Sep 18, 2024

Ryan Hoang of Farmers Financial Solutions, LLC FIRED

DID RYAN HOANG CAUSE YOU INVESTMENT LOSSES? Ryan Hoang Formerly With Farmers Financial Solutions, LLC was terminated on July 16, 2024, due to a violation of Farmers Insurance Group’s policies. Ryan Hoang Employment History Ryan Hoang is a former registered broker who worked with Farmers Financial Solutions, LLC in Tukwila, Washington, from January 2008 to July 2024. During his career, he passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 4, 2008. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 2, 2008. Ryan does not hold any principal or supervisory qualifications. Ryan is no longer registered with any brokerage firm. His employment with Farmers Financial Solutions, LLC, was terminated on July 16, 2024, due to allegations of using his auto policy billing account to collect application fees on medical policies, a violation of Farmers Insurance Group’s policies. The termination was not related to any Farmers Financial Solutions customers or investment products. Ryan is currently engaged in other business activities, including owning an insurance agency and serving as president of KHK LLC, a property and land investment firm in Seattle, Washington. Ryan Hoang Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Ryan Hoang is a red flag which should put all current and former customers of Ryan Hoang at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Hoang engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Ryan Hoang If you have questions about Farmers Financial Solutions, LLC and/or Ryan Hoang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Christian Gonzalez of Wells Fargo Clearing Services, LLC FIRED

DID CHRISTIAN GONZALEZ CAUSE YOU INVESTMENT LOSSES? Christian Gonzalez Formerly With Wells Fargo Clearing Services, LLC was terminated on July 2, 2024, following concerns related to personal cash deposit activities, which were not related to securities accounts or client transactions Christian Gonzalez Employment History Christian Gonzalez, is a former registered broker with experience working at two securities firms: Wells Fargo Clearing Services, LLC in Summit, New Jersey, from February 2023 to August 2024, and UBS Financial Services Inc. in Weehawken, New Jersey, from June 2022 to January 2023. Throughout his career, Christian passed two general industry/product exams: the Securities Industry Essentials (SIE) on May 2, 2022, and the General Securities Representative Examination (Series 7) on June 24, 2022. He also passed the Uniform Combined State Law Examination (Series 66) on April 29, 2023. Christian holds no principal or supervisory qualifications. Christian is currently not registered with any brokerage firm. His employment at Wells Fargo Clearing Services, LLC, ended on July 2, 2024, following concerns related to personal cash deposit activities, which were not related to securities accounts or client transactions. Additionally, he is involved in a rental property business in Hoboken, NJ, which he started in May 2024. Christian Gonzalez Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Christian Gonzalez is a red flag which should put all current and former customers of Christian Gonzalez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christian Gonzalez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christian Gonzalez If you have questions about Wells Fargo Clearing Services, LLC and/or Christian Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Jackie Eloi of J.P. Morgan Securities LLC FIRED

DID JACKIE ELOI CAUSE YOU INVESTMENT LOSSES? Jackie Eloi Formerly With J.P. Morgan Securities LLC was terminated on July 2, 2024, for allegations of entering inaccurate notes to become eligible for potential future sales incentives Jackie Eloi Employment History Jackie Eloi is a former registered securities broker who worked with J.P. Morgan Securities LLC in North Andover, Massachusetts, from January 2022 to July 2024. During her career, Jackie passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on November 1, 2021, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 14, 2022. Additionally, she passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 31, 2022. Jackie holds no principal or supervisory qualifications and has not reported any professional designations. Jackie’s registration history includes only J.P. Morgan Securities LLC. Her employment was terminated on July 2, 2024, by JPMorgan Chase Bank, N.A., due to allegations of entering inaccurate notes related to customer contact into an internal bank system to become eligible for potential future sales incentives. The termination was not linked to any customer complaints or harm related to the sale of securities. Jackie Eloi is not currently registered with any brokerage firm. Jackie Eloi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jackie Eloi is a red flag which should put all current and former customers of Jackie Eloi J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jackie Eloi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses J.P. Morgan Securities LLC Due To Jackie Eloi If you have questions about J.P. Morgan Securities LLC and/or Jackie Eloi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Kristin Jackson Of Pruco Securities, LLC Reviews

DID KRISTIN PENNOCK JACKSON CAUSE YOU INVESTMENT LOSSES? Kristin Jackson Customer Complaints and Reviews Kristin Pennock Jackson’s BrokerCheck report notes a single customer dispute, which is the only negative disclosure: Customer Dispute: The dispute involved an allegation of nondisclosure concerning a policy replacement, filed by a customer of Pruco Securities, LLC. This complaint, received on December 2, 2020, was settled on August 17, 2021, with a settlement amount of $75,731.73, although Jackson contributed nothing to the settlement. The complaint was officially noted as written and investment-related, but it was not part of any arbitration or civil litigation. Allegations Against Kristin Jackson The report details the following allegation linked to the customer dispute: Kristin Jackson Red Flags & Your Rights As An Investor Of course, Kristin Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristin Jackson at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kristin Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kristin Jackson If you have questions about Pruco Securities, LLC, Edward Jones and/or Kristin Jackson the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Frederick Hughes of Wells Fargo Clearing Services LLC Reviews

DID FREDERICK ROBERT HUGHES CAUSE YOU INVESTMENT LOSSES? Frederick Hughes with Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Hughes Customer Complaint and Reviews Frederick Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to modify the strike price of an option position resulting in the underlying stock being called away. The FINRA arbitration proceeding is currently pending. Frederick Hughes Customer Complaint Frederick Hughes Red Flags & Your Rights As An Investor Of course, Frederick Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Hughes at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Frederick Hughes If you have questions about Wells Fargo Clearing Services LLC and/or Frederick Hughes the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Curtis Howard Of LPL Financial LLC Reviews

DID CURTIS WILLIAM HOWARD CAUSE YOU INVESTMENT LOSSES? Curtis Howard Customer Complaints and Reviews Curtis Howard has been involved in the following disclosure event: Allegations Against Curtis Howard Curtis Howard Red Flags & Your Rights As An Investor Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard If you have questions about LPL Financial LLC and/or Curtis Howard the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Barry Hesse Of Thrivent Investment Management Inc. Reviews

DID BARRY BRIAN HESSE CAUSE YOU INVESTMENT LOSSES? Barry Hesse Customer Complaints and Reviews Barry Hesse has experienced the following negative disclosures in his professional career: Allegations Against Barry Hesse Barry Hesse Red Flags & Your Rights As An Investor Of course, Barry Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hesse at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Barry Hesse If you have questions about Thrivent Investment Management Inc. and/or Barry Hesse the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Gary Edkins of Pruco Securities LLC Reviews

DID GARY LEE EDKINS CAUSE YOU INVESTMENT LOSSES? Gary Edkins Customer Complaints and Reviews Gary L. Edkins has one reported customer dispute: Allegations Against Gary Edkins Gary Edkins Red Flags & Your Rights As An Investor Of course, Gary Edkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Edkins at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Edkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Gary Edkins If you have questions about Pruco Securities LLC, and/or Gary Edkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Eddie Duncan Formerly With Triad Advisors Reviews

DID EDDIE GARVIN DUNCAN CAUSE YOU INVESTMENT LOSSES? Eddie Duncan Customer Complaints and Reviews Eddie G. Duncan has had several disclosures in his career: Allegations Against Eddie Duncan Eddie Duncan Red Flags & Your Rights As An Investor Of course, Eddie Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddie Duncan at Triad Advisors on alert to review carefully the activity and performance of their accounts and question whether Eddie Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors Due To Eddie Duncan If you have questions about Triad Advisors, and/or Eddie Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Benjamin Davis Of Oppenheimer & Co. Inc. Reviews

DID BENJAMIN MICHAEL DAVIS CAUSE YOU INVESTMENT LOSSES? Benjamin Davis Customer Complaints and Reviews Benjamin M. Davis has been involved in the following disclosure events: Allegations Against Benjamin Davis Benjamin Davis Red Flags & Your Rights As An Investor Of course, Benjamin Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Davis at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Benjamin Davis If you have questions about Oppenheimer & Co. Inc. and/or Benjamin Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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