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Guan at Aegis Capital and National Securities on alert to review carefully the activity and performance of their accounts and question whether Johnny Guan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Johnny Guan If you have questions about Aegis Capital, National Securities, and/or Johnny Guan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Molly Grubb formerly with Cambridge Investment Research

DID MOLLY MAE GRUBB CAUSE YOU INVESTMENT LOSSES? Molly Grubb Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Molly Grubb formerly with Cambridge Investment Research? Molly Grubb (CRD #5647291) who was formerly registered with Cambridge Investment Research and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Molly Grubb Customer Complaint Molly Grubb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Molly Grubb misrepresented the products sold to them. Allegations were made that the products purchased were unsuitable for their risk tolerance and inexperienced investing. The customer complaint filed against Molly Grubb’s former employer Cambridge Investment Research for investment losses caused by the alleged misconduct is pending as of the date of this report. Molly Grubb Red Flags & Your Rights As An Investor Of course, Molly Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Molly Grubb at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Molly Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Molly Grubb If you have questions about Cambridge Investment Research and/or Molly Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Benjamin Haas of LPL Financial

DID BENJAMIN NEIL HAAS CAUSE YOU INVESTMENT LOSSES? Benjamin Haas Of LPL Financial And US Wealth Management Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Haas of LPL Financial? Benjamin Haas (CRD #5125147) who is currently registered with LPL Financial, US Wealth Management and located in Kutztown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Haas Customer Complaint Benjamin Haas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that advisory accounts were mismanaged during certain periods, that advisory fees were collected on cash balances, that certain recommendations were unsuitable, and that 401k rollover should have been made to his Roth account. Benjamin Haas’ customer complaint was settled in favor of the investors. Benjamin Haas Red Flags & Your Rights As An Investor Of course, Benjamin Haas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Haas at LPL Financial and US Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Benjamin Haas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and US Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Benjamin Haas If you have questions about LPL Financial, US Wealth Management, and/or Benjamin Haas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Osvaldo Gutierrez of NYLIFE Securities

DID OSVALDO GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Osvaldo Gutierrez Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Osvaldo Gutierrez of NYLIFE Securities? Osvaldo Gutierrez (CRD #5755380) who is currently registered with NYLIFE Securities and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Osvaldo Gutierrez Customer Complaint Osvaldo Gutierrez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that she was misled regarding the fees and expenses associated with a variable annuity she purchased. Customer further alleged that the financial information on the application was inaccurate. Customer requested the cancellation of the policy without penalty. Osvaldo Gutierrez’s customer complaint was denied and, to date, the customer has not taken any further action. Osvaldo Gutierrez Red Flags & Your Rights As An Investor Of course, Osvaldo Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Osvaldo Gutierrez at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Osvaldo Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Osvaldo Gutierrez If you have questions about NYLIFE Securities and/or Osvaldo Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Travis Hansberger Formerly With Thrivent Investment Management

DID TRAVIS WILLIAM HANSBERGER CAUSE YOU INVESTMENT LOSSES? Travis Hansberger Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Travis Hansberger formerly with Thrivent Investment Management? Travis Hansberger (CRD #5182483) who was formerly registered with Thrivent Investment Management and located in St Louis Park, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Travis Hansberger Customer Complaint Travis Hansberger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the bond investments were not suitable. Travis Hansberger’s customer complaint was settled in favor of the investors. Travis Hansberger Red Flags & Your Rights As An Investor Of course, Travis Hansberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Hansberger at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Travis Hansberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Travis Hansberger If you have questions about Thrivent Investment Management and/or Travis Hansberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

William Guthrie of Cuso Financial Services

DID WILLIAM CLIFFORD GUTHRIE CAUSE YOU INVESTMENT LOSSES? William Guthrie Of Cuso Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is William Guthrie of Cuso Financial Services? William Guthrie (CRD #6346818) who is currently registered with Cuso Financial Services and located in Neptune Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. William Guthrie Customer Complaint William Guthrie has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were William Guthrie’s failure to follow instructions from July 30, 2020 until July 31, 2020. William Guthrie’s customer complaint was denied and, to date, the customer has not taken any further action. William Guthrie Red Flags & Your Rights As An Investor Of course, William Guthrie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Guthrie at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether William Guthrie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cuso Financial Services Due To William Guthrie If you have questions about Cuso Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or William Guthrie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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