Mar 7, 2022

Michael Millage of Edward Jones

DID MICHAEL A. MILLAGE CAUSE YOU INVESTMENT LOSSES? Michael Millage Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Millage of Edward Jones? Michael Millage (CRD #6137376) who is currently registered with Edward Jones and located in Cottage Grove, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Michael Millage Customer Complaint Michael Millage has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor, Michael Millage, misrepresented that the client’s investments would not lose money if the stock market went down. Client alleged Mr. Millage misrepresented the fees to move the client’s investments into cash. Client alleged the cost of the Guided Solutions program was too expensive. Michael Millage’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Millage Red Flags & Your Rights As An Investor Of course, Michael Millage did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Millage at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Millage has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Millage If you have questions about Edward Jones and/or Michael Millage and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Kevin Millard formerly with TIAA-CREF Individual & Institutional Services

DID KEVIN D. MILLARD CAUSE YOU INVESTMENT LOSSES? Kevin Millard Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Millard formerly with TIAA-CREF Individual & Institutional Services? Kevin Millard (CRD #5430403) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Kevin Millard Customer Complaint Kevin Millard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated he met with the representative on September 21, 2018 to discuss his retirement account, move funds out of the TIAA Traditional Annuity (a fixed annuity) and required minimum distributions. The client contended that the setup of the transaction did not satisfy required minimum distributions for tax year 2019 which totaled $17,326.23 and he may be subject to a 50% penalty by the Internal Revenue Service. Kevin Millard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kevin Millard Red Flags & Your Rights As An Investor Of course, Kevin Millard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Millard at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Millard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Millard If you have questions about TIAA-CREF Individual & Institutional Services and/or Kevin Millard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Teena Milldebrandt of Cetera Advisor Networks

DID TEENA ANN MILLDEBRANDT CAUSE YOU INVESTMENT LOSSES? Teena Milldebrandt Of Cetera Advisor Networks Has 3 Customer Complaints For Alleged Broker Misconduct Who is Teena Milldebrandt of Cetera Advisor Networks? Teena Milldebrandt (CRD #4535766) who is currently registered with Cetera Advisor Networks and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Teena Milldebrandt Customer Complaints Teena Milldebrandt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Teena Milldebrandt’s 3 customer complaints were settled in favor of investors. One of Teena Milldebrandt’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Teena Milldebrandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Teena Milldebrandt’s investment recommendation was unsuitable. Customers alleged that Teena Milldebrandt’s continuous recommendations of moving funds from one annuity to another and purchasing more insurance than needed resulted in substantial costs, excess tax payments and significant market losses. No evidence found to support customers’ allegations. Customer accepted offer of a refund of the remaining net premiums from the immediate variable annuity issued. The firm paid the difference between the commuted value and the net remaining premiums. Customers alleged the two variable annuity universal life contracts issued by Teena Milldebrandt were not suitable as there was no need for additional insurance for either of them. Teena Milldebrandt Red Flags & Your Rights As An Investor Of course, Teena Milldebrandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teena Milldebrandt at Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Teena Milldebrandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Teena Milldebrandt If you have questions about Cetera Advisor Networks and/or Teena Milldebrandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Akiva Miller of NYLIFE Securities

DID AKIVA MILLER CAUSE YOU INVESTMENT LOSSES? Akiva Miller Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Akiva Miller of NYLIFE Securities? Akiva Miller (CRD #4877721) who is currently registered with NYLIFE Securities and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Akiva Miller Customer Complaint Akiva Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Universal Life policies they each purchased in February 2019 were obtained to specifically help reduce their corporate tax burden however they recently determined that the policy premiums were not tax deductible and therefore would not lower their corporate taxes. Akiva Miller’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Akiva Miller Red Flags & Your Rights As An Investor Of course, Akiva Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akiva Miller at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Akiva Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Akiva Miller If you have questions about NYLIFE Securities and/or Akiva Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY K. MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Miller Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith? Jeffrey Miller (CRD #5786351) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Miller Customer Complaint Jeffrey Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation regarding the purchase of a variable annuity. Jeffrey Miller’s customer complaint was settled in favor of the investors. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeffrey Miller If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Khary Miller of LPL Financial

DID KHARY ANDRE MILLER CAUSE YOU INVESTMENT LOSSES? Khary Miller Of LPL Financial, Lexco Wealth Management And Formerly With National Planning And Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Khary Miller of LPL Financial? Khary Miller (CRD #4634131) who is currently registered with LPL Financial, Lexco Wealth Management and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Lexco Wealth Management, Khary Miller was associated with National Planning, Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Khary Miller Customer Complaint Khary Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased REIT that has gone down in value and alleged representative told her at time of purchase that she would receive the investment principal plus all dividends at end of five years. Khary Miller’s customer complaint was settled in favor of the investors. Khary Miller Red Flags & Your Rights As An Investor Of course, Khary Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Khary Miller at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Khary Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Khary Miller If you have questions about LPL Financial, Lexco Wealth Management, National Planning, Voya Financial Advisors, and/or Khary Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Julia Miller of Securities America

DID JULIA BROWNLEE MILLER CAUSE YOU INVESTMENT LOSSES? Julia Miller Of Securities America And Securities America Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Julia Miller of Securities America? Julia Miller (CRD #5592071) who is currently registered with Securities America, Securities America Advisors and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Julia Miller Customer Complaint Julia Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged that the representative (Miller) was assigned to their account and claimed that the account held unsuitable investments in REITs, annuities and certain speculative companies which were recommended to them by another individual (St. George). Allegations against all respondents include unsuitability, misrepresentation, fraud, breach of fiduciary duty and breach of contract. Julia Miller’s customer complaint was settled in favor of the investors. Julia Miller Red Flags & Your Rights As An Investor Of course, Julia Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julia Miller at Securities America and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Julia Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and Securities America Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Julia Miller If you have questions about Securities America, Securities America Advisors, and/or Julia Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Myra Miller of Equitable Advisors

DID MYRA MILLER CAUSE YOU INVESTMENT LOSSES? Myra Miller Of Equitable Advisors And Formerly With PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Myra Miller of Equitable Advisors? Myra Miller (CRD #5457352) who is currently registered with Equitable Advisors and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Myra Miller was associated with PFS Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Myra Miller Customer Complaint Myra Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Myra Miller misrepresented the investments that she recommended to customer. Myra Miller’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Myra Miller Red Flags & Your Rights As An Investor Of course, Myra Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myra Miller at Equitable Advisors and PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Myra Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Myra Miller If you have questions about Equitable Advisors, PFS Investments, and/or Myra Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Marko Milosevic of Merrill Lynch Pierce Fenner & Smith

DID MARKO MILOSEVIC CAUSE YOU INVESTMENT LOSSES? Marko Milosevic Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Marko Milosevic of Merrill Lynch Pierce Fenner & Smith? Marko Milosevic (CRD #6636512) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Pennington, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Marko Milosevic Customer Complaint Marko Milosevic has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Marko Milosevic’s customer complaint was settled in favor of the investors. Marko Milosevic Red Flags & Your Rights As An Investor Of course, Marko Milosevic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marko Milosevic at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Marko Milosevic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Marko Milosevic If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Marko Milosevic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Melissa Minikes of Wells Fargo Advisors Financial Network

DID MELISSA WILSON MINIKES CAUSE YOU INVESTMENT LOSSES? Melissa Minikes Of Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Melissa Minikes of Wells Fargo Advisors Financial Network? Melissa Minikes (CRD #4409207) who is currently registered with Wells Fargo Advisors Financial Network and located in Massapequa Park, New York is a subject of one of our many securities industry sales practice abuse investigations. Melissa Minikes Customer Complaint Melissa Minikes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the terms of the investment. Melissa Minikes’ customer complaint was settled in favor of the investors. Melissa Minikes Red Flags & Your Rights As An Investor Of course, Melissa Minikes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Minikes at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Melissa Minikes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Melissa Minikes If you have questions about Wells Fargo Advisors Financial Network and/or Melissa Minikes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading