Mar 7, 2022

Chad Mackland formerly with Lion Street Financial

DID CHAD T. MACKLAND CAUSE YOU INVESTMENT LOSSES? Chad Mackland Formerly With Lion Street Financial, MML Investors Services And Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chad Mackland formerly with Lion Street Financial? Chad Mackland (CRD #4933804) who was formerly registered with Lion Street Financial and located in Council Bluff, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, Chad Mackland was associated with MML Investors Services, Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Mackland Customer Complaint Chad Mackland has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Chad Mackland churned the customer’s accounts, recommended unsuitable transactions, made fraudulent, false, and misleading representations, communications, and transactions and breached his fiduciary duties. The customer complaint filed against Chad Mackland’s former employer Northwestern Mutual Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Chad Mackland Red Flags & Your Rights As An Investor Of course, Chad Mackland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Mackland at Lion Street Financial, MML Investors Services, and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Chad Mackland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, MML Investors Services, and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lion Street Financial Due To Chad Mackland If you have questions about Lion Street Financial, MML Investors Services, Northwestern Mutual Investment Services, and/or Chad Mackland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Hilliard Mabry of Pruco Securities

DID HILLIARD S. MABRY JR CAUSE YOU INVESTMENT LOSSES? Hilliard Mabry Of Pruco Securities And Formerly With Equity Services Has A Customer Complaint For Alleged Broker Misconduct Who is Hilliard Mabry of Pruco Securities? Hilliard Mabry (CRD #5223653) who is currently registered with Pruco Securities and located in Chesapeake, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Hilliard Mabry was associated with Equity Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hilliard Mabry Customer Complaint Hilliard Mabry has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Hilliard Mabry did not fully disclose all the facts regarding surrender charges. Hilliard Mabry’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hilliard Mabry Red Flags & Your Rights As An Investor Of course, Hilliard Mabry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hilliard Mabry at Pruco Securities and Equity Services on alert to review carefully the activity and performance of their accounts and question whether Hilliard Mabry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Equity Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Hilliard Mabry If you have questions about Pruco Securities, Equity Services, and/or Hilliard Mabry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Adam MacDonald of First Republic Securities

DID ADAM DOUGLAS MACDONALD CAUSE YOU INVESTMENT LOSSES? Adam MacDonald Of First Republic Securities, First Republic Investment Management And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam MacDonald of First Republic Securities? Adam MacDonald (CRD #5199964) who is currently registered with First Republic Securities, First Republic Investment Management and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Republic Securities and First Republic Investment Management, Adam MacDonald was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam MacDonald Customer Complaint Adam MacDonald has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that positions were purchased and sold without her consent resulting in tax consequences. Adam MacDonald’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Adam MacDonald Red Flags & Your Rights As An Investor Of course, Adam MacDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam MacDonald at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam MacDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Republic Securities Due To Adam MacDonald If you have questions about First Republic Securities, First Republic Investment Management, Wells Fargo Clearing Services, and/or Adam MacDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Celeste Leung of J.P. Morgan Securities

DID CELESTE OI LING LEUNG CAUSE YOU INVESTMENT LOSSES? Celeste Leung Of J.P. Morgan Securities And Formerly With TD Ameritrade And Amerivest Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Celeste Leung of J.P. Morgan Securities? Celeste Leung (CRD #4812260) who is currently registered with J.P. Morgan Securities and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Celeste Leung was associated with TD Ameritrade, Amerivest Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Celeste Leung Customer Complaint Celeste Leung has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claim alleged unsuitable recommendation in Aequitas. Celeste Leung’s customer complaint was settled in favor of the investors. Celeste Leung Red Flags & Your Rights As An Investor Of course, Celeste Leung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Celeste Leung at J.P. Morgan Securities, TD Ameritrade, and Amerivest Investment Management on alert to review carefully the activity and performance of their accounts and question whether Celeste Leung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, TD Ameritrade, and Amerivest Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Celeste Leung If you have questions about J.P. Morgan Securities, TD Ameritrade, Amerivest Investment Management, and/or Celeste Leung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Joey Ma of Velox Clearing

DID JOEY MA CAUSE YOU INVESTMENT LOSSES? Joey Ma Of Velox Clearing And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Joey Ma of Velox Clearing? Joey Ma (CRD #6609336) who is currently registered with Velox Clearing and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Velox Clearing, Joey Ma was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joey Ma Customer Complaint Joey Ma has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joey Ma withdrew funds from his bank account for his personal use. The customer complaint filed against Joey Ma’s former employer J.P. Morgan Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Joey Ma Red Flags & Your Rights As An Investor Of course, Joey Ma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joey Ma at Velox Clearing and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Joey Ma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Velox Clearing and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Velox Clearing Due To Joey Ma If you have questions about Velox Clearing, J.P. Morgan Securities, and/or Joey Ma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Evan Lunsford of LPL Financial

DID EVAN LUNSFORD CAUSE YOU INVESTMENT LOSSES? Evan Lunsford Of LPL Financial And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Evan Lunsford of LPL Financial? Evan Lunsford (CRD #5756621) who is currently registered with LPL Financial and located in Terre Haute, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Evan Lunsford was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Evan Lunsford Customer Complaint Evan Lunsford has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged sale of an unsuitable structured note. Evan Lunsford’s customer complaint was settled in favor of the investors. Evan Lunsford Red Flags & Your Rights As An Investor Of course, Evan Lunsford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Lunsford at LPL Financial and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Evan Lunsford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Evan Lunsford If you have questions about LPL Financial, Edward Jones, and/or Evan Lunsford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Bryce Lunde of Securian Financial Services

DID BRYCE SCOTT LUNDE CAUSE YOU INVESTMENT LOSSES? Bryce Lunde Of Securian Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Bryce Lunde of Securian Financial Services? Bryce Lunde (CRD #5990253) who is currently registered with Securian Financial Services and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Bryce Lunde Customer Complaint Bryce Lunde has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Bryce Lunde misrepresented policy at the time of sale and wanted to cancel her policy with a full refund of premiums. Bryce Lunde’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Bryce Lunde Red Flags & Your Rights As An Investor Of course, Bryce Lunde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryce Lunde at Securian Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bryce Lunde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Bryce Lunde If you have questions about Securian Financial Services and/or Bryce Lunde and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Kaising Lui of Equitable Advisors

DID KAISING VICTOR LUI CAUSE YOU INVESTMENT LOSSES? Kaising Lui Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kaising Lui of Equitable Advisors? Kaising Lui (CRD #5898825) who is currently registered with Equitable Advisors and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Kaising Lui Customer Complaint Kaising Lui has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a transaction within their variable annuity was misrepresented. Kaising Lui’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kaising Lui Red Flags & Your Rights As An Investor Of course, Kaising Lui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaising Lui at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kaising Lui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kaising Lui If you have questions about Equitable Advisors and/or Kaising Lui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Michael Lewis of J.P. Morgan Securities

DID MICHAEL L. LEWIS CAUSE YOU INVESTMENT LOSSES? Michael Lewis Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Lewis of J.P. Morgan Securities? Michael Lewis (CRD #4725791) who is currently registered with J.P. Morgan Securities and located in Lutz, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Lewis Customer Complaint Michael Lewis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Michael Lewis’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Lewis Red Flags & Your Rights As An Investor Of course, Michael Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lewis at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Michael Lewis If you have questions about J.P. Morgan Securities and/or Michael Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Whittaker Mack of J.P. Morgan Securities

DID WHITTAKER MACK CAUSE YOU INVESTMENT LOSSES? Whittaker Mack Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Whittaker Mack of J.P. Morgan Securities? Whittaker Mack (CRD #5426351) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Whittaker Mack Customer Complaints Whittaker Mack has been the subject of 2 customer complaints that we know about. Both of Whittaker Mack’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Whittaker Mack A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations include misrepresentation by Whittaker Mack. Client alleged Whittaker Mack’s poor recommendation/poor advice regarding variable annuities investment. Firm received subsequent correspondence, client alleged Whittaker Mack’s unsuitable investment recommendations regarding variable annuity. Whittaker Mack Red Flags & Your Rights As An Investor Of course, Whittaker Mack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Whittaker Mack at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Whittaker Mack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Whittaker Mack If you have questions about J.P. Morgan Securities and/or Whittaker Mack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading