Mar 7, 2022

Jianmin Gu of Morgan Stanley

DID JIANMIN GU CAUSE YOU INVESTMENT LOSSES? Jianmin Gu Of Morgan Stanley And Formerly With HSBC Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Jianmin Gu of Morgan Stanley? Jianmin Gu (CRD #5599295) who is currently registered with Morgan Stanley and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jianmin Gu was associated with HSBC Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jianmin Gu Customer Complaint Jianmin Gu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her investment needs were not considered by Jianmin Gu at the time of investment. Jianmin Gu’s customer complaint was settled in favor of the investors. Jianmin Gu Red Flags & Your Rights As An Investor Of course, Jianmin Gu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jianmin Gu at Morgan Stanley and HSBC Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Jianmin Gu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and HSBC Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jianmin Gu If you have questions about Morgan Stanley, HSBC Securities (USA), and/or Jianmin Gu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dylan Hales of Edward Jones

DID DYLAN CASEY HALES CAUSE YOU INVESTMENT LOSSES? Dylan Hales Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Dylan Hales of Edward Jones? Dylan Hales (CRD #6703890) who is currently registered with Edward Jones and located in Wesley Chapel, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Dylan Hales Customer Complaint Dylan Hales has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she was misled by Dylan Hales and provided false information when selling equity regarding tax implications. Dylan Hales’ customer complaint was denied and, to date, the customer has not taken any further action. Dylan Hales Red Flags & Your Rights As An Investor Of course, Dylan Hales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dylan Hales at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dylan Hales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dylan Hales If you have questions about Edward Jones and/or Dylan Hales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Matthew Harris of National Securities

DID MATTHEW SCOTT HARRIS CAUSE YOU INVESTMENT LOSSES? Matthew Harris Of National Securities And National Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Harris of National Securities? Matthew Harris (CRD #4581807) who is currently registered with National Securities, National Asset Management and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Matthew Harris Customer Complaint Matthew Harris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence. The customer complaint filed against Matthew Harris’ current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Matthew Harris Red Flags & Your Rights As An Investor Of course, Matthew Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Harris at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Matthew Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Matthew Harris If you have questions about National Securities, National Asset Management, and/or Matthew Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Eugene Hahn of Pruco Securities

DID EUGENE S. HAHN CAUSE YOU INVESTMENT LOSSES? Eugene Hahn Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Hahn of Pruco Securities? Eugene Hahn (CRD #5839656) who is currently registered with Pruco Securities and located in Exton, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Eugene Hahn Customer Complaint Eugene Hahn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Eugene Hahn did not fully disclose all the facts regarding charges, expenses & fees. Eugene Hahn’s customer complaint was denied and, to date, the customer has not taken any further action. Eugene Hahn Red Flags & Your Rights As An Investor Of course, Eugene Hahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Hahn at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Eugene Hahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Eugene Hahn If you have questions about Pruco Securities and/or Eugene Hahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lucas Harrison of Robert W. Baird & Co.

DID LUCAS NATHANIEL HARRISON CAUSE YOU INVESTMENT LOSSES? Lucas Harrison Of Robert W. Baird & Co. And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct Who is Lucas Harrison of Robert W. Baird & Co.? Lucas Harrison (CRD #6204731) who is currently registered with Robert W. Baird & Co.and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird & Co., Lucas Harrison was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lucas Harrison Customer Complaint Lucas Harrison has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she lost a significant amount of money due to unsuitable recommendations and Hilliard Lyons’ failure to supervise. Client also alleged fraudulent misrepresentation of the investment and material omissions regarding the risks of the investments. The customer complaint filed against Lucas Harrison’s former employer J.J.B. Hilliard, W.L. Lyons for investment losses caused by the alleged misconduct is pending as of the date of this report. Lucas Harrison Red Flags & Your Rights As An Investor Of course, Lucas Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lucas Harrison at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Lucas Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To Lucas Harrison If you have questions about Robert W. Baird & Co., J.J.B. Hilliard, W.L. Lyons, and/or Lucas Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Harscheid of Bankers Life Securities

DID ROBERT ALAN HARSCHEID CAUSE YOU INVESTMENT LOSSES? Robert Harscheid Of Bankers Life Securities, Bankers Life Advisory Services And Formerly With ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Harscheid of Bankers Life Securities? Robert Harscheid (CRD #6062974) who is currently registered with Bankers Life Securities, Bankers Life Advisory Services and located in Chantilly, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities and Bankers Life Advisory Services, Robert Harscheid was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Harscheid Customer Complaint Robert Harscheid has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were in a written complaint, dated June 16, 2020, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm and received by the firm on June 26, 2020, complainant alleged she was not properly informed of the features of a Guaranteed Lifetime Income Annuity (GLIA) purchased from BLC in March of 2019. Complainant alleged the participation rates were not properly disclosed, she was not offered other investment options. Client stated, had she been fully informed of the terms, she would not have purchased the annuity and asked to cancel the policy without surrender charges. Robert Harscheid’s customer complaint was denied and, to date, the customer had not taken any further action. Robert Harscheid Red Flags & Your Rights As An Investor Of course, Robert Harscheid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Harscheid at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Robert Harscheid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities Due To Robert Harscheid If you have questions about Bankers Life Securities, Bankers Life Advisory Services, ProEquities, and/or Robert Harscheid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Neil Gavande Formerly With Morgan Stanley

DID NEIL SAMPAT GAVANDE CAUSE YOU INVESTMENT LOSSES? Neil Gavande Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Neil Gavande formerly with Morgan Stanley? Neil Gavande (CRD #4464545) who was formerly registered with Morgan Stanley and located in Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Neil Gavande Customer Complaints Neil Gavande has been the subject of 3 customer complaints that we know about. Two of Neil Gavande’s 3 customer complaints were settled in favor of investors. One of Neil Gavande’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Neil Gavande A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that her instructions to liquidate her accounts were not followed by Neil Gavande. Client alleged, inter alia, unsuitability with respect to investments by Neil Gavande. The client’s attorney alleged that the investment that Neil Gavande placed his client in was not suitable as it was a risky investment. The client’s attorney further alleged that Mr. Gavande failed to disclose all of the information relative to this investment. Neil Gavande Red Flags & Your Rights As An Investor Of course, Neil Gavande did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Gavande at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Neil Gavande has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Neil Gavande If you have questions about Morgan Stanley and/or Neil Gavande and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kyle Gaynor Formerly With AXA Advisors

DID KYLE R. GAYNOR CAUSE YOU INVESTMENT LOSSES? Kyle Gaynor Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kyle Gaynor formerly with AXA Advisors? Kyle Gaynor (CRD #7000434) who was formerly registered with AXA Advisors and located in Bala Cynwyd, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Kyle Gaynor Customer Complaint Kyle Gaynor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client, who is the father of Kyle Gaynor, alleged misrepresentation in the purchase of an unsuitable variable annuity. Kyle Gaynor’s customer complaint was denied and, to date, the customer has not taken any further action. Kyle Gaynor Red Flags & Your Rights As An Investor Of course, Kyle Gaynor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Gaynor at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Kyle Gaynor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors Due To Kyle Gaynor If you have questions about AXA Advisors and/or Kyle Gaynor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Genito Formerly With PFS Investments

DID ROBERT FREDERICK GENITO CAUSE YOU INVESTMENT LOSSES? Robert Genito Formerly With PFS Investments Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Genito formerly with PFS Investments? Robert Genito (CRD #4760338) who was formerly registered with PFS Investments and located in Bonita Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Genito was also the subject of a FINRA investigation into whether he was engaging in or outside business activities.  According to FINRA, he refused to cooperate with its investigation and instead consented to the sanction and entry of findings that he refused to appear for a FINRA on-the-record testimony requested in connection with its investigation and the sanction of a permanent bar from any further association with any member firm in any capacity. Robert Genito Customer Complaints Robert Genito has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Genito’s 3 customer complaints was settled in favor of investors. There are currently two pending customer complaints filed against PFS Investments for investment losses caused by Robert Genito’s alleged misconduct. Allegations Against Robert Genito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that the variable annuity investment Robert Genito recommended was not a suitable investment. Customer alleged Robert Genito failed to repay a promissory note issued to customer for the benefit of Mr. Genito’s outside business. Robert Genito Red Flags & Your Rights As An Investor Of course, Robert Genito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Genito at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Genito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Robert Genito If you have questions about PFS Investments and/or Robert Genito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dillon George of Equitable Advisors

DID DILLON DEAN GEORGE CAUSE YOU INVESTMENT LOSSES? Dillon George Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dillon George of Equitable Advisors? Dillon George (CRD #4877790) who is currently registered with Equitable Advisors and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Dillon George Customer Complaint Dillon George has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Dillon George sold her an unsuitable annuity and did not disclose the fees and charges associated with the policy. Dillon George’s customer complaint was denied and, to date, the customer has not taken any further action. Dillon George Red Flags & Your Rights As An Investor Of course, Dillon George did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dillon George at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Dillon George has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Dillon George If you have questions about Equitable Advisors and/or Dillon George and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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