Mar 7, 2022

Thomas Koerner Formerly With Principal Securities

DID THOMAS GERARD KOERNER CAUSE YOU INVESTMENT LOSSES? Thomas Koerner Formerly With Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Koerner formerly with Principal Securities? Thomas Koerner (CRD #6165022) who was formerly registered with Principal Securities and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Thomas Koerner Customer Complaint Thomas Koerner has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of his variable annuity fees by his advisor. Thomas Koerner’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Koerner Red Flags & Your Rights As An Investor Of course, Thomas Koerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Koerner at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Koerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Thomas Koerner If you have questions about Principal Securities and/or Thomas Koerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Vikram Kohli of Ameriprise Financial Services

DID VIKRAM KOHLI CAUSE YOU INVESTMENT LOSSES? Vikram Kohli Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Vikram Kohli of Ameriprise Financial Services? Vikram Kohli (CRD #4620124) who is currently registered with Ameriprise Financial Services and located in Santa Clara, California is a subject of one of our many securities industry sales practice abuse investigations. Vikram Kohli Customer Complaint Vikram Kohli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Vikram Kohli processed unauthorized sell trades of Visa and Mastercard stocks within her account. Vikram Kohli’s customer complaint was denied and, to date, the customer has not taken any further action. Vikram Kohli Red Flags & Your Rights As An Investor Of course, Vikram Kohli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vikram Kohli at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Vikram Kohli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Vikram Kohli If you have questions about Ameriprise Financial Services and/or Vikram Kohli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jared Kohn of Edward Jones

DID JARED DAVID KOHN CAUSE YOU INVESTMENT LOSSES? Jared Kohn Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Kohn of Edward Jones? Jared Kohn (CRD #6443920) who is currently registered with Edward Jones and located in Lutz, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jared Kohn Customer Complaint Jared Kohn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Jared Kohn failed to execute trades as instructed, resulting in market loss. Jared Kohn’s customer complaint was denied and, to date, the customer has not taken any further action. Jared Kohn Red Flags & Your Rights As An Investor Of course, Jared Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Kohn at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jared Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jared Kohn If you have questions about Edward Jones and/or Jared Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alexander Kolton Formerly With Lincoln Financial Securities

DID ALEXANDER KOLTON CAUSE YOU INVESTMENT LOSSES? Alexander Kolton Formerly With Lincoln Financial Securities And Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alexander Kolton formerly with Lincoln Financial Securities? Alexander Kolton (CRD #5974428) who was formerly registered with Lincoln Financial Securities and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Financial Securities, Alexander Kolton was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Kolton Customer Complaints Alexander Kolton has been the subject of 2 customer complaints that we know about. Both of Alexander Kolton’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alexander Kolton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged the variable annuity sold to her by Alexander Kolton was not accurately explained. The client alleged he was under informed, uninformed by Alexander Kolton regarding the variable annuity he purchased. Alexander Kolton Red Flags & Your Rights As An Investor Of course, Alexander Kolton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Kolton at Lincoln Financial Securities and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Alexander Kolton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Due To Alexander Kolton If you have questions about Lincoln Financial Securities, Waddell & Reed, and/or Alexander Kolton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Matthew Korsmo of Lincoln Investment

DID MATTHEW WILLIAM KORSMO CAUSE YOU INVESTMENT LOSSES? Matthew Korsmo Of Lincoln Investment And Capital Analysts Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Korsmo of Lincoln Investment? Matthew Korsmo (CRD #4840369) who is currently registered with Lincoln Investment, Capital Analysts and located in Murrita, California is a subject of one of our many securities industry sales practice abuse investigations. Matthew Korsmo Customer Complaint Matthew Korsmo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Matthew Korsmo tampered with paperwork and committed fraud, specifically that Mr. Korsmo changed dates on paperwork in order to fund an annuity on which he was the named advisor. Matthew Korsmo’s customer complaint was denied and, to date, the customer has not taken any further action. Matthew Korsmo Red Flags & Your Rights As An Investor Of course, Matthew Korsmo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Korsmo at Lincoln Investment and Capital Analysts on alert to review carefully the activity and performance of their accounts and question whether Matthew Korsmo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment and Capital Analysts also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Matthew Korsmo If you have questions about Lincoln Investment, Capital Analysts, and/or Matthew Korsmo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Kraft of LPL Financial

DID KEVIN ZACHARY KRAFT CAUSE YOU INVESTMENT LOSSES? Kevin Kraft Of LPL Financial And APS Investment Management Group Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Kraft of LPL Financial? Kevin Kraft (CRD #4658879) who is currently registered with LPL Financial, APS Investment Management Group and located in Jackson, California is a subject of one of our many securities industry sales practice abuse investigations. Kevin Kraft Customer Complaint Kevin Kraft has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Kevin Kraft falsely assured them of the background and reputation of the person who “bought” their accounts despite the person’s lack of securities licenses. Kevin Kraft’s customer complaint was settled in favor of the investors. Kevin Kraft Red Flags & Your Rights As An Investor Of course, Kevin Kraft did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Kraft at LPL Financial and APS Investment Management Group on alert to review carefully the activity and performance of their accounts and question whether Kevin Kraft has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and APS Investment Management Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Kevin Kraft If you have questions about LPL Financial, APS Investment Management Group, and/or Kevin Kraft and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ryan Krause of Edward Jones

DID RYAN TIMOTHY KRAUSE CAUSE YOU INVESTMENT LOSSES? Ryan Krause Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Krause of Edward Jones? Ryan Krause (CRD #6572547) who is currently registered with Edward Jones and located in Dana Point, California is a subject of one of our many securities industry sales practice abuse investigations. Ryan Krause Customer Complaint Ryan Krause has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Ryan Krause provided poor advice when he recommended that the client not wait for a market downturn to reinvest his cash, and as a result his account values dropped $80,000.00 in 3-4 months. Ryan Krause’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Krause Red Flags & Your Rights As An Investor Of course, Ryan Krause did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Krause at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Ryan Krause has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Ryan Krause If you have questions about Edward Jones and/or Ryan Krause and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Kroll of Wells Fargo Clearing Services

DID DANIEL PAUL KROLL CAUSE YOU INVESTMENT LOSSES? Daniel Kroll Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kroll of Wells Fargo Clearing Services? Daniel Kroll (CRD #5828794) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kroll Customer Complaint Daniel Kroll has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Daniel Kroll misstated material facts pertaining to contributions to two retirement accounts, resulting in increased tax liability. Daniel Kroll’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Kroll Red Flags & Your Rights As An Investor Of course, Daniel Kroll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kroll at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Kroll has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Kroll If you have questions about Wells Fargo Clearing Services and/or Daniel Kroll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sachin Kumar of Laidlaw & Company (UK)

DID SACHIN KUMAR CAUSE YOU INVESTMENT LOSSES? Sachin Kumar Of Laidlaw & Company (UK), Laidlaw Wealth Management And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Sachin Kumar of Laidlaw & Company (UK)? Sachin Kumar (CRD #5295758) who is currently registered with Laidlaw & Company (UK), Laidlaw Wealth Management and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) and Laidlaw Wealth Management, Sachin Kumar was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sachin Kumar is also had regulatory problems.  That admitting or denying the findings, Sachin Kumar consented to a 1 month suspension and $5,000 fine by FINRA for allegedly processing an ACAT Form transfer accounts over client’s objection. Sachin Kumar Customer Complaint Sachin Kumar has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that signatures on transfer forms were doctored by Sachin Kumar.  Sachin Kumar’s customer complaint was denied and, to date, the customer has not taken any further action. Sachin Kumar Red Flags & Your Rights As An Investor Of course, Sachin Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sachin Kumar at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sachin Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Due To Sachin Kumar If you have questions about Laidlaw & Company (UK), Laidlaw Wealth Management, Morgan Stanley, and/or Sachin Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Laakko Formerly With MML Investors Services

DID ADAM MICHAEL LAAKKO CAUSE YOU INVESTMENT LOSSES? Adam Laakko Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Laakko formerly with MML Investors Services? Adam Laakko (CRD #5876826) who was formerly registered with MML Investors Services and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Adam Laakko was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Laakko Customer Complaint Adam Laakko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the recommendation from Adam Laakko to transfer her variable annuity into an advisory account was unsuitable. The complainant said that had she known what the tax consequence would have been, she never would have surrendered her variable annuity. Adam Laakko’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Laakko Red Flags & Your Rights As An Investor Of course, Adam Laakko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Laakko at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Adam Laakko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Adam Laakko If you have questions about MML Investors Services, MSI Financial Services, and/or Adam Laakko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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