Sep 12, 2024

Kyle Critcher of LPL Financial LLC FIRED

DID KYLE RAY CRITCHER CAUSE YOU INVESTMENT LOSSES? Kyle Critcher Formerly With LPL Financial LLC was terminated on August 1, 2024, for failure to follow customer instructions to purchase certificate of deposit. Kyle Critcher Employment History Kyle R. Critcher has worked for three different securities firms throughout his career. His most recent registration was with LPL Financial LLC in Fort Mill, South Carolina, from August 2022 to August 2024. Before that, he was registered with Vanguard Marketing Corporation in Charlotte, North Carolina, from April 2022 to August 2022, and with W&S Brokerage Services, Inc. in Charlotte, North Carolina, from April 2021 to March 2022. Critcher has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in March 2021, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 2021, and the General Securities Representative Examination (Series 7) in May 2022. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in July 2022 and the Uniform Securities Agent State Law Examination (Series 63) in June 2021. He has not passed any principal or supervisory exams. Critcher is not currently registered with any firm. His record includes one disclosure event, a termination from LPL Financial LLC in August 2024. The termination was due to allegations that he failed to follow customer instructions to purchase a certificate of deposit. This disclosure was not associated with any specific product. Kyle Critcher Red Flags & Your Rights As An InvestorRegardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kyle Critcher is a red flag which should put all current and former customers of Kyle Critcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Critcher engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kyle Critcher If you have questions about LPL Financial LLCand/or Kyle Critcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Matthew Haller of Raymond James & Associates, Inc. FIRED

DID MATTHEW J HALLER CAUSE YOU INVESTMENT LOSSES? Matthew Haller Formerly With Raymond James & Associates, Inc. was terminated on August 1, 2024, due to allegations that he failed to follow firm policies regarding prompt updates to registration forms Matthew Haller Employment History Matthew J. Haller has worked with four different securities firms throughout his career. His most recent registration was with Raymond James & Associates, Inc. in St. Petersburg, Florida, from July 2023 to August 2024. Prior to that, he was registered with Securities America, Inc. in LaVista, Nebraska, from July 2021 to September 2021, Athene Securities, LLC in West Des Moines, Iowa, from May 2018 to October 2020, and Directed Services LLC in Des Moines, Iowa, from March 2017 to April 2018. Haller has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in March 2017, and the General Securities Representative Examination (Series 7) in August 2023. He has not completed any principal or supervisory exams or state securities law exams. Haller is not currently registered with any firm. His record includes one disclosure event, a termination from Raymond James & Associates, Inc., in August 2024. The termination was due to allegations that he failed to follow firm policies regarding prompt updates to registration forms. This disclosure was not associated with any specific product. Matthew Haller Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Matthew Haller is a red flag which should put all current and former customers of Matthew Haller at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Haller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Matthew Haller If you have questions about Raymond James & Associates, Inc.and/or Matthew Haller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Alex Englund of Edward Jones FIRED

DID ALEX STEPHEN GERARD CAUSE YOU INVESTMENT LOSSES? Alex Englund Formerly With Edward Jones was terminated on August 1, 2024 for not adhering to the Firm’s client signature policy. Alex Englund Employment History Alex S. Englund has experience working with a securities firm, Edward Jones, where he was registered from July 2019 to August 2024 in Shelbyville, Kentucky. Throughout his career, he passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in June 2019 and the General Securities Representative Examination (Series 7) in July 2019. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66), in August 2019. Englund has not passed any principal or supervisory exams. Englund is not currently registered with any firm. His record includes one disclosure event, a termination from Edward Jones in August 2024. The termination was due to concerns about his adherence to the firm’s client signature policy. The relevant documents were subsequently re-signed by the clients, and this event was not related to any specific product. Alex Englund Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Alex Englund is a red flag which should put all current and former customers of Alex Englund at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alex Englund engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alex Englund If you have questions about Edward Jones and/or Alex Englund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Carmine DeMaio of Morgan Stanley FIRED

DID CARMINE A DEMAIO CAUSE YOU INVESTMENT LOSSES? Carmine DeMaio Formerly With Morgan Stanley was terminated on August 2, 2024 for allegations regarding the accuracy of call notes entered into the Firm’s Customer Relationship Management (CRM) system that did not fully reflect the call. Carmine DeMaio Employment History Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Carmine DeMaio Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmine DeMaio is a red flag which should put all current and former customers of Carmine DeMaio at Morgan Stanley and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmine DeMaio engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carmine DeMaio If you have questions about Morgan Stanley and/or Carmine DeMaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Steven Sharp of Wells Fargo Clearing Services, LLC Reviews

DID STEVEN FRANKLIN SHARP CAUSE YOU INVESTMENT LOSSES? Steven Sharp Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Sharp Customer Complaints and Reviews Sharp’s FINRA report indicates several disclosure events: Allegations Against Steven Sharp Steven Sharp Red Flags & Your Rights As An Investor Of course, Steven Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sharp at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Sharp If you have questions about Wells Fargo Clearing Services, LLC and/or Steven Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

David Stephens Formerly With MML Investors Services, LLC Reviews

DID DAVID R STEPHENS CAUSE YOU INVESTMENT LOSSES? David Stephens Customer Complaints and Reviews David R. Stephens has several significant disclosures: Allegations Against David Stephens David Stephens Red Flags & Your Rights As An Investor Of course, David Stephens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Stephens at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Stephens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To David Stephens If you have questions about MML Investors Services, LLC and/or David Stephens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Edward Tunmore of MML Investors Services, LLC Reviews

DID EDWARD M TUNMORE CAUSE YOU INVESTMENT LOSSES? Edward Tunmore Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Tunmore Customer Complaints and Reviews Edward Tunmore’s report includes disclosures of customer disputes: Allegations Against Edward Tunmore Edward Tunmore Red Flags & Your Rights As An Investor Of course, Edward Tunmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Tunmore at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Tunmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edward Tunmore If you have questions about MML Investors Services, LLC and/or Edward Tunmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Nikolai Taylor of Morgan Stanley Reviews

DID NIKOLAI TAYLOR CAUSE YOU INVESTMENT LOSSES? Nikolai Taylor Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Nikolai Taylor Customer Complaints and Reviews Nikolai Taylor has several negative disclosures reported: Allegations Against Nikolai Taylor Nikolai Taylor Red Flags & Your Rights As An Investor Of course, Nikolai Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolai Taylor at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikolai Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nikolai Taylor If you have questions about Morgan Stanley and/or Nikolai Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Paul Weinberger of Cetera Financial Specialists LLC Reviews

DID PAUL MICHAEL WEINBERGER CAUSE YOU INVESTMENT LOSSES? Paul Weinberger Of Cetera Financial Specialists LLC Has 6 Customer Complaints For Alleged Broker Misconduct Paul Weinberger Customer Complaints and Reviews Paul Weinberger’s report indicates a number of customer disputes: Allegations Against Paul Weinberger Paul Weinberger Red Flags & Your Rights As An Investor Of course, Paul Weinberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Weinberger at Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Weinberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Paul Weinberger If you have questions about Cetera Financial Specialists LLC and/or Paul Weinberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Bertha Corona of J.P. Morgan Securities LLC FIRED

DID BERTHA CORONA CAUSE YOU INVESTMENT LOSSES? Bertha Corona Formerly With J.P. Morgan Securities LLC was terminated on August 15, 2024 because she failed to raise concerns regarding possible fraudulent activity she observed and established new affiliate bank profiles for existing customers. Bertha Corona Employment History Bertha Corona has worked for two different branches of J.P. Morgan Securities LLC (CRD# 79) during her career as a broker. She was registered at the Simi Valley, California branch from July 2014 to November 2014 and then at the Encino, California branch from January 2015 to August 2024. Throughout her career, she has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in July 2014. She has also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63), in February 2015. She has not completed any principal or supervisory exams. Bertha Corona is no longer registered with any firm. She has one disclosure event on her record, a termination from JPMorgan Chase Bank, N.A., in August 2024. The termination was related to her failure to raise concerns regarding potential fraudulent activity she observed and for creating new affiliate bank profiles for existing customers. This event was not associated with any customer complaints or the sale of securities. . Bertha Corona Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bertha Corona is a red flag which should put all current and former customers of Bertha Corona at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Bertha Corona engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Bertha Corona If you have questions about J.P. Morgan Securities LLC and/or Bertha Corona and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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