Mar 7, 2022

Harutuyn Mkhitarian of Edward Jones

DID HARUTUYN ARTHUR MKHITARIAN CAUSE YOU INVESTMENT LOSSES? Harutuyn Mkhitarian Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Harutuyn Mkhitarian of Edward Jones? Harutuyn Mkhitarian (CRD #6091954) who is currently registered with Edward Jones and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Harutuyn Mkhitarian Customer Complaint Harutuyn Mkhitarian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Financial Advisor misrepresented a Life Insurance Retirement Plan (LIRP) by stating that it would not be subject to a lien/levy issued by the State of New York. Harutuyn Mkhitarian’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Harutuyn Mkhitarian Red Flags & Your Rights As An Investor Of course, Harutuyn Mkhitarian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harutuyn Mkhitarian at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Harutuyn Mkhitarian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Harutuyn Mkhitarian If you have questions about Edward Jones and/or Harutuyn Mkhitarian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Montgomery formerly with Ameriprise Financial Services

DID ROBERT MARK MONTGOMERY CAUSE YOU INVESTMENT LOSSES? Robert Montgomery Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Montgomery formerly with Ameriprise Financial Services? Robert Montgomery (CRD #4861595) who was formerly registered with Ameriprise Financial Services and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Robert Montgomery Customer Complaint Robert Montgomery has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the annuity the advisor recommended was not suitable. Robert Montgomery’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Montgomery Red Flags & Your Rights As An Investor Of course, Robert Montgomery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Montgomery at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Montgomery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Montgomery If you have questions about Ameriprise Financial Services and/or Robert Montgomery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Terry Montoya of TIAA-CREF Individual & Institutional Services

DID TERRY ALLEN MONTOYA CAUSE YOU INVESTMENT LOSSES? Terry Montoya Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Terry Montoya of TIAA-CREF Individual & Institutional Services? Terry Montoya (CRD #5108671) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Terry Montoya Customer Complaint Terry Montoya has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client contributed monies to an after-tax retirement annuity and stated that the TIAA representative did not inform him or review the tax penalties associated with early distribution from the account. The client requested a withdrawal and claimed a 10% penalty was assessed. Terry Montoya’s customer complaint was settled in favor of the investors. Terry Montoya Red Flags & Your Rights As An Investor Of course, Terry Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Montoya at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Terry Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Terry Montoya If you have questions about TIAA-CREF Individual & Institutional Services and/or Terry Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kaley Mora of Edward Jones

DID KALEY NICHOL MORA CAUSE YOU INVESTMENT LOSSES? Kaley Mora Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Kaley Mora of Edward Jones? Kaley Mora (CRD #6331840) who is currently registered with Edward Jones and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kaley Mora Customer Complaint Kaley Mora has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kaley Mora was mistaken when she advised that the transaction requested would be complete in one day where the transaction did not complete for 2 full business days causing market loss for the additional day. Kaley Mora’s customer complaint was settled in favor of the investors. Kaley Mora Red Flags & Your Rights As An Investor Of course, Kaley Mora did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaley Mora at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kaley Mora has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kaley Mora If you have questions about Edward Jones and/or Kaley Mora and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Todd Morgan of J.P. Morgan Securities

DID TODD MORGAN CAUSE YOU INVESTMENT LOSSES? Todd Morgan Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Morgan of J.P. Morgan Securities? Todd Morgan (CRD #4918959) who is currently registered with J.P. Morgan Securities and located in Madison, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Todd Morgan Customer Complaint Todd Morgan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and suitability regarding mutual fund investment. Todd Morgan’s customer complaint was settled in favor of the investors. Todd Morgan Red Flags & Your Rights As An Investor Of course, Todd Morgan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Morgan at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Morgan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Todd Morgan If you have questions about J.P. Morgan Securities and/or Todd Morgan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Morris of Voya Financial Advisors

DID DANIEL ALLEN MORRIS JR CAUSE YOU INVESTMENT LOSSES? Daniel Morris Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Morris of Voya Financial Advisors? Daniel Morris (CRD #5532792) who is currently registered with Voya Financial Advisors and located in Adel, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Daniel Morris Customer Complaint Daniel Morris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the life insurance policy purchased was misrepresented as a retirement plan. Daniel Morris’ customer complaint was settled in favor of the investors. Daniel Morris Red Flags & Your Rights As An Investor Of course, Daniel Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Morris at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Daniel Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Daniel Morris If you have questions about Voya Financial Advisors and/or Daniel Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

LeAnne Morris of Edward Jones

DID LEANNE MARIE MORRIS CAUSE YOU INVESTMENT LOSSES? LeAnne Morris Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is LeAnne Morris of Edward Jones? LeAnne Morris (CRD #6295083) who is currently registered with Edward Jones and located in Roseville, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. LeAnne Morris Customer Complaint LeAnne Morris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were LeAnne Morris did not adequately advise her of the tax consequences associated with deposited 401K funds into her Roth IRA account in August 2019. LeAnne Morris’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. LeAnne Morris Red Flags & Your Rights As An Investor Of course, LeAnne Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of LeAnne Morris at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether LeAnne Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To LeAnne Morris If you have questions about Edward Jones and/or LeAnne Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Mosslih of Aegis Capital

DID MICHAEL MOSSLIH CAUSE YOU INVESTMENT LOSSES? Michael Mosslih Of Aegis Capital Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Mosslih of Aegis Capital? Michael Mosslih (CRD #4662400) who is currently registered with Aegis Capital and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Mosslih Customer Complaints Michael Mosslih has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Mosslih’s 4 customer complaints was settled in favor of investors. Two of Michael Mosslih’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Michael Mosslih’s alleged misconduct. Allegations Against Michael Mosslih A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged stop loss orders were not placed by Michael Mosslih. Client claims unauthorized trade on stock QLGC allegedly made by Michael Mosslih. Customer claims Michael Mosslih allegedly promised one point stop loss on OXGN which was never entered. Claimant alleged Michael Mosslih’s unsuitability, breach of contract, breach of fiduciary duty. Michael Mosslih Red Flags & Your Rights As An Investor Of course, Michael Mosslih did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Mosslih at Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Mosslih has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Michael Mosslih If you have questions about Aegis Capital and/or Michael Mosslih and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Mueller formerly with Park Avenue Securities

DID MICHAEL LOUIS MUELLER CAUSE YOU INVESTMENT LOSSES? Michael Mueller Formerly With Park Avenue Securities And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Mueller formerly with Park Avenue Securities? Michael Mueller (CRD #5044543) who was formerly registered with Park Avenue Securities and located in Town and Country, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Park Avenue Securities, Michael Mueller was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Mueller Customer Complaint Michael Mueller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that with respect to the variable annuity that he purchased, his funds were not allocated as intended and that he was not informed of surrender charges. Michael Mueller’s customer complaint was settled in favor of the investors. Michael Mueller Red Flags & Your Rights As An Investor Of course, Michael Mueller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Mueller at Park Avenue Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Mueller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To Michael Mueller If you have questions about Park Avenue Securities, NYLIFE Securities, and/or Michael Mueller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sean Mullen formerly with USAA Financial Advisors

DID SEAN PHILLIP MULLEN CAUSE YOU INVESTMENT LOSSES? Sean Mullen Formerly With USAA Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Sean Mullen formerly with USAA Financial Advisors? Sean Mullen (CRD #4947070) who was formerly registered with USAA Financial Advisors and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Sean Mullen Customer Complaint Sean Mullen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were due to competing beneficiaries’ claims, the Firm interpled funds from an account of deceased customer [REDACTED] to the Probate Court of Denton County, Texas. Decedent’s son [REDACTED] then counter-claimed that the Firm and Mr. Mullens either did not make a requested beneficiary change to the operative account, or failed to advise decedent that a change was needed because the listed TOD beneficiary had died. The customer complaint filed against Sean Mullen’s former employer USAA Financial Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Sean Mullen Red Flags & Your Rights As An Investor Of course, Sean Mullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Mullen at USAA Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Sean Mullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USAA Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At USAA Financial Advisors Due To Sean Mullen If you have questions about J.P. Morgan Securities and/or John Mullarkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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