Mar 7, 2022

Eric Fuller of Morgan Stanley

DID ERIC D. FULLER CAUSE YOU INVESTMENT LOSSES? Eric Fuller Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Fuller of Morgan Stanley? Eric Fuller (CRD #5866277) who is currently registered with Morgan Stanley and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Eric Fuller was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Fuller Customer Complaint Eric Fuller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Fuller made unsuitable investment recommendations and engaged in unauthorized trading. Eric Fuller’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Fuller Red Flags & Your Rights As An Investor Of course, Eric Fuller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Fuller at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Fuller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Fuller If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Eric Fuller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrew Kahner of UBS Financial Services

DID ANDREW HOWARD KAHNER CAUSE YOU INVESTMENT LOSSES? Andrew Kahner Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Kahner of UBS Financial Services? Andrew Kahner (CRD #5272459) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Andrew Kahner Customer Complaint Andrew Kahner has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the investment recommended by Andrew Kahner was not suitable based on her age. She further alleged she was not told that the commissions were made each time they had to be renewed. Andrew Kahner’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Kahner Red Flags & Your Rights As An Investor Of course, Andrew Kahner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kahner at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Kahner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Andrew Kahner If you have questions about UBS Financial Services and/or Andrew Kahner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nicholas Junta of Northwestern Mutual Investment Services

DID NICHOLAS M. JUNTA CAUSE YOU INVESTMENT LOSSES? Nicholas Junta Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Junta of Northwestern Mutual Investment Services? Nicholas Junta (CRD #4529794) who is currently registered with Northwestern Mutual Investment Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Nicholas Junta Customer Complaint Nicholas Junta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were upon the transfer of their assets from external institutions to an advisory platform with the Firm, a client alleged that Nicholas Junta did not ask her permission, nor did he explain to her that he would rebalance her entire portfolio upon implementation of their advisory account. The client also alleged that Mr. Junta did not explain the resulting capital gains tax ramifications of the portfolio implementation and that it was not suitable. Nicholas Junta’s customer complaint was settled in favor of the investors. Nicholas Junta Red Flags & Your Rights As An Investor Of course, Nicholas Junta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Junta at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Junta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Nicholas Junta If you have questions about Northwestern Mutual Investment Services and/or Nicholas Junta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey Johnson formerly with Morgan Stanley

DID JEFFREY MICHAEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Jeffrey Johnson Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Johnson formerly with Morgan Stanley? Jeffrey Johnson (CRD #5522469) who was formerly registered with Morgan Stanley and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Johnson has been the subject of at least 2 FINRA investigations, 1 of the investigations related to the nonpayment of arbitration award entered against him.  The other investigation related to his alleged participation in an outside business activity in private securities transaction that receiving approval from the firm.  Without admitting or denying the allegations, Jeffrey Johnson consented to a seven-month suspension and $10,000 fine. Jeffrey Johnson Customer Complaints Jeffrey Johnson has been the subject of 4 customer complaints that we know about. One arbitration award was entered against Raymond James Associates for Jeffrey Johnson’s alleged misconduct causing investors losses. Three of Jeffrey Johnson’s 4 customer complaints were settled in favor of investors. Allegations Against Jeffrey Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged: Jeffrey Johnson’s unsuitability, breach of fiduciary duty, common law fraud/innocent misrepresentation, negligence, violations of the Michigan Uniform Securities Act, breach of contract. Claimants alleged, inter alia, unsuitability with respect to the recommendation to surrender variable annuities by Jeffrey Johnson. Client verbally alleged, inter alia, Jeffrey Johnson’s failure to follow instructions with respect to risk tolerance. Claimant alleged: Suitability, Negligence, Breach of Fiduciary Duty, Securities Fraud, Misrepresentations and Omissions of Material Facts, Violations of Michigan Uniform Securities Act 410(a) by Jeffrey Johnson. Jeffrey Johnson Red Flags & Your Rights As An Investor Of course, Jeffrey Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Johnson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Johnson If you have questions about Morgan Stanley and/or Jeffrey Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Enrique Huang of Transamerica Financial Advisors

DID ENRIQUE DANIEL YUAN HUANG CAUSE YOU INVESTMENT LOSSES? Enrique Huang Of Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Enrique Huang of Transamerica Financial Advisors? Enrique Huang (CRD #6576877) who is currently registered with Transamerica Financial Advisors and located in San Carlos, California is a subject of one of our many securities industry sales practice abuse investigations. Enrique Huang Customer Complaint Enrique Huang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that product purchased was unsuitable. She attempted to rescind her complaint. Enrique Huang’s customer complaint was denied and, to date, the customer has not taken any further action. Enrique Huang Red Flags & Your Rights As An Investor Of course, Enrique Huang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Enrique Huang at Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Enrique Huang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors Due To Enrique Huang If you have questions about Transamerica Financial Advisors and/or Enrique Huang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alicia Huburn of TIAA-CREF Individual & Institutional Services

DID ALICIA KAY HUBURN CAUSE YOU INVESTMENT LOSSES? Alicia Huburn Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alicia Huburn of TIAA-CREF Individual & Institutional Services? Alicia Huburn (CRD #6772091) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Alicia Huburn Customer Complaint Alicia Huburn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Alicia Huburn did not follow his instructions to liquidate funds from a specific account. The client claimed that his disability premiums were discontinued and forfeited due to the withdrawal from his retirement annuity and he suffered damages as a result. Alicia Huburn’s customer complaint was settled in favor of the investors. Alicia Huburn Red Flags & Your Rights As An Investor Of course, Alicia Huburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alicia Huburn at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Alicia Huburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Alicia Huburn If you have questions about TIAA-CREF Individual & Institutional Services and/or Alicia Huburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joseph Hunt of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH KURTZ HUNT CAUSE YOU INVESTMENT LOSSES? Joseph Hunt Of Merrill Lynch Pierce Fenner & Smith And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Hunt of Merrill Lynch Pierce Fenner & Smith? Joseph Hunt (CRD #5036197) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Hunt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Hunt Customer Complaint Joseph Hunt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and unauthorized trading. Joseph Hunt’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Hunt Red Flags & Your Rights As An Investor Of course, Joseph Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hunt at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Hunt If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Matthew Hyson of Merrill Lynch Pierce Fenner & Smith

DID MATTHEW HYSON CAUSE YOU INVESTMENT LOSSES? Matthew Hyson Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Hyson of Merrill Lynch Pierce Fenner & Smith? Matthew Hyson (CRD #5916383) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Matthew Hyson Customer Complaint Matthew Hyson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation. Matthew Hyson’s customer complaint was settled in favor of the investors. Matthew Hyson Red Flags & Your Rights As An Investor Of course, Matthew Hyson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hyson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Matthew Hyson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Matthew Hyson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Matthew Hyson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jennifer Ibarguen of Ameriprise Financial Services

DID JENNIFER WELLS IBARGUEN CAUSE YOU INVESTMENT LOSSES? Jennifer Ibarguen Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jennifer Ibarguen of Ameriprise Financial Services? Jennifer Ibarguen (CRD #4993415) who is currently registered with Ameriprise Financial Services and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jennifer Ibarguen Customer Complaint Jennifer Ibarguen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client received poor advice to withdraw money from a tax qualified account. Jennifer Ibarguen’s customer complaint was denied and, to date, the customer has not taken any further action. Jennifer Ibarguen Red Flags & Your Rights As An Investor Of course, Jennifer Ibarguen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Ibarguen at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jennifer Ibarguen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jennifer Ibarguen If you have questions about Ameriprise Financial Services and/or Jennifer Ibarguen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrey Ilyasov of Ameriprise Financial Services

DID ANDREY ILYASOV CAUSE YOU INVESTMENT LOSSES? Andrey Ilyasov Of Ameriprise Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Andrey Ilyasov of Ameriprise Financial Services? Andrey Ilyasov (CRD #5914803) who is currently registered with Ameriprise Financial Services and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Andrey Ilyasov was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrey Ilyasov Customer Complaint Andrey Ilyasov has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Andrey Ilyasov recommended she liquidate 2 outside annuities and, as a result, she alleged she lost the income benefit riders and associated annual income. Claimant’s causes of action are negligence, suitability, and breach of fiduciary duty. The customer complaint filed against Andrey Ilyasov’s current employer Ameriprise Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Andrey Ilyasov Red Flags & Your Rights As An Investor Of course, Andrey Ilyasov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrey Ilyasov at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Andrey Ilyasov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Andrey Ilyasov If you have questions about Ameriprise Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Andrey Ilyasov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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