Mar 7, 2022

Adam Beck Formerly With Royal Alliance Associates

DID ADAM RUSSELL BECK CAUSE YOU INVESTMENT LOSSES? Adam Beck Formerly With Royal Alliance Associates, Signator Investors And Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Beck formerly with Royal Alliance Associates? Adam Beck (CRD #5831873) who was formerly registered with Royal Alliance Associates and located in Rocklin, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Adam Beck was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Beck Customer Complaint Adam Beck has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the exchange of a variable universal life policy to a variable annuity was unsuitable. Adam Beck’s customer complaint was settled in favor of the investors. Adam Beck Red Flags & Your Rights As An Investor Of course, Adam Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Beck at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Adam Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Adam Beck If you have questions about Royal Alliance Associates, Signator Investors, Transamerica Financial Advisors, and/or Adam Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joel Beeson Formerly With BBVA Securities

DID JOEL HAWLEY BEESON CAUSE YOU INVESTMENT LOSSES? Joel Beeson Formerly With BBVA Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Joel Beeson formerly with BBVA Securities? Joel Beeson (CRD #4880674) who was formerly registered with BBVA Securities and located in Seabrook, Texas is a subject of one of our many securities industry sales practice abuse investigations. Joel Beeson Customer Complaint Joel Beeson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased structured note in February, 2020. Following receipt of account statement, customer complained to the firm that the investment was unsuitable for her because of the fluctuation in value and her risk tolerance. Customer liquidated the position before her complaint was received by the firm, locking in the market loss. Joel Beeson’s customer complaint was settled in favor of the investors. Joel Beeson Red Flags & Your Rights As An Investor Of course, Joel Beeson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Beeson at BBVA Securities on alert to review carefully the activity and performance of their accounts and question whether Joel Beeson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Joel Beeson If you have questions about BBVA Securities and/or Joel Beeson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joshua Beitel of Cambridge Investment Research

DID JOSHUA JON BEITEL CAUSE YOU INVESTMENT LOSSES? Joshua Beitel Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Cetera Investment Services, Cetera Investment Advisers And Fifth Third Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Beitel of Cambridge Investment Research? Joshua Beitel (CRD #5911459) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Joshua Beitel was associated with Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Beitel Customer Complaints Joshua Beitel has been the subject of 2 customer complaints that we know about. One of Joshua Beitel’s 2 customer complaints was settled in favor of investors. One of Joshua Beitel’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joshua Beitel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged her investment was changed without her consent allegedly by Joshua Beitel. Customer alleged Joshua Beitel should have informed her of tax consequences of liquidation of account. Joshua Beitel Red Flags & Your Rights As An Investor Of course, Joshua Beitel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Beitel at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Beitel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Joshua Beitel If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities, and/or Joshua Beitel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark Dougherty of Mutual Of Omaha Investor Services

DID MARK DOUGHERTY CAUSE YOU INVESTMENT LOSSES? Mark Dougherty Of Mutual Of Omaha Investor Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Dougherty of Mutual Of Omaha Investor Services? Mark Dougherty (CRD #5716053) who is currently registered with Mutual Of Omaha Investor Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Mark Dougherty Customer Complaint Mark Dougherty has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that market.  Doherty guaranteed a return of five percent interest on variable annuity contract if customer did not touch the money for five years. Mark Dougherty’s customer complaint was denied and, to date, the customer has not taken any further action. Mark Dougherty Red Flags & Your Rights As An Investor Of course, Mark Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Dougherty at Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Mark Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To Mark Dougherty If you have questions about Mutual Of Omaha Investor Services and/or Mark Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Heather Bell of Fidelity Brokerage Services

DID HEATHER LANE BELL CAUSE YOU INVESTMENT LOSSES? Heather Bell Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With USAA Financial Advisors, USAA Investment Management And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Heather Bell of Fidelity Brokerage Services? Heather Bell (CRD #4802642) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Heather Bell was associated with USAA Financial Advisors, USAA Investment Management, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Heather Bell Customer Complaint Heather Bell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that Heather Bell made an unsuitable recommendation to purchase a mutual fund in her 401(K). Heather Bell’s customer complaint was denied and, to date, the customer has not taken any further action. Heather Bell Red Flags & Your Rights As An Investor Of course, Heather Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heather Bell at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, USAA Financial Advisors, USAA Investment Management, Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Heather Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, USAA Financial Advisors, USAA Investment Management, Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Heather Bell If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, USAA Financial Advisors, USAA Investment Management, Strategic Advisers and/or Heather Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Glen Dowden of Citizens Securities

DID GLEN MACKENZIE DOWDEN CAUSE YOU INVESTMENT LOSSES? Glen Dowden Of Citizens Securities And Formerly With Ameriprise Financial Services And GWN Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Glen Dowden of Citizens Securities? Glen Dowden (CRD #5217538) who is currently registered with Citizens Securities and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, Glen Dowden was associated with Ameriprise Financial Services, GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glen Dowden Customer Complaint Glen Dowden has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Glen Dowden made an unsuitable recommendation to purchase a variable annuity. Glen Dowden’s customer complaint was denied and, to date, the customer has not taken any further action. Glen Dowden Red Flags & Your Rights As An Investor Of course, Glen Dowden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glen Dowden at Citizens Securities, Ameriprise Financial Services, and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Glen Dowden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Ameriprise Financial Services, and GWN Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Glen Dowden If you have questions about Citizens Securities, Ameriprise Financial Services, GWN Securities, and/or Glen Dowden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

John Eckhardt Formerly With Thrivent Investment Management

DID JOHN MITCHELL ECKHARDT CAUSE YOU INVESTMENT LOSSES? John Eckhardt Formerly With Thrivent Investment Management And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is John Eckhardt formerly with Thrivent Investment Management? John Eckhardt (CRD #6060803) who was formerly registered with Thrivent Investment Management and located in Astoria, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Thrivent Investment Management, John Eckhardt was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Eckhardt Customer Complaint John Eckhardt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Variable Annuity purchased from John Eckhardt was not suitable or fully explained to him. John Eckhardt’s customer complaint was denied and, to date, the customer has not taken any further action. John Eckhardt Red Flags & Your Rights As An Investor Of course, John Eckhardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Eckhardt at Thrivent Investment Management and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Eckhardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To John Eckhardt If you have questions about Thrivent Investment Management, Edward Jones, and/or John Eckhardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nicholas Doyle of Cetera Investment Services

DID NICHOLAS SHAWN DOYLE CAUSE YOU INVESTMENT LOSSES? Nicholas Doyle Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Foresters Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Doyle of Cetera Investment Services? Nicholas Doyle (CRD #4962555) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Nicholas Doyle was associated with Foresters Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nicholas Doyle Customer Complaint Nicholas Doyle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were performance/service issues. Nicholas Doyle’s customer complaint was denied and, to date, the customer has not taken any further action. Nicholas Doyle Red Flags & Your Rights As An Investor Of course, Nicholas Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Doyle at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Nicholas Doyle If you have questions about Cetera Investment Services, Cetera Investment Advisers, Foresters Financial Services, and/or Nicholas Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Francis Draa Formerly With LPL Financial

DID FRANCIS V. DRAA CAUSE YOU INVESTMENT LOSSES? Francis Draa Formerly With LPL Financial And Sanders Morris Harris Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Draa formerly with LPL Financial? Francis Draa (CRD #6112925) who was formerly registered with LPL Financial and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Francis Draa was associated with Sanders Morris Harris and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Draa Customer Complaint Francis Draa has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Francis Draa was involved in the unauthorized submission of transfer documents for a fixed annuity that included a signature that was allegedly copied from another document. Francis Draa’s customer complaint was denied and, to date, the customer has not taken any further action. Francis Draa Red Flags & Your Rights As An Investor Of course, Francis Draa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Draa at LPL Financial and Sanders Morris Harris on alert to review carefully the activity and performance of their accounts and question whether Francis Draa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Sanders Morris Harris also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Francis Draa If you have questions about LPL Financial, Sanders Morris Harris, and/or Francis Draa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joseph Duffy of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH ANTHONY DUFFY CAUSE YOU INVESTMENT LOSSES? Joseph Duffy Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Duffy of Merrill Lynch Pierce Fenner & Smith? Joseph Duffy (CRD #7145673) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Joseph Duffy Customer Complaint Joseph Duffy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joseph Duffy’s failure to follow instructions on March 25, 2020. Joseph Duffy’s customer complaint was settled in favor of the investors. Joseph Duffy Red Flags & Your Rights As An Investor Of course, Joseph Duffy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Duffy at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Joseph Duffy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Duffy If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Joseph Duffy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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