Mar 7, 2022

Jim Massung of NYLIFE Securities

DID JIM P. MASSUNG CAUSE YOU INVESTMENT LOSSES? Jim Massung Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jim Massung of NYLIFE Securities? Jim Massung (CRD #4603730) who is currently registered with NYLIFE Securities and located in Santa Maria, California is a subject of one of our many securities industry sales practice abuse investigations. Jim Massung Customer Complaint Jim Massung has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Jim Massung misrepresented the features of a Mainstay investment product and failed to advise the customers that the product featured a daily withdrawal limit. Jim Massung’s customer complaint was settled in favor of the investors. Jim Massung Red Flags & Your Rights As An Investor Of course, Jim Massung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jim Massung at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Jim Massung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Jim Massung If you have questions about NYLIFE Securities and/or Jim Massung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Randal Master of Robert W. Baird

DID RANDAL J. MASTER CAUSE YOU INVESTMENT LOSSES? Randal Master Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has 3 Customer Complaints For Alleged Broker Misconduct Who is Randal Master of Robert W. Baird? Randal Master (CRD #4406924) who is currently registered with Robert W. Baird and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Randal Master was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Randal Master Customer Complaints Randal Master has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Randal Master’s 3 customer complaints was settled in favor of investors. One of Randal Master’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against J.J.B. Hilliard Lyons for investment losses caused by Randal Master’s alleged misconduct. Allegations Against Randal Master A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Randal Master made unsuitable recommendations regarding investments. Client alleged Randal Master did not appropriately advise him of the tax liability for transactions associated with transferring accounts. Client alleged unsuitability of REIT made by Randal Master. Randal Master Red Flags & Your Rights As An Investor Of course, Randal Master did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randal Master at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Randal Master has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Due To Randal Master If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Randal Master and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Teresa Mathies of Edward Jones

DID TERESA JANEEN MATHIES CAUSE YOU INVESTMENT LOSSES? Teresa Mathies Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Teresa Mathies of Edward Jones? Teresa Mathies (CRD #5471903) who is currently registered with Edward Jones and located in Bedford, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Teresa Mathies Customer Complaints Teresa Mathies has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Teresa Mathies’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Teresa Mathies A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Teresa Mathies (his wife) forged his signature on paperwork which resulted in the rollover and subsequent theft of his retirement funds. Client claimed Teresa Mathies failed to sell securities in account, and that losses occurred due to failure to sell. Teresa Mathies Red Flags & Your Rights As An Investor Of course, Teresa Mathies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Mathies at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Teresa Mathies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Teresa Mathies If you have questions about Edward Jones and/or Teresa Mathies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Shane Mayeux of Parkland Securities

DID SHANE PAUL MAYEUX CAUSE YOU INVESTMENT LOSSES? Shane Mayeux Of Parkland Securities, SPC And Formerly With Park Avenue Securities And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Shane Mayeux of Parkland Securities? Shane Mayeux (CRD #4748339) who is currently registered with Parkland Securities, SPC and located in Lafayette, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities and SPC, Shane Mayeux was associated with Park Avenue Securities, J.P. Morgan Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Shane Mayeux Customer Complaint Shane Mayeux has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Shane Mayeux failed to disclose charges, expenses and fees. Shane Mayeux’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Shane Mayeux Red Flags & Your Rights As An Investor Of course, Shane Mayeux did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Mayeux at Parkland Securities, SPC, Park Avenue Securities, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Shane Mayeux has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, SPC, Park Avenue Securities, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities Due To Shane Mayeux If you have questions about Parkland Securities, SPC, Park Avenue Securities, J.P. Morgan Securities, and/or Shane Mayeux and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Bryan Mazliach Formerly With WestPark Capital

DID BRYAN GABRIEL MAZLIACH CAUSE YOU INVESTMENT LOSSES? Bryan Mazliach Formerly With WestPark Capital, Laidlaw & Company (UK) And Rockwell Global Capital Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bryan Mazliach formerly with WestPark Capital? Bryan Mazliach (CRD #5518438) who was formerly registered with WestPark Capital and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to WestPark Capital, Bryan Mazliach was associated with Laidlaw & Company (UK), Rockwell Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Mazliach has also had his share of regulatory problems.  In September 2020, became the subject of a FINRA investigation and allegations he excessively and unsuitably traded 5 customer accounts by recommending and executing in their accounts, a high cost, in-and-out trading strategy.  There are over 450 transactions generating $187,000 in commissions and fees to the firm, and financial advisor.  Brian Mazliach failed to respond to FINRAs requests for documents and information concerning the allegations in connection with its investigation and was subsequently permanently barred from any further association with any firm in any capacity. Bryan Mazliach Customer Complaints Bryan Mazliach has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All three of Bryan Mazliach’s 3 customer complaints were settled in favor of investors. Allegations Against Bryan Mazliach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged churning, unauthorized and unsuitable trading by Bryan Mazliach. Client alleged Bryan Mazliach’s excessive trading and commissions. Client alleged unauthorized trading and excessive trading by Bryan Mazliach. Bryan Mazliach Red Flags & Your Rights As An Investor Of course, Bryan Mazliach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Mazliach at WestPark Capital, Laidlaw & Company (UK), and Rockwell Global Capital on alert to review carefully the activity and performance of their accounts and question whether Bryan Mazliach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at WestPark Capital, Laidlaw & Company (UK), and Rockwell Global Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At WestPark Capital Due To Bryan Mazliach If you have questions about WestPark Capital, Laidlaw & Company (UK), Rockwell Global Capital, and/or Bryan Mazliach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Mark McBee of Morgan Stanley

DID MARK WILLIAM MCBEE CAUSE YOU INVESTMENT LOSSES? Mark McBee Of Morgan Stanley And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Mark McBee of Morgan Stanley? Mark McBee (CRD #5879822) who is currently registered with Morgan Stanley and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Mark McBee was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark McBee Customer Complaint Mark McBee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his instructions to liquidate his entire account were not followed and only half his account holdings were sold. Mark McBee’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Mark McBee Red Flags & Your Rights As An Investor Of course, Mark McBee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark McBee at Morgan Stanley and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Mark McBee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark McBee If you have questions about Morgan Stanley, J.P. Morgan Securities, and/or Mark McBee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Madeline McCarthy of Charles Schwab & Co.

DID MADELINE OLIVIA MCCARTHY CAUSE YOU INVESTMENT LOSSES? Madeline McCarthy Of Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Madeline McCarthy of Charles Schwab & Co.? Madeline McCarthy (CRD #6528306) who is currently registered with Charles Schwab & Co. and located in Modesto, California is a subject of one of our many securities industry sales practice abuse investigations. Madeline McCarthy Customer Complaint Madeline McCarthy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Madeline McCarthy misrepresented the attributes of the Schwab Intelligent Portfolio which led to account losses. Madeline McCarthy’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Madeline McCarthy Red Flags & Your Rights As An Investor Of course, Madeline McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Madeline McCarthy at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Madeline McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Madeline McCarthy If you have questions about Charles Schwab & Co. and/or Madeline McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Patricia McCarthy Formerly With Money Concepts Capital

DID PATRICIA MARY MCCARTHY CAUSE YOU INVESTMENT LOSSES? Patricia McCarthy Formerly With Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Patricia McCarthy formerly with Money Concepts Capital? Patricia McCarthy (CRD #6272451) who was formerly registered with Money Concepts Capital and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Patricia McCarthy Customer Complaint Patricia McCarthy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Statement of Claim alleged suitability violations, breach of fiduciary duty, negligence and breach of contract, common law fraud, and state security law violations. Patricia McCarthy’s customer complaint was settled in favor of the investors. Patricia McCarthy Red Flags & Your Rights As An Investor Of course, Patricia McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia McCarthy at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Patricia McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Patricia McCarthy If you have questions about Money Concepts Capital and/or Patricia McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Timothy McCloskey of TD Ameritrade

DID TIMOTHY J. MCCLOSKEY CAUSE YOU INVESTMENT LOSSES? Timothy McCloskey Of TD Ameritrade, TD Ameritrade Investment Management And Formerly With David Lerner Associates And Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Timothy McCloskey of TD Ameritrade? Timothy McCloskey (CRD #5213906) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Ameritrade and TD Ameritrade Investment Management, Timothy McCloskey was associated with David Lerner Associates, Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy McCloskey Customer Complaints Timothy McCloskey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Timothy McCloskey’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy McCloskey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged poor advice/poor recommendation by Timothy McCloskey in connection with a purchase of Puerto Rico bonds. Client alleged he was misled by Timothy McCloskey on the type of security he purchased. Timothy McCloskey Red Flags & Your Rights As An Investor Of course, Timothy McCloskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McCloskey at TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy McCloskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Timothy McCloskey If you have questions about TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, Edward Jones, and/or Timothy McCloskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Amber McCormick of Fidelity Brokerage Services

DID AMBER N. MCCORMICK CAUSE YOU INVESTMENT LOSSES? Amber McCormick Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Amber McCormick of Fidelity Brokerage Services? Amber McCormick (CRD #4681359) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Amber McCormick was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amber McCormick Customer Complaint Amber McCormick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a particular equity position was sold, against the customer’s instructions, as part of the funding of a managed account. Amber McCormick’s customer complaint was settled in favor of the investors. Amber McCormick Red Flags & Your Rights As An Investor Of course, Amber McCormick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amber McCormick at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Amber McCormick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Amber McCormick If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Amber McCormick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading