Mar 7, 2022

Joseph Malboeuf of LPL Financial

DID JOSEPH DON MALBOEUF CAUSE YOU INVESTMENT LOSSES? Joseph Malboeuf Of LPL Financial And Formerly With Lincoln Financial Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joseph Malboeuf of LPL Financial? Joseph Malboeuf (CRD #4825607) who is currently registered with LPL Financial and located in Colchester, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Joseph Malboeuf was associated with Lincoln Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Malboeuf Customer Complaints Joseph Malboeuf has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Joseph Malboeuf’s customer complaints were settled in favor of investors. Allegations Against Joseph Malboeuf A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client stated Joseph Malboeuf allegedly had contacted her and left her a message about investing. Client stated she told Mr. Malboeuf she wasn’t interested and felt it was too risky. Client stated Mr. Malboeuf contacted her again and told her he had a bond paying 8.25% interest that was guaranteed by the federal government. Client also stated Mr. Malboeuf told her she would get all of her money back in 2 1/2 years. Client stated after being assured it was a safe investment, she invested over $100,000. Client stated she learned she purchased a preferred stock and that it was not guaranteed by the federal government. Client stated this investment was blatantly misrepresented to her. Customer alleged Joseph Malboeuf’s failure to follow instructions with respect to allocation of account. Joseph Malboeuf Red Flags & Your Rights As An Investor Of course, Joseph Malboeuf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Malboeuf at LPL Financial and Lincoln Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Joseph Malboeuf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Lincoln Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Joseph Malboeuf If you have questions about LPL Financial, Lincoln Financial Securities, and/or Joseph Malboeuf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Liny Li of U.S. Bancorp Investments

DID LINY LI CAUSE YOU INVESTMENT LOSSES? Liny Li Of U.S. Bancorp Investments And Formerly With BancWest Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Liny Li of U.S. Bancorp Investments? Liny Li (CRD #5354656) who is currently registered with U.S. Bancorp Investments and located in Cupertino, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Liny Li was associated with BancWest Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Liny Li Customer Complaint Liny Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Liny Li.  The customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Liny Li Red Flags & Your Rights As An Investor Of course, Liny Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Liny Li at U.S. Bancorp Investments and BancWest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Liny Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments and BancWest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments Due To Liny Li If you have questions about U.S. Bancorp Investments, BancWest Investment Services, and/or Liny Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Florencia Manero of J.P. Morgan Securities

DID FLORENCIA MANERO CAUSE YOU INVESTMENT LOSSES? Florencia Manero Of J.P. Morgan Securities And Formerly With SunTrust Investment Services And SunTrust Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Florencia Manero of J.P. Morgan Securities? Florencia Manero (CRD #4489310) who is currently registered with J.P. Morgan Securities and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Florencia Manero was associated with SunTrust Investment Services, SunTrust Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Florencia Manero Customer Complaint Florencia Manero has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged being advised to invest in something that should never have been, given his Client Profile as well as his status a Non-Resident Alien; a fund with assets in corporations located in the United States of America. Florencia Manero’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Florencia Manero Red Flags & Your Rights As An Investor Of course, Florencia Manero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Florencia Manero at J.P. Morgan Securities, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Florencia Manero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Florencia Manero If you have questions about J.P. Morgan Securities, SunTrust Investment Services, SunTrust Advisory Services, and/or Florencia Manero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dana Lightner of David Lerner Associates

DID DANA LEE LIGHTNER CAUSE YOU INVESTMENT LOSSES? Dana Lightner Of David Lerner Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Dana Lightner of David Lerner Associates? Dana Lightner (CRD #6110515) who is currently registered with David Lerner Associates and located in Lawrenceville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Dana Lightner Customer Complaint Dana Lightner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions. Dana Lightner’s customer complaint was settled in favor of the investors. Dana Lightner Red Flags & Your Rights As An Investor Of course, Dana Lightner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Lightner at David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether Dana Lightner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To Dana Lightner If you have questions about David Lerner Associates and/or Dana Lightner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Samuel Mandan formerly with Raymond James Financial Services

DID SAMUEL FERALD MANDAN CAUSE YOU INVESTMENT LOSSES? Samuel Mandan Formerly With Raymond James Financial Services And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Samuel Mandan formerly with Raymond James Financial Services? Samuel Mandan (CRD #6827793) who was formerly registered with Raymond James Financial Services and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Samuel Mandan was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Samuel Mandan Customer Complaint Samuel Mandan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged equity liquidations were not suitable investment recommendations. Samuel Mandan’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Samuel Mandan Red Flags & Your Rights As An Investor Of course, Samuel Mandan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Mandan at Raymond James Financial Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Samuel Mandan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Samuel Mandan If you have questions about Raymond James Financial Services, Edward Jones, and/or Samuel Mandan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Deepak Malhotra formerly with Hornor, Townsend & Kent

DID DEEPAK KUMAR MALHOTRA CAUSE YOU INVESTMENT LOSSES? Deepak Malhotra Formerly With Hornor, Townsend & Kent And MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Deepak Malhotra formerly with Hornor, Townsend & Kent? Deepak Malhotra (CRD #5697204) who was formerly registered with Hornor, Townsend & Kent and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Deepak Malhotra was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Deepak Malhotra Customer Complaint Deepak Malhotra has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that without his full understanding of the life insurance policy that he purchased, Deepak Malhotra had the annual premium drafted from his bank account without his authorization. Deepak Malhotra’s customer complaint was settled in favor of the investors. Deepak Malhotra Red Flags & Your Rights As An Investor Of course, Deepak Malhotra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deepak Malhotra at Hornor, Townsend & Kent and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Deepak Malhotra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Deepak Malhotra If you have questions about Hornor, Townsend & Kent, MML Investors Services, and/or Deepak Malhotra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Maienshein of Pruco Securities

DID CHRISTOPHER S. MAIENSHEIN CAUSE YOU INVESTMENT LOSSES? Christopher Maienshein Of Pruco Securities And Formerly With Hornor, Townsend & Kent And Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Maienshein of Pruco Securities? Christopher Maienshein (CRD #5826375) who is currently registered with Pruco Securities and located in Hunt Valley, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Christopher Maienshein was associated with Hornor, Townsend & Kent, Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Maienshein Customer Complaint Christopher Maienshein has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Maienshein did not fully disclose all the facts regarding suitability and the tax consequences, charges, expenses and fees, that resulted in numerous of tax implications associated with the replacement of another company annuity. Christopher Maienshein’s customer complaint was settled in favor of the investors. Christopher Maienshein Red Flags & Your Rights As An Investor Of course, Christopher Maienshein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Maienshein at Pruco Securities, Hornor, Townsend & Kent, and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Maienshein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, Hornor, Townsend & Kent, and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Christopher Maienshein If you have questions about Pruco Securities, Hornor, Townsend & Kent, Park Avenue Securities, and/or Christopher Maienshein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Raymond Marquez of Merrill Lynch Pierce Fenner & Smith

DID RAYMOND JOSEPH MARQUEZ CAUSE YOU INVESTMENT LOSSES? Raymond Marquez Of Merrill Lynch Pierce Fenner & Smith And Formerly With Charles Schwab Co. And Schwab Private Client Investment Advisory Has A Customer Complaint For Alleged Broker Misconduct Who is Raymond Marquez of Merrill Lynch Pierce Fenner & Smith? Raymond Marquez (CRD #4890804) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Raymond Marquez was associated with Charles Schwab Co., Schwab Private Client Investment Advisory and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Raymond Marquez Customer Complaint Raymond Marquez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that he gave Raymond Marquez verbal authorization to place trades in his account on January 2 and that the trades should have been placed no later than the next business day. Raymond Marquez’s customer complaint was settled in favor of the investors. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Raymond Marquez Of course, Raymond Marquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Marquez at Merrill Lynch Pierce Fenner & Smith, Charles Schwab Co., and Schwab Private Client Investment Advisory on alert to review carefully the activity and performance of their accounts and question whether Raymond Marquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, Charles Schwab Co., and Schwab Private Client Investment Advisory also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Thuy Mai If you have questions about Merrill Lynch Pierce Fenner & Smith, Charles Schwab Co., Schwab Private Client Investment Advisory, and/or Raymond Marquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Marcum of Pruco Securities

DID CHRISTOPHER MARCUM CAUSE YOU INVESTMENT LOSSES? Christopher Marcum Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Marcum of Pruco Securities? Christopher Marcum (CRD #6050652) who is currently registered with Pruco Securities and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Marcum Customer Complaint Christopher Marcum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were improper application handling and request delayed or not processed. Christopher Marcum’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Christopher Marcum Red Flags & Your Rights As An Investor Of course, Christopher Marcum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Marcum at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Marcum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Christopher Marcum If you have questions about Pruco Securities and/or Christopher Marcum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Natalie Lim-Taylor of Edward Jones

DID NATALIE MOON LIM-TAYLOR CAUSE YOU INVESTMENT LOSSES? Natalie Lim-Taylor Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Natalie Lim-Taylor of Edward Jones? Natalie Lim-Taylor (CRD #6783575) who is currently registered with Edward Jones and located in Norman, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Natalie Lim-Taylor Customer Complaint Natalie Lim-Taylor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Natalie Lim-Taylor failed to follow instructions and complete a transfer to his ROTH account. Natalie Lim-Taylor’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Natalie Lim-Taylor Red Flags & Your Rights As An Investor Of course, Natalie Lim-Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Natalie Lim-Taylor at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Natalie Lim-Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Natalie Lim-Taylor If you have questions about Edward Jones and/or Natalie Lim-Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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