Mar 7, 2022

Gary McDaniel of Fidelity Brokerage Services

DID GARY MCDANIEL CAUSE YOU INVESTMENT LOSSES? Gary McDaniel Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Gary McDaniel of Fidelity Brokerage Services? Gary McDaniel (CRD #5397719) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Lone Tree, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Gary McDaniel was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary McDaniel Customer Complaint Gary McDaniel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unsuitable recommendation in connection with the sale of a variable annuity and the subsequent purchase of a fixed annuity. Gary McDaniel’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gary McDaniel Red Flags & Your Rights As An Investor Of course, Gary McDaniel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary McDaniel at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Gary McDaniel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Gary McDaniel If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Gary McDaniel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sean McElduff of Hennion & Walsh

DID SEAN J. McELDUFF CAUSE YOU INVESTMENT LOSSES? Sean McElduff Of Hennion & Walsh And Hennion & Walsh Asset Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sean McElduff of Hennion & Walsh? Sean McElduff (CRD #5565355) who is currently registered with Hennion & Walsh, Hennion & Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Sean McElduff Customer Complaints Sean McElduff has been the subject of 2 customer complaints that we know about. One of Sean McElduff’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Hennion & Walsh for investment losses caused by Sean McElduff’s alleged misconduct. Allegations Against Sean McElduff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bonds purchased allegedly by Sean McElduff were unsuitable. Alleged unsuitable recommendation by Sean McElduff, dates unspecified. Sean McElduff Red Flags & Your Rights As An Investor Of course, Sean McElduff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean McElduff at Hennion & Walsh and Hennion & Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether Sean McElduff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion & Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To Sean McElduff If you have questions about Hennion & Walsh, Hennion & Walsh Asset Management, and/or Sean McElduff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Anthony McGee of J.P. Morgan Securities

DID ANTHONY MCGEE CAUSE YOU INVESTMENT LOSSES? Anthony McGee Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony McGee of J.P. Morgan Securities? Anthony McGee (CRD #5742078) who is currently registered with J.P. Morgan Securities and located in Los Alamitos, California is a subject of one of our many securities industry sales practice abuse investigations. Anthony McGee Customer Complaint Anthony McGee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and suitability regarding mutual fund investment. Anthony McGee’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Anthony McGee Red Flags & Your Rights As An Investor Of course, Anthony McGee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony McGee at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Anthony McGee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Anthony McGee If you have questions about J.P. Morgan Securities and/or Anthony McGee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Barbara McMahon of Merrill Lynch Pierce Fenner & Smith

DID BARBARA ANN MCMAHON CAUSE YOU INVESTMENT LOSSES? Barbara McMahon Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Barbara McMahon of Merrill Lynch Pierce Fenner & Smith? Barbara McMahon (CRD #4914594) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Ridgefield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Barbara McMahon Customer Complaint Barbara McMahon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Barbara McMahon’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Barbara McMahon Red Flags & Your Rights As An Investor Of course, Barbara McMahon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara McMahon at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Barbara McMahon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Barbara McMahon If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Barbara McMahon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kelly McMurray of Morgan Stanley

DID KELLY MCMURRAY CAUSE YOU INVESTMENT LOSSES? Kelly McMurray Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Kelly McMurray of Morgan Stanley? Kelly McMurray (CRD #4534687) who is currently registered with Morgan Stanley and located in Modesto, California is a subject of one of our many securities industry sales practice abuse investigations. Kelly McMurray Customer Complaint Kelly McMurray has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer claimed that decline in value of variable annuity purchased was unacceptable as preservation of capital was her primary goal and had always been. Kelly McMurray’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kelly McMurray Red Flags & Your Rights As An Investor Of course, Kelly McMurray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly McMurray at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kelly McMurray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Kelly McMurray If you have questions about Morgan Stanley and/or Kelly McMurray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey McNaney of Principal Securities

DID JEFFREY PAUL MCNANEY CAUSE YOU INVESTMENT LOSSES? Jeffrey McNaney Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey McNaney of Principal Securities? Jeffrey McNaney (CRD #4640776) who is currently registered with Principal Securities and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey McNaney Customer Complaint Jeffrey McNaney has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Jeffrey McNaney advised him that he should invest a pension check into his variable annuity without giving him full disclosure of how it would affect the contract. Jeffrey McNaney’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jeffrey McNaney Red Flags & Your Rights As An Investor Of course, Jeffrey McNaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey McNaney at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey McNaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Jeffrey McNaney If you have questions about Principal Securities and/or Jeffrey McNaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Arthur McQuaide of Spartan Capital Securities

DID ARTHUR BRUCE MCQUAIDE CAUSE YOU INVESTMENT LOSSES? Arthur McQuaide Of Spartan Capital Securities And Formerly With Southeast Investments N.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Arthur McQuaide of Spartan Capital Securities? Arthur McQuaide (CRD #4581876) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Arthur McQuaide was associated with Southeast Investments N.C. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur McQuaide Customer Complaint Arthur McQuaide has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation and unsuitable recommendations. The customer complaint filed against Arthur McQuaide’s current employer Spartan Capital Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Arthur McQuaide Red Flags & Your Rights As An Investor Of course, Arthur McQuaide did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur McQuaide at Spartan Capital Securities and Southeast Investments N.C. on alert to review carefully the activity and performance of their accounts and question whether Arthur McQuaide has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities and Southeast Investments N.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Arthur McQuaide If you have questions about Spartan Capital Securities, Southeast Investments N.C., and/or Arthur McQuaide and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Rafael Menier of Wells Fargo Clearing Services

DID RAFAEL ANDRES MENIER CAUSE YOU INVESTMENT LOSSES? Rafael Menier Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Rafael Menier of Wells Fargo Clearing Services? Rafael Menier (CRD #5987905) who is currently registered with Wells Fargo Clearing Services and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Rafael Menier Customer Complaint Rafael Menier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not fully explain the terms of the investments, or the suitability considering the client’s age. Rafael Menier’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Rafael Menier Red Flags & Your Rights As An Investor Of course, Rafael Menier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Menier at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Rafael Menier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Rafael Menier If you have questions about Wells Fargo Clearing Services and/or Rafael Menier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Rodney Meyering of Ameriprise Financial Services

DID RODNEY A. MEYERING CAUSE YOU INVESTMENT LOSSES? Rodney Meyering Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rodney Meyering of Ameriprise Financial Services? Rodney Meyering (CRD #4398689) who is currently registered with Ameriprise Financial Services and located in Daytona Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Rodney Meyering Customer Complaints Rodney Meyering has been the subject of 2 customer complaints that we know about. Both of Rodney Meyering’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Rodney Meyering A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Rodney Meyering did not follow her instructions to purchase a stock and recommended a poorly performing portfolio without discussing the commissions charged. The client alleged Rodney Meyering’s misrepresentation with respect to investment. Rodney Meyering Red Flags & Your Rights As An Investor Of course, Rodney Meyering did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Meyering at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Rodney Meyering has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Rodney Meyering If you have questions about Ameriprise Financial Services and/or Rodney Meyering and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Mikeska of Raymond James Financial Services

DID JASON JOHN MIKESKA CAUSE YOU INVESTMENT LOSSES? Jason Mikeska Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Cetera Investment Services And Cetera Investment Advisers Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Mikeska of Raymond James Financial Services? Jason Mikeska (CRD #4962984) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Victoria, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Jason Mikeska was associated with Cetera Investment Services, Cetera Investment Advisers, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Mikeska Customer Complaints Jason Mikeska has been the subject of 2 customer complaints that we know about. One of Jason Mikeska’s 2 customer complaints was settled in favor of investors. One of Jason Mikeska’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jason Mikeska A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jason Mikeska guaranteed a minimum interest rate and wanted principal returned. The client alleged trades were placed by Jason Mikeska without his authorization. Jason Mikeska Red Flags & Your Rights As An Investor Of course, Jason Mikeska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mikeska at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Jason Mikeska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jason Mikeska If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, Cetera Investment Advisers, and/or Jason Mikeska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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