Mar 7, 2022

Adam Heath of Northwestern Mutual Investment Services

DID ADAM BENJAMIN HEATH CAUSE YOU INVESTMENT LOSSES? Adam Heath Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Heath of Northwestern Mutual Investment Services? Adam Heath (CRD #4523926) who is currently registered with Northwestern Mutual Investment Services and located in Saint Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Adam Heath Customer Complaint Adam Heath has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Adam Heath allegedly failed to follow the customer’s instructions to liquidate his account which resulted in a loss of value in the customer’s account. Adam Heath’s customer complaint was settled in favor of the investors. Adam Heath Red Flags & Your Rights As An Investor Of course, Adam Heath did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Heath at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Adam Heath has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Adam Heath If you have questions about Northwestern Mutual Investment Services and/or Adam Heath and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Brian Hessong Formerly With Thrivent Investment Management

DID BRIAN DOYLE HESSONG CAUSE YOU INVESTMENT LOSSES? Brian Hessong Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Hessong formerly with Thrivent Investment Management? Brian Hessong (CRD #5110685) who was formerly registered with Thrivent Investment Management and located in Brownston, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Brian Hessong Customer Complaint Brian Hessong has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged fees were not disclosed when she purchased the Variable Annuity contract in June 2020. Brian Hessong’s customer complaint was denied and, to date, the customer has not taken any further action. Brian Hessong Red Flags & Your Rights As An Investor Of course, Brian Hessong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hessong at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Brian Hessong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Brian Hessong If you have questions about Thrivent Investment Management and/or Brian Hessong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Harry Hewes of Cetera Investment Services

DID HARRY PRINGLE HEWES CAUSE YOU INVESTMENT LOSSES? Harry Hewes Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Hancock Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Harry Hewes of Cetera Investment Services? Harry Hewes (CRD #6190381) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Gulfport, Mississippi is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Harry Hewes was associated with Hancock Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harry Hewes Customer Complaint Harry Hewes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation on equity indexed annuity. Harry Hewes’ customer complaint was denied and, to date, the customer has not taken any further action. Harry Hewes Red Flags & Your Rights As An Investor Of course, Harry Hewes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Hewes at Cetera Investment Services, Cetera Investment Advisers, and Hancock Investment Services on alert to review carefully the activity and performance of their accounts and question whether Harry Hewes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services. Cetera Investment Advisers, and Hancock Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Harry Hewes If you have questions about Cetera Investment Services, Cetera Investment Advisers, Hancock Investment Services, and/or Harry Hewes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Harold Hellen of Cambridge Investment Research and formerly with Harbour Investments

DID HAROLD PATRICK HELLEN CAUSE YOU INVESTMENT LOSSES? Harold Hellen Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Harbour Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Harold Hellen of Cambridge Investment Research? Harold Hellen (CRD #4495110) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Dodgeville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Harold Hellen was associated with Harbour Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harold Hellen Customer Complaint Harold Hellen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the allocation of his account was unsuitable given his stated needs and objectives. Harold Hellen’s customer complaint was denied and, to date, the customer has not taken any further action. Harold Hellen Red Flags & Your Rights As An Investor Of course, Harold Hellen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Hellen at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments on alert to review carefully the activity and performance of their accounts and question whether Harold Hellen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Harold Hellen If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Harbour Investments, and/or Harold Hellen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Colton Hill of Edward Jones

DID COLTON J. HILL CAUSE YOU INVESTMENT LOSSES? Colton Hill Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Colton Hill of Edward Jones? Colton Hill (CRD #6952671) who is currently registered with Edward Jones and located in Griffith, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Colton Hill Customer Complaint Colton Hill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that Colton Hill did not disclose that there would be tax implications to the liquidation of an annuity. Colton Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Colton Hill Red Flags & Your Rights As An Investor Of course, Colton Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colton Hill at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Colton Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Colton Hill If you have questions about Edward Jones and/or Colton Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Cooper Helm of Edward Jones

DID COOPER HELM CAUSE YOU INVESTMENT LOSSES? Cooper Helm Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Cooper Helm of Edward Jones? Cooper Helm (CRD #6791202) who is currently registered with Edward Jones and located in Spokane, Washington is a subject of one of our many securities industry sales practice abuse investigations. Cooper Helm Customer Complaint Cooper Helm has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged Cooper Helm misrepresented that he could rollover his 457 deferred compensation plan and continue making withdrawals without penalties. Cooper Helm’s customer complaint was settled in favor of the investors. Cooper Helm Red Flags & Your Rights As An Investor Of course, Cooper Helm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cooper Helm at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Cooper Helm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Cooper Helm If you have questions about Edward Jones and/or Cooper Helm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Marie Hill Formerly With BBVA Securities

DID MARIE ELISE HILL CAUSE YOU INVESTMENT LOSSES? Marie Hill Formerly With BBVA Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Marie Hill formerly with BBVA Securities? Marie Hill (CRD #4462515) who was formerly registered with BBVA Securities and located in Frisco, Texas is a subject of one of our many securities industry sales practice abuse investigations. Marie Hill Customer Complaint Marie Hill has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were mother, trustee of her own living trust, purchased an immediate annuity.  Son, who is successor co-trustee, complained to issuing insurance company that the product was unsuitable. Marie Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Marie Hill Red Flags & Your Rights As An Investor Of course, Marie Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marie Hill at BBVA Securities on alert to review carefully the activity and performance of their accounts and question whether Marie Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Marie Hill If you have questions about BBVA Securities and/or Marie Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Clint Hinderaker of Principal Securities

DID CLINT DAVID HINDERAKER CAUSE YOU INVESTMENT LOSSES? Clint Hinderaker Of Principal Securities And Formerly With Park Avenue Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Clint Hinderaker of Principal Securities? Clint Hinderaker (CRD #4819652) who is currently registered with Principal Securities and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Principal Securities, Clint Hinderaker was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Clint Hinderaker Customer Complaints Clint Hinderaker has been the subject of 2 customer complaints that we know about. Both of Clint Hinderaker’s customer complaints were settled in favor of investors. Allegations Against Clint Hinderaker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complainant alleged Clint Hinderaker misrepresented a variable annuity that she purchased when he told her that her principal was guaranteed. She wanted all the rider fees returned to her plus additional compensation. The plaintiff alleged that Clint Hinderaker misrepresented how the Voya policy would perform and suffered damages as a result. Clint Hinderaker Red Flags & Your Rights As An Investor Of course, Clint Hinderaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clint Hinderaker at Principal Securities and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Clint Hinderaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities and Park Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Clint Hinderaker If you have questions about Principal Securities, Park Avenue Securities, and/or Clint Hinderaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sterling Hirsch of Infinity Financial Services

DID STERLING CARMEN HIRSCH CAUSE YOU INVESTMENT LOSSES? Sterling Hirsch Of Infinity Financial Services, Infinity Financial Services Advisory And Formerly With First Allied Securities And First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Sterling Hirsch of Infinity Financial Services? Sterling Hirsch (CRD #4867105) who is currently registered with Infinity Financial Services, Infinity Financial Services Advisory and located in Yucaipa, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Infinity Financial Services Advisory, Sterling Hirsch was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sterling Hirsch Customer Complaint Sterling Hirsch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were “in the last week I have truly discovered what a mess you have made of my investments at First Allied. It’s unfathomable that you, and First Allied, have placed me, a common retail investor, in such a difficult position as to have to consider legal actions just to unwind my investments, dissolve my accounts, and move on.” Sterling Hirsch’s customer complaint was denied and, to date, the customer has not taken any further action. Sterling Hirsch Red Flags & Your Rights As An Investor Of course, Sterling Hirsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sterling Hirsch at Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Sterling Hirsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Sterling Hirsch If you have questions about Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, First Allied Advisory Services, and/or Sterling Hirsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Hirst of Pruco Securities

DID DANIEL JOHN HIRST CAUSE YOU INVESTMENT LOSSES? Daniel Hirst Of Pruco Securities And Formerly With Bankers Life Securities, Bankers Life Advisory Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Hirst of Pruco Securities? Daniel Hirst (CRD #6581836) who is currently registered with Pruco Securities and located in St. Louis Park, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Daniel Hirst was associated with Bankers Life Securities, Bankers Life Advisory Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Hirst Customer Complaint Daniel Hirst has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were in a written complaint, dated January 24, 2019, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, Customer alleged that Registered Representative, Daniel Hirst (Hirst), failed to explain the terms of two Guaranteed Life Income Annuities (GLIAs) purchased from BLC in December 2017.  Customer alleged that she would have not agreed to the annuities purchase as she was at retirement age and needed liquidity for day to day expenses.  Customer asked to allow her to move her investments from BLC without incurring fees and/or penalties. While the GLIAs were not securities and were issued by BLC, the Firm is reporting this complaint because the GLIAs were funded by liquidation of securities recommended by a registered representative of the Firm. Daniel Hirst’s customer complaint was settled in favor of the investors. Daniel Hirst Red Flags & Your Rights As An Investor Of course, Daniel Hirst did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Hirst at Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Daniel Hirst has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Daniel Hirst If you have questions about Pruco Securities, Bankers Life Securities, Bankers Life Advisory Services, ProEquities, and/or Daniel Hirst and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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