Mar 7, 2022

Gregg Hoff of TIAA-CREF Individual & Institutional Services

DID GREGG ALAN HOFF CAUSE YOU INVESTMENT LOSSES? Gregg Hoff Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gregg Hoff of TIAA-CREF Individual & Institutional Services? Gregg Hoff (CRD #5573496) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Gregg Hoff Customer Complaint Gregg Hoff has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client submitted a survey response that contained allegations of theft and fraud associated with the representative. Gregg Hoff’s customer complaint was denied and, to date, the customer has not taken any further action. Gregg Hoff Red Flags & Your Rights As An Investor Of course, Gregg Hoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Hoff at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Gregg Hoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Gregg Hoff If you have questions about TIAA-CREF Individual & Institutional Services and/or Gregg Hoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Holland of Truist Investment Services

DID JASON EDGAR HOLLAND CAUSE YOU INVESTMENT LOSSES? Jason Holland Of Truist Investment Services And Formerly With PNC Investments And SunTrust Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Holland of Truist Investment Services? Jason Holland (CRD #5620575) who is currently registered with Truist Investment Services and located in Cocoa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Truist Investment Services, Jason Holland was associated with PNC Investments, SunTrust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Holland Customer Complaint Jason Holland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client did not want the annuity anymore and said she wanted to be able to access her money without penalty. She wanted all her money back. Jason Holland’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Holland Red Flags & Your Rights As An Investor Of course, Jason Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Holland at Truist Investment Services, PNC Investments, and SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Jason Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, PNC Investments, and SunTrust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Jason Holland If you have questions about Truist Investment Services, PNC Investments, SunTrust Investment Services, and/or Jason Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Clarissa Holmes of Pruco Securities

DID CLARISSA IRIS HOLMES CAUSE YOU INVESTMENT LOSSES? Clarissa Holmes Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Clarissa Holmes of Pruco Securities? Clarissa Holmes (CRD #4867991) who is currently registered with Pruco Securities and located in Peoria, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Clarissa Holmes Customer Complaint Clarissa Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Clarissa Holmes failed to disclose tax consequences. Clarissa Holmes’ customer complaint was denied and, to date, the customer has not taken any further action. Clarissa Holmes Red Flags & Your Rights As An Investor Of course, Clarissa Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarissa Holmes at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Clarissa Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Clarissa Holmes If you have questions about Pruco Securities and/or Clarissa Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark Hopper of Merrill Lynch Pierce Fenner & Smith

DID MARK MICHAEL HOPPER CAUSE YOU INVESTMENT LOSSES? Mark Hopper Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Hopper of Merrill Lynch Pierce Fenner & Smith? Mark Hopper (CRD #6530826) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Mark Hopper Customer Complaint Mark Hopper has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized investment activity in February of 2020. The customer complaint filed against Mark Hopper’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Mark Hopper Red Flags & Your Rights As An Investor Of course, Mark Hopper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hopper at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Mark Hopper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Mark Hopper If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Mark Hopper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Horne of Morgan Stanley

DID MICHAEL FRANCIS HORNE CAUSE YOU INVESTMENT LOSSES? Michael Horne Of Morgan Stanley And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Horne of Morgan Stanley? Michael Horne (CRD #7005618) who is currently registered with Morgan Stanley and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Michael Horne was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Horne Customer Complaint Michael Horne has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable life insurance policy. Michael Horne’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Horne Red Flags & Your Rights As An Investor Of course, Michael Horne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Horne at Morgan Stanley and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Horne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Horne If you have questions about Morgan Stanley, AXA Advisors, and/or Michael Horne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Howison of Edward Jones

DID DAVID ARLINGTON HOWISON JR CAUSE YOU INVESTMENT LOSSES? David Howison Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Howison of Edward Jones? David Howison (CRD #6598577) who is currently registered with Edward Jones and located in Friendswood, Texas is a subject of one of our many securities industry sales practice abuse investigations. David Howison Customer Complaint David Howison has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were David Howison forged the client’s signature on checks and deposited funds to his personal account. David Howison’s customer complaint was denied and, to date, the customer has not taken any further action. David Howison Red Flags & Your Rights As An Investor Of course, David Howison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Howison at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Howison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Howison If you have questions about Edward Jones and/or David Howison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Hua of National Securities

DID DAVID HUA CAUSE YOU INVESTMENT LOSSES? David Hua Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is David Hua of National Securities? David Hua (CRD #5527285) who is currently registered with National Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. David Hua Customer Complaint David Hua has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, suitability, unauthorized trading, breach of fiduciary duty, negligent misrepresentation and omissions. The customer complaint filed against David Hua’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. David Hua Red Flags & Your Rights As An Investor Of course, David Hua did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hua at National Securities on alert to review carefully the activity and performance of their accounts and question whether David Hua has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To David Hua If you have questions about National Securities and/or David Hua and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jacob Jewell of Principal Securities

DID JACOB RYAN JEWELL CAUSE YOU INVESTMENT LOSSES? Jacob Jewell of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jacob Jewell of Principal Securities? Jacob Jewell (CRD #6364490) who is currently registered with Principal Securities and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Jacob Jewell Customer Complaint Jacob Jewell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable sale of variable universal life policy. Jacob Jewell’s customer complaint was denied and, to date, the customer has not taken any further action. Jacob Jewell Red Flags & Your Rights As An Investor Of course, Jacob Jewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Jewell at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Jacob Jewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Jacob Jewell If you have questions about Principal Securities and/or Jacob Jewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Hollis Jefferies of Wells Fargo Clearing Services

DID HOLLIS LENOIR JEFFERIES III CAUSE YOU INVESTMENT LOSSES? Hollis Jefferies Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Hollis Jefferies of Wells Fargo Clearing Services? Hollis Jefferies (CRD #4504057) who is currently registered with Wells Fargo Clearing Services and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Hollis Jefferies Customer Complaint Hollis Jefferies has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Hollis Jefferies did not timely exchange into a new portfolio as directed, which resulted in losses. Hollis Jefferies’ customer complaint was settled in favor of the investors. Hollis Jefferies Red Flags & Your Rights As An Investor Of course, Hollis Jefferies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hollis Jefferies at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Hollis Jefferies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hollis Jefferies If you have questions about Wells Fargo Clearing Services and/or Hollis Jefferies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark James of J.P. Morgan Securities

DID MARK ALLEN JAMES CAUSE YOU INVESTMENT LOSSES? Mark James Of J.P. Morgan Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mark James of J.P. Morgan Securities? Mark James (CRD #6235307) who is currently registered with J.P. Morgan Securities and located in Sunnyvale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Mark James was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark James Customer Complaint Mark James has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice regarding managed account investment. Mark James’ customer complaint was denied and, to date, the customer has not taken any further action. Mark James Red Flags & Your Rights As An Investor Of course, Mark James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark James at J.P. Morgan Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Mark James If you have questions about J.P. Morgan Securities, Wells Fargo Clearing Services, and/or Mark James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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