Mar 7, 2022

Jeremy Kientz of Wells Fargo Clearing Services

DID JEREMY THOMAS KIENTZ CAUSE YOU INVESTMENT LOSSES? Jeremy Kientz Of Wells Fargo Clearing Services And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Kientz of Wells Fargo Clearing Services? Jeremy Kientz (CRD #4782864) who is currently registered with Wells Fargo Clearing Services and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Jeremy Kientz was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Kientz Customer Complaint Jeremy Kientz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jeremy Kientz liquidated her investments rather than transfer them in-kind as instructed, which resulted in monetary damages. Jeremy Kientz’s customer complaint was denied and, to date, the customer has not taken any further action. Jeremy Kientz Red Flags & Your Rights As An Investor Of course, Jeremy Kientz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Kientz at Wells Fargo Clearing Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeremy Kientz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Jeremy Kientz If you have questions about Wells Fargo Clearing Services, Edward Jones, and/or Jeremy Kientz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Chris Kim of MML Investors Services

DID CHRIS JONGMIN KIM CAUSE YOU INVESTMENT LOSSES? Chris Kim Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chris Kim of MML Investors Services? Chris Kim (CRD #6534492) who is currently registered with MML Investors Services and located in Lawrenceville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Chris Kim Customer Complaint Chris Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Chris Kim electronically signed her name to her whole life policy application without her knowledge or consent when the policy was solicited. Chris Kim’s customer complaint was denied and, to date, the customer has not taken any further action. Chris Kim Red Flags & Your Rights As An Investor Of course, Chris Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Kim at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Chris Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chris Kim If you have questions about MML Investors Services and/or Chris Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Colby King of Wells Fargo Clearing Services

DID COLBY LANE KING CAUSE YOU INVESTMENT LOSSES? Colby King Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Colby King of Wells Fargo Clearing Services? Colby King (CRD #4824520) who is currently registered with Wells Fargo Clearing Services and located in Farmington, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Colby King Customer Complaint Colby King has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were cl Colby King did not sell his investments as instructed. Colby King’s customer complaint was denied and, to date, the customer has not taken any further action. Colby King Red Flags & Your Rights As An Investor Of course, Colby King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colby King at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Colby King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Colby King If you have questions about Wells Fargo Clearing Services and/or Colby King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nathan Kinzinger of Northwestern Mutual Investment Services

DID NATHAN R. KINZINGER CAUSE YOU INVESTMENT LOSSES? Nathan Kinzinger Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Kinzinger of Northwestern Mutual Investment Services? Nathan Kinzinger (CRD #4554745) who is currently registered with Northwestern Mutual Investment Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Nathan Kinzinger Customer Complaint Nathan Kinzinger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Nathan Kinzinger took inappropriate action by investing a majority of their cash holdings into the market on one day, after Mr. Kinzinger had allegedly agreed to slowly invest the cash over a longer time duration. Nathan Kinzinger’s customer complaint was denied and, to date, the customers have not taken any further action. Nathan Kinzinger Red Flags & Your Rights As An Investor Of course, Nathan Kinzinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Kinzinger at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nathan Kinzinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Nathan Kinzinger If you have questions about Northwestern Mutual Investment Services and/or Nathan Kinzinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Justin Kittle Formerly With NYLIFE Securities

DID JUSTIN DAVID KITTLE CAUSE YOU INVESTMENT LOSSES? Justin Kittle Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Kittle formerly with NYLIFE Securities? Justin Kittle (CRD #6665821) who was formerly registered with NYLIFE Securities and located in Fairport, New York is a subject of one of our many securities industry sales practice abuse investigations. Justin Kittle Customer Complaint Justin Kittle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Annuity policy she purchased had an investment strategy that did not appear to suit her needs or financial profile. Justin Kittle’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Justin Kittle Red Flags & Your Rights As An Investor Of course, Justin Kittle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Kittle at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Kittle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Justin Kittle If you have questions about NYLIFE Securities and/or Justin Kittle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Klickna of Equitable Advisors

DID KEVIN DOMINIC KLICKNA CAUSE YOU INVESTMENT LOSSES? Kevin Klickna Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Klickna of Equitable Advisors? Kevin Klickna (CRD #5640324) who is currently registered with Equitable Advisors and located in Springfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Kevin Klickna Customer Complaint Kevin Klickna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kevin Klickna forged the client’s initials on the life insurance replacement form in 2020. The customer complaint filed against Kevin Klickna’s current employer Equitable Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Klickna Red Flags & Your Rights As An Investor Of course, Kevin Klickna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Klickna at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kevin Klickna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kevin Klickna If you have questions about Equitable Advisors and/or Kevin Klickna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dianna Knudsen of Edward Jones

DID DIANNA MARIE STEEN KNUDSEN CAUSE YOU INVESTMENT LOSSES? Dianna Knudsen Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Dianna Knudsen of Edward Jones? Dianna Knudsen (CRD #6581100) who is currently registered with Edward Jones and located in Mason, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Dianna Knudsen Customer Complaint Dianna Knudsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Dianna Knudsen misrepresented the tax consequences of liquidating her Lincoln Variable Annuity. Dianna Knudsen’s customer complaint was settled in favor of the investors. Dianna Knudsen Red Flags & Your Rights As An Investor Of course, Dianna Knudsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dianna Knudsen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dianna Knudsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dianna Knudsen If you have questions about Edward Jones and/or Dianna Knudsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mikihisa Kobayashi of Merrill Lynch Pierce Fenner & Smith

DID MIKIHISA KOBAYASHI CAUSE YOU INVESTMENT LOSSES? Mikihisa Kobayashi Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Mikihisa Kobayashi of Merrill Lynch Pierce Fenner & Smith? Mikihisa Kobayashi (CRD #5759616) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Mikihisa Kobayashi Customer Complaint Mikihisa Kobayashi has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Mikihisa Kobayashi’s failure to follow instructions. Mikihisa Kobayashi’s customer complaint was settled in favor of the investors. Mikihisa Kobayashi Red Flags & Your Rights As An Investor Of course, Mikihisa Kobayashi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mikihisa Kobayashi at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Mikihisa Kobayashi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Mikihisa Kobayashi If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Mikihisa Kobayashi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Koch of SagePoint Financial

DID STEVEN DONALD KOCH CAUSE YOU INVESTMENT LOSSES? Steven Koch Of SagePoint Financial And Formerly With MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Koch of SagePoint Financial? Steven Koch (CRD #5369256) who is currently registered with SagePoint Financial and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Steven Koch was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Koch Customer Complaints Steven Koch has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Steven Koch’s 2 customer complaints was settled in favor of investors. One of Steven Koch’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steven Koch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that the recommended exchange from variable annuity to life insurance trust constituted poor advice by Steven Koch. Customer alleged when she purchased a variable annuity, Steven Koch assured her the contract would earn a guaranteed interest rate and there was no exposure to stock market risk. Steven Koch Red Flags & Your Rights As An Investor Of course, Steven Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Koch at SagePoint Financial, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Steven Koch If you have questions about SagePoint Financial, MML Investors Services, MSI Financial Services, and/or Steven Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Travis Koenig Formerly With NYLIFE Securities

DID TRAVIS LEE KOENIG CAUSE YOU INVESTMENT LOSSES? Travis Koenig Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Travis Koenig formerly with NYLIFE Securities? Travis Koenig (CRD #5334906) who was formerly registered with NYLIFE Securities and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Travis Koenig Customer Complaint Travis Koenig has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Travis Koenig’s recommendation to pay the premiums on a fixed whole life insurance policy, with withdrawals from a variable annuity, was unsuitable. The customer requested a refund of premiums paid, any fees or charges assessed on the variable annuity, and taxes incurred as a result of early withdrawal penalties on the variable annuity. Travis Koenig’s customer complaint was settled in favor of the investors. Travis Koenig Red Flags & Your Rights As An Investor Of course, Travis Koenig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Koenig at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Travis Koenig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Travis Koenig If you have questions about NYLIFE Securities and/or Travis Koenig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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