Mar 7, 2022

David Marquis of Merrill Lynch Pierce Fenner & Smith

DID DAVID MARQUIS CAUSE YOU INVESTMENT LOSSES? David Marquis Of Merrill Lynch Pierce Fenner & Smith And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is David Marquis of Merrill Lynch Pierce Fenner & Smith? David Marquis (CRD #5546969) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, David Marquis was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Marquis Customer Complaint David Marquis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients were not informed that moving their funds from a variable annuity to an investment account would cause a tax liability. David Marquis’ customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Marquis Red Flags & Your Rights As An Investor Of course, David Marquis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Marquis at Merrill Lynch Pierce Fenner & Smith and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether David Marquis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Marquis If you have questions about Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or David Marquis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Maria Litzinger of Edward Jones

DID MARIA LITZINGER CAUSE YOU INVESTMENT LOSSES? Maria Litzinger Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Maria Litzinger of Edward Jones? Maria Litzinger (CRD #6895368) who is currently registered with Edward Jones and located in Apex, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Maria Litzinger Customer Complaint Maria Litzinger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Maria Litzinger misrepresented the commissions on the trades placed. Maria Litzinger’s customer complaint was settled in favor of the investors. Maria Litzinger Red Flags & Your Rights As An Investor Of course, Maria Litzinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Litzinger at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Maria Litzinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Maria Litzinger If you have questions about Edward Jones and/or Maria Litzinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Hui Liu of MML Investors Services

DID HUI LIU CAUSE YOU INVESTMENT LOSSES? Hui Liu Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Hui Liu of MML Investors Services? Hui Liu (CRD #5478774) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Hui Liu was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hui Liu Customer Complaint Hui Liu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant gave Hui Liu $9, 000 to be deposited into his life insurance policy at meeting. The complainant has since reviewed the policy, and there is no receipt of the transaction taking place. Hui Liu’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hui Liu Red Flags & Your Rights As An Investor Of course, Hui Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hui Liu at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Hui Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Hui Liu If you have questions about MML Investors Services, MSI Financial Services, and/or Hui Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lusha Liu of AXA Advisors

DID LUSHA LIU CAUSE YOU INVESTMENT LOSSES? Lusha Liu of AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Lusha Liu of AXA Advisors? Lusha Liu (CRD #5649550) who is currently registered with AXA Advisors and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Lusha Liu Customer Complaint Lusha Liu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the replacement sale of a variable life insurance policy and whole life insurance policy to a universal life insurance policy in 2017. Lusha Liu’s customer complaint was denied and the customers did not take any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Lusha Liu Red Flags & Your Rights As An Investor Of course, Lusha Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lusha Liu at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Lusha Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors Due To Lusha Liu If you have questions about AXA Advisors, and/or Lusha Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Glenn Livingston of LPL Financial

DID GLENN PHILIP LIVINGSTON CAUSE YOU INVESTMENT LOSSES? Glenn Livingston Of LPL Financial And Formerly With Invest Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Glenn Livingston of LPL Financial? Glenn Livingston (CRD #4600606) who is currently registered with LPL Financial and located in Westminster, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Glenn Livingston was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Livingston Customer Complaint Glenn Livingston has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged recommendation of an unsuitable Business Development Company investment. Glenn Livingston’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Glenn Livingston Red Flags & Your Rights As An Investor Of course, Glenn Livingston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Livingston at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Glenn Livingston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Glenn Livingston If you have questions about LPL Financial, Invest Financial, and/or Glenn Livingston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Keith Llanas of Northwestern Mutual Investment Services

DID KEITH VOLK LLANAS CAUSE YOU INVESTMENT LOSSES? Keith Llanas Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Llanas of Northwestern Mutual Investment Services? Keith Llanas (CRD #4992666) who is currently registered with Northwestern Mutual Investment Services and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Keith Llanas Customer Complaint Keith Llanas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Keith Llanas did not follow her instructions to establish a cash account under her business name and instead invested her funds in a higher risk, personal advisory account and this resulted in investment losses. The customer also alleged that Mr. Llanas sold stocks at a loss without her permission. Keith Llanas’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Keith Llanas Red Flags & Your Rights As An Investor Of course, Keith Llanas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Llanas at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Keith Llanas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Keith Llanas If you have questions about Northwestern Mutual Investment Services and/or Keith Llanas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Lockman Formerly With The Huntington Investment

DID DAVID SAMUEL LOCKMAN CAUSE YOU INVESTMENT LOSSES? David Lockman Formerly With The Huntington Investment And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is David Lockman formerly with The Huntington Investment? David Lockman (CRD #4450854) who was formerly registered with The Huntington Investment and located in Parma, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Huntington Investment, David Lockman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Lockman Customer Complaint David Lockman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were forgery of signature on account application. David Lockman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Lockman Red Flags & Your Rights As An Investor Of course, David Lockman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lockman at The Huntington Investment and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether David Lockman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment and LPL Financial also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Huntington Investment Due To David Lockman If you have questions about The Huntington Investment, LPL Financial, and/or David Lockman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

John Loehr of Edward Jones

DID JOHN CLEARY LOEHR CAUSE YOU INVESTMENT LOSSES? John Loehr Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is John Loehr of Edward Jones? John Loehr (CRD #6915934) who is currently registered with Edward Jones and located in Santee, California is a subject of one of our many securities industry sales practice abuse investigations. John Loehr Customer Complaint John Loehr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were John Loehr informed her the direct rollover of her account would be a non-taxable event. The client discovered her rollover was deposited to a Roth IRA account and she incurred a substantial federal and state tax liability. Additionally, client alleged the tax reporting completed by the firm was not correct. John Loehr’s customer complaint was settled in favor of the investors. John Loehr Red Flags & Your Rights As An Investor Of course, John Loehr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Loehr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Loehr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To John Loehr If you have questions about Edward Jones and/or John Loehr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Longo of Merrill Lynch Pierce Fenner & Smith

DID KEVIN J. LONGO CAUSE YOU INVESTMENT LOSSES? Kevin Longo Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Longo of Merrill Lynch Pierce Fenner & Smith? Kevin Longo (CRD #5832246) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Oak Brook, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Kevin Longo Customer Complaint Kevin Longo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Kevin Longo’s unsuitable investment recommendations. Kevin Longo’s customer complaint was settled in favor of the investors. Kevin Longo Red Flags & Your Rights As An Investor Of course, Kevin Longo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Longo at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Kevin Longo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Kevin Longo If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Kevin Longo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Justin Lotano of Wells Fargo Clearing Services

DID JUSTIN JOSEPH LOTANO CAUSE YOU INVESTMENT LOSSES? Justin Lotano Of Wells Fargo Clearing Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Lotano of Wells Fargo Clearing Services? Justin Lotano (CRD #5120722) who is currently registered with Wells Fargo Clearing Services and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Justin Lotano was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Lotano Customer Complaint Justin Lotano has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients claimed that they were misadvised as to the tax consequences of withdrawing funds from their account. Justin Lotano’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Justin Lotano Red Flags & Your Rights As An Investor Of course, Justin Lotano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Lotano at Wells Fargo Clearing Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Justin Lotano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Justin Lotano If you have questions about Wells Fargo Clearing Services, Ameriprise Financial Services, and/or Justin Lotano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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