Mar 7, 2022

Daniel Marsillo of Arive Capital Markets

DID DANIEL JOSEPH MARSILLO CAUSE YOU INVESTMENT LOSSES? Daniel Marsillo Of Arive Capital Markets And Formerly With First Standard Financial Company And Meyers Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Marsillo of Arive Capital Markets? Daniel Marsillo (CRD #6538350) who is currently registered with Arive Capital Markets and located in Bay Ridge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arive Capital Markets, Daniel Marsillo was associated with First Standard Financial Company, Meyers Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Marsillo Customer Complaint Daniel Marsillo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence. The customer complaint filed against Daniel Marsillo’s former employer First Standard for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Marsillo Red Flags & Your Rights As An Investor Of course, Daniel Marsillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Marsillo at Arive Capital Markets, First Standard Financial Company, and Meyers Associates on alert to review carefully the activity and performance of their accounts and question whether Daniel Marsillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets, First Standard Financial Company, and Meyers Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Daniel Marsillo If you have questions about Arive Capital Markets, First Standard Financial Company, Meyers Associates, and/or Daniel Marsillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Angel Curbelo of Merrill Lynch Pierce Fenner & Smith

DID ANGEL LUIS CURBELO JR CAUSE YOU INVESTMENT LOSSES? Angel Curbelo Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Angel Curbelo of Merrill Lynch Pierce Fenner & Smith? Angel Curbelo (CRD #6480420) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Angel Curbelo Customer Complaint Angel Curbelo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Angel Curbelo made unsuitable investment recommendations. Angel Curbelo’s customer complaint was settled in favor of the investors. Angel Curbelo Red Flags & Your Rights As An Investor Of course, Angel Curbelo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Curbelo at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Angel Curbelo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Angel Curbelo If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Angel Curbelo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Stephen Curry of Kestra Investment Services

DID STEPHEN FERGUS CURRY CAUSE YOU INVESTMENT LOSSES? Stephen Curry Of Kestra Investment Services And Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Curry of Kestra Investment Services? Stephen Curry (CRD #5207046) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Lake Forest, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Stephen Curry Customer Complaint Stephen Curry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty and related claims associated with services to a retirement fund. The customer complaint filed against Stephen Curry’s current employer Kestra Advisory Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Stephen Curry Red Flags & Your Rights As An Investor Of course, Stephen Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Curry at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Stephen Curry If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Stephen Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ronald Daley of W&S Brokerage Services

DID RONALD SCOTT DALEY CAUSE YOU INVESTMENT LOSSES? Ronald Daley Of W&S Brokerage Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Daley of W&S Brokerage Services? Ronald Daley (CRD #4682165) who is currently registered with W&S Brokerage Services and located in West Chester, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Ronald Daley Customer Complaint Ronald Daley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client claimed he was misinformed by Ronald Daley regarding a feature pertaining to this product during the sale of the product. Client claimed that he was informed that an RMD would not negate a 7% roll-up to the contract’s benefit base. Ronald Daley’s customer complaint was settled in favor of the investors. Ronald Daley Red Flags & Your Rights As An Investor Of course, Ronald Daley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Daley at W&S Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Daley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at W&S Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At W&S Brokerage Services Due To Ronald Daley If you have questions about W&S Brokerage Services and/or Ronald Daley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Brett Dalton of Ameriprise Financial Services

DID BRETT EUGENE DALTON CAUSE YOU INVESTMENT LOSSES? Brett Dalton Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Brett Dalton of Ameriprise Financial Services? Brett Dalton (CRD #4410671) who is currently registered with Ameriprise Financial Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Brett Dalton Customer Complaint Brett Dalton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the annuities purchased were not suitable for his financial goals and needs. Brett Dalton’s customer complaint was denied and, to date, the customer has not taken any further action. Brett Dalton Red Flags & Your Rights As An Investor Of course, Brett Dalton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Dalton at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brett Dalton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Brett Dalton If you have questions about Ameriprise Financial Services and/or Brett Dalton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Scott Damico Formerly With Pruco Securities

DID SCOTT ALLEN DAMICO CAUSE YOU INVESTMENT LOSSES? Scott Damico Formerly With Pruco Securities, Capital One Investing And Capital One Investment Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Scott Damico formerly with Pruco Securities? Scott Damico (CRD #6065781) who was formerly registered with Pruco Securities and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Scott Damico was associated with Capital One Investing, Capital One Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Damico Customer Complaints Scott Damico has been the subject of 7 customer complaints that we know about. Six of Scott Damico’s 7 customer complaints were settled in favor of investors. One of Scott Damico’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Scott Damico A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Scott Damico told him the account principal would not fluctuate and the investment had a guaranteed 3% interest rate. The client claimed Scott Damico allegedly told her the principal was protected and her interest rate was fixed at 3%. The client claimed Scott Damico allegedly told him his principal was protected and his interest rate was fixed at 3%. The customer alleged Scott Damico recommended he purchase an investment outside of his relationship with COFI and the investment did not provide the expected rate of return. The customer alleged she was guaranteed 3% return on her investment by Scott Damico. The customer alleged that he was told by Scott Damico that his investment was principal protected and would receive a guaranteed rate of return of 3%. The customer alleged Scott Damico misrepresented the liquidity, the fees and the rate of return of the investment. Scott Damico Red Flags & Your Rights As An Investor Of course, Scott Damico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Damico at Pruco Securities, Capital One Investing, and Capital One Investment Services on alert to review carefully the activity and performance of their accounts and question whether Scott Damico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, Capital One Investing, and Capital One Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Scott Damico If you have questions about Pruco Securities, Capital One Investing, Capital One Investment Services, and/or Scott Damico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeremy Darstek of Ameriprise Financial Services

DID JEREMY L. DARSTEK CAUSE YOU INVESTMENT LOSSES? Jeremy Darstek Of Ameriprise Financial Services And Formerly With LPL Financial And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Darstek of Ameriprise Financial Services? Jeremy Darstek (CRD #5616975) who is currently registered with Ameriprise Financial Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Jeremy Darstek was associated with LPL Financial, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Darstek Customer Complaint Jeremy Darstek has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged poor advice and failure to disclose fees. Jeremy Darstek’s customer complaint was denied and, to date, the customer has not taken any further action. Jeremy Darstek Red Flags & Your Rights As An Investor Of course, Jeremy Darstek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Darstek at Ameriprise Financial Services, LPL Financial, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Jeremy Darstek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LPL Financial, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jeremy Darstek If you have questions about Ameriprise Financial Services, LPL Financial, AXA Advisors, and/or Jeremy Darstek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Philip Davey of Equity Services

DID PHILIP MICHAEL DAVEY CAUSE YOU INVESTMENT LOSSES? Philip Davey Of Equity Services And Formerly With MML Investors Services And Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Philip Davey of Equity Services? Philip Davey (CRD #6544751) who is currently registered with Equity Services and located in Norwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equity Services, Philip Davey was associated with MML Investors Services, Pruco Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Philip Davey Customer Complaint Philip Davey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were case was originally received on 7/26/18 but did not meet the criteria for reportability. It is being reported now because of a settlement related to a very good insurance transaction. Philip Davey’s customer complaint was settled in favor of the investors. Philip Davey Red Flags & Your Rights As An Investor Of course, Philip Davey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Davey at Equity Services, MML Investors Services, and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Philip Davey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services, MML Investors Services, and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equity Services Due To Philip Davey If you have questions about Equity Services, MML Investors Services, Pruco Securities, and/or Philip Davey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Colin Day Formerly With Cambridge Investment Research

DID COLIN MATTHEW DAY CAUSE YOU INVESTMENT LOSSES? Colin Day Formerly With Cambridge Investment Research And Nationwide Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Colin Day formerly with Cambridge Investment Research? Colin Day (CRD #5759832) who was formerly registered with Cambridge Investment Research and located in St. Peters, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Colin Day was associated with Nationwide Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Colin Day Customer Complaint Colin Day has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Colin Day gave poor advice regarding a disbursement from an account. The customer complaint filed against Colin Day’s former employer Nationwide Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Colin Day Red Flags & Your Rights As An Investor Of course, Colin Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Day at Cambridge Investment Research and Nationwide Investment Services on alert to review carefully the activity and performance of their accounts and question whether Colin Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Nationwide Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Colin Day If you have questions about Cambridge Investment Research, Nationwide Investment Services, and/or Colin Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Deardorff of Ameriprise Financial Services

DID ROBERT NELSON DEARDORFF CAUSE YOU INVESTMENT LOSSES? Robert Deardorff Of Ameriprise Financial Services And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Deardorff of Ameriprise Financial Services? Robert Deardorff (CRD #4689440) who is currently registered with Ameriprise Financial Services and located in Evansville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Robert Deardorff was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Deardorff Customer Complaint Robert Deardorff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client did not recall taking a loan against his Variable Life Insurance Policy to make a mutual fund purchase and that his policy will lapse due to the loan. Robert Deardorff’s customer complaint was settled in favor of the investors. Robert Deardorff Red Flags & Your Rights As An Investor Of course, Robert Deardorff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Deardorff at Ameriprise Financial Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Deardorff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Deardorff If you have questions about Ameriprise Financial Services, Edward Jones, and/or Robert Deardorff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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