Mar 7, 2022

Brenda Labar of Pruco Securities

DID BRENDA LOUISE LABAR CAUSE YOU INVESTMENT LOSSES? Brenda Labar Of Pruco Securities And Formerly With MML Investors Services And MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brenda Labar of Pruco Securities? Brenda Labar (CRD #4517754) who is currently registered with Pruco Securities and located in Ontario, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brenda Labar was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brenda Labar Customer Complaints Brenda Labar has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Brenda Labar’s 4 customer complaints were settled in favor of investors. Two of Brenda Labar’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brenda Labar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brenda Labar’s failure to follow instructions with respect to risk tolerance and misrepresentation with respect to risk to principal. Misrepresentation regarding mutual fund and breach of fiduciary duty and negligence. Also, plaintiffs alleged that Brenda Labar fraudulently induced them into opening accounts without their knowledge. The complainant alleged that Brenda Labar misrepresented the variable annuity she purchased. The complainant wanted her current variable annuity surrendered without penalty. Brenda Labar Red Flags & Your Rights As An Investor Of course, Brenda Labar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Labar at Pruco Securities, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brenda Labar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brenda Labar If you have questions about Pruco Securities, MML Investors Services, MSI Financial Services, and/or Brenda Labar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Marc Laborde of Rockefeller Financial

DID MARC E. LABORDE CAUSE YOU INVESTMENT LOSSES? Marc Laborde Of Rockefeller Financial And Formerly With UBS Financial Services Has 13 Customer Complaints For Alleged Broker Misconduct Who is Marc Laborde of Rockefeller Financial? Marc Laborde (CRD #4975479) who is currently registered with Rockefeller Financial and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Rockefeller Financial, Marc Laborde was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Laborde Customer Complaints Marc Laborde has been the subject of 13 customers’ complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Marc Laborde’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 11 pending customers’ complaints filed against UBS Financial Services for investment losses caused by Marc Laborde’s alleged misconduct. Allegations Against Marc Laborde A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged his financial advisors invested his money in a super high risk strategy. The client further alleged that the risks were not disclosed to them allegedly by Marc Laborde. Claimants’ counsel alleged Marc Laborde’s unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Attorney alleged his client was pitched an unsuitable options overlay strategy which was a conflict of interest and the recommendation by Marc Laborde failed to disclose the risks associated with the overall strategy. Marc Laborde Red Flags & Your Rights As An Investor Of course, Marc Laborde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Laborde at Rockefeller Financial and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Marc Laborde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Rockefeller Financial Due To Marc Laborde If you have questions about Rockefeller Financial, UBS Financial Services, and/or Marc Laborde and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Franklin Laden of UBS Financial Services

DID FRANKLIN JEROME LADEN CAUSE YOU INVESTMENT LOSSES? Franklin Laden Of UBS Financial Services And Formerly With Sanford C. Bernstein & Co. And AllianceBernstein Has A Customer Complaint For Alleged Broker Misconduct Who is Franklin Laden of UBS Financial Services? Franklin Laden (CRD #4428366) who is currently registered with UBS Financial Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Franklin Laden was associated with Sanford C. Bernstein & Co., AllianceBernstein and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Franklin Laden Customer Complaint Franklin Laden has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s instructions to purchase two (2) equity investments were not acted on. Franklin Laden’s customer complaint was settled in favor of the investors. Franklin Laden Red Flags & Your Rights As An Investor Of course, Franklin Laden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Franklin Laden at UBS Financial Services, Sanford C. Bernstein & Co., and AllianceBernstein and on alert to review carefully the activity and performance of their accounts and question whether Franklin Laden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Sanford C. Bernstein & Co., and AllianceBernstein also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Franklin Laden If you have questions about UBS Financial Services, Sanford C. Bernstein & Co., AllianceBernstein, and/or Franklin Laden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Lagerborg of Northwestern Mutual Investment Services

DID DANIEL R. LAGERBORG CAUSE YOU INVESTMENT LOSSES? Daniel Lagerborg Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Lagerborg of Northwestern Mutual Investment Services? Daniel Lagerborg (CRD #4606948) who is currently registered with Northwestern Mutual Investment Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Daniel Lagerborg Customer Complaint Daniel Lagerborg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged that at the time of sale of two fixed income annuities (converted from the client’s existing variable annuity and external IRA), they believed that after their deaths, any funds remaining in the annuities would go to the beneficiaries of their choosing. After issue, they learned that any remaining funds would be retained with Northwestern Mutual, and that they could not make any changes to the annuities after issue. Clients stated this was not what they were led to believe and the annuities were sold to them under false pretenses. Daniel Lagerborg’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Lagerborg Red Flags & Your Rights As An Investor Of course, Daniel Lagerborg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lagerborg at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Lagerborg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Daniel Lagerborg If you have questions about Northwestern Mutual Investment Services and/or Daniel Lagerborg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

John Lagrange Formerly With NYLIFE Securities

DID JOHN HENRY LAGRANGE CAUSE YOU INVESTMENT LOSSES? John Lagrange Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is John Lagrange formerly with NYLIFE Securities? John Lagrange (CRD #4535943) who was formerly registered with NYLIFE Securities and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. John Lagrange Customer Complaint John Lagrange has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuities they purchased were not suitable for them because John Lagrange did not explain that their funds were placed in money market funds subject to mortality & expense fees. John Lagrange’s customer complaint was settled in favor of the investors. John Lagrange Red Flags & Your Rights As An Investor Of course, John Lagrange did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Lagrange at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Lagrange has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To John Lagrange If you have questions about NYLIFE Securities and/or John Lagrange and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Lamego of MML Investors Services

DID DANIEL ROBERT LAMEGO CAUSE YOU INVESTMENT LOSSES? Daniel Lamego Of MML Investors Services And Formerly With MetLife Investors Distribution And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Lamego of MML Investors Services? Daniel Lamego (CRD #5367517) who is currently registered with MML Investors Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Daniel Lamego was associated with MetLife Investors Distribution, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Lamego Customer Complaint Daniel Lamego has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuity that she purchased from Daniel Lamego was misrepresented. She wanted her money returned without penalty. Daniel Lamego’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Lamego Red Flags & Your Rights As An Investor Of course, Daniel Lamego did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lamego at MML Investors Services, MetLife Investors Distribution, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Lamego has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MetLife Investors Distribution, and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Daniel Lamego If you have questions about MML Investors Services, MetLife Investors Distribution, MSI Financial Services, and/or Daniel Lamego and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Carmen Lance of Ameriprise Financial Services

DID CARMEN SMITH LANCE CAUSE YOU INVESTMENT LOSSES? Carmen Lance Of Ameriprise Financial Services And Formerly With Securities America And Securities America Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Carmen Lance of Ameriprise Financial Services? Carmen Lance (CRD #4980630) who is currently registered with Ameriprise Financial Services and located in Murphy, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Carmen Lance was associated with Securities America, Securities America Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carmen Lance Customer Complaints Carmen Lance has been the subject of 2 customer complaints that we know about. One of Carmen Lance’s 2 customer complaints was settled in favor of investors. One of Carmen Lance’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Carmen Lance A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegation consisted of negligence by Carmen Lance. The clients alleged potential tax consequences were not disclosed by Carmen Lance before recommending a transfer from brokerage to fee-based managed accounts. Carmen Lance Red Flags & Your Rights As An Investor Of course, Carmen Lance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carmen Lance at Ameriprise Financial Services, Securities America, and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Carmen Lance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Securities America, and Securities America Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Carmen Lance If you have questions about Ameriprise Financial Services, Securities America, Securities America Advisors, and/or Carmen Lance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joshua Langdon of Edward Jones

DID JOSHUA CHARLES LANGDON CAUSE YOU INVESTMENT LOSSES? Joshua Langdon Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Langdon of Edward Jones? Joshua Langdon (CRD #6166564) who is currently registered with Edward Jones and located in Centennial, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Joshua Langdon Customer Complaint Joshua Langdon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Joshua Langdon failed to follow instructions to complete the client’s 2019 RMD. Joshua Langdon Red Flags & Your Rights As An Investor Of course, Joshua Langdon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Langdon at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Langdon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Langdon If you have questions about Edward Jones and/or Joshua Langdon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Lao Formerly With TIAA-CREF Individual & Institutional Services

DID KEVIN RYAN LAO CAUSE YOU INVESTMENT LOSSES? Kevin Lao Formerly With TIAA-CREF Individual & Institutional Services And Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Lao formerly with TIAA-CREF Individual & Institutional Services? Kevin Lao (CRD #5569262) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Kevin Lao was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Lao Customer Complaint Kevin Lao has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kevin Lao failed to timely liquidate equity assets held in the client’s managed account which also held fixed income assets as Mr. Lao requested that a written and signed asset allocation change be processed in order to accomplish such a liquidation. Kevin Lao’s customer complaint was settled in favor of the investors. Kevin Lao Red Flags & Your Rights As An Investor Of course, Kevin Lao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Lao at TIAA-CREF Individual & Institutional Services and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Lao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Lao If you have questions about TIAA-CREF Individual & Institutional Services, Northwestern Mutual Investment Services, and/or Kevin Lao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Justin Larkin of Waddell & Reed

DID JUSTIN CODY LARKIN CAUSE YOU INVESTMENT LOSSES? Justin Larkin Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Larkin of Waddell & Reed? Justin Larkin (CRD #5524150) who is currently registered with Waddell & Reed and located in Olympia, Washington is a subject of one of our many securities industry sales practice abuse investigations. Justin Larkin Customer Complaint Justin Larkin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Justin Larkin did not fully inform her of the provisions in which a free withdrawal could be requested. She also alleged Mr. Larkin caused the client to take more than necessary to complete her 2019 RMD. Justin Larkin’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Larkin Red Flags & Your Rights As An Investor Of course, Justin Larkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Larkin at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Justin Larkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Justin Larkin If you have questions about Waddell & Reed and/or Justin Larkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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