Mar 7, 2022

Dale Immekus of Independent Financial Group and formerly with CFD Investments

DID DALE JEROME IMMEKUS CAUSE YOU INVESTMENT LOSSES? Dale Immekus Of Independent Financial Group And Formerly With CFD Investments And Creative Financial Designs Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dale Immekus of Independent Financial Group? Dale Immekus (CRD #5309353) who is currently registered with Independent Financial Group and located in Lodi, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, Dale Immekus was associated with CFD Investments, Creative Financial Designs and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Immekus Customer Complaints Dale Immekus has been the subject of 2 customer complaints that we know about. One of Dale Immekus’ 2 customer complaints was settled in favor of investors. One of Dale Immekus’ customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dale Immekus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim that Dale Immekus’ alleged recommendation of an Individual Universal Life policy was unsuitable based on the client’s circumstances. Claimant alleged that his investments in mutual funds and a managed account made by Dale Immekus were unsuitable. Dale Immekus Red Flags & Your Rights As An Investor Of course, Dale Immekus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Immekus at Independent Financial Group, CFD Investments, and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Dale Immekus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, CFD Investments, and Creative Financial Designs also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Dale Immekus If you have questions about Independent Financial Group, CFD Investments, Creative Financial Designs, and/or Dale Immekus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dustin Insley of Edward Jones

DID DUSTIN ROBERT INSLEY CAUSE YOU INVESTMENT LOSSES? Dustin Insley Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Insley of Edward Jones? Dustin Insley (CRD #6609589) who is currently registered with Edward Jones and located in Pukalani, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Dustin Insley Customer Complaint Dustin Insley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Dustin Insley allowed an unauthorized fraudulent transaction to occur on January 3, 2020. Client also alleged Mr. Insley failed to follow instructions in regards to calling the client for approval on any transaction requests with the account. Dustin Insley’s customer complaint was denied and, to date, the customer has not taken any further action. Dustin Insley Red Flags & Your Rights As An Investor Of course, Dustin Insley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Insley at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dustin Insley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dustin Insley If you have questions about Edward Jones and/or Dustin Insley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey King of Dominion Investor Services

DID JEFFREY TRAVISS KING CAUSE YOU INVESTMENT LOSSES? Jeffrey King Of Dominion Investor Services And Formerly With CommunityAmerica Financial Solutions And Dominion Portfolio Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey King of Dominion Investor Services? Jeffrey King (CRD #5753296) who is currently registered with Dominion Investor Services and located in Kansas City, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dominion Investor Services, Jeffrey King was associated with CommunityAmerica Financial Solutions, Dominion Portfolio Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey King Customer Complaints Jeffrey King has been the subject of 2 customer complaints that we know about. One of Jeffrey King’s 2 customer complaints was settled in favor of investors. One of Jeffrey King’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jeffrey King A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged transfer to Edward Jones Advisory was misrepresented by Jeffrey King. Client alleged Jeffrey King’s sales of MFS mutual funds were unauthorized. Jeffrey King Red Flags & Your Rights As An Investor Of course, Jeffrey King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey King at Dominion Investor Services, CommunityAmerica Financial Solutions, and Dominion Portfolio Management on alert to review carefully the activity and performance of their accounts and question whether Jeffrey King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominion Investor Services, CommunityAmerica Financial Solutions, and Dominion Portfolio Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dominion Investor Services Due To Jeffrey King If you have questions about Dominion Investor Services, CommunityAmerica Financial Solutions, Dominion Portfolio Management, and/or Jeffrey King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Barry Jackson of Edward Jones

DID BARRY DUSTIN JACKSON CAUSE YOU INVESTMENT LOSSES? Barry Jackson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Barry Jackson of Edward Jones? Barry Jackson (CRD #5461128) who is currently registered with Edward Jones and located in Elizabethton, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Barry Jackson Customer Complaint Barry Jackson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Barry Jackson failed to disclose the possible contingent deferred sales charges on two A-share mutual trades that were purchased at Net Asset Value Barry Jackson’s customer complaint was settled in favor of the investors. Barry Jackson Red Flags & Your Rights As An Investor Of course, Barry Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Jackson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Barry Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Barry Jackson If you have questions about Edward Jones and/or Barry Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christine Kelley of Merrill Lynch Pierce Fenner & Smith

DID CHRISTINE A. KELLEY CAUSE YOU INVESTMENT LOSSES? Christine Kelley Of Merrill Lynch Pierce Fenner & Smith And Formerly With CapFinancial Securities, CapTrust And Fidelity Personal And Workplace Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christine Kelley of Merrill Lynch Pierce Fenner & Smith? Christine Kelley (CRD #5899366) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Christine Kelley was associated with CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christine Kelley Customer Complaint Christine Kelley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and an unauthorized liquidation of funds from a joint account. Christine Kelley’s customer complaint was denied and, to date, the customer has not taken any further action. Christine Kelley Red Flags & Your Rights As An Investor Of course, Christine Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christine Kelley at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors on alert to review carefully the activity and performance of their accounts and question whether Christine Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christine Kelley If you have questions about Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors, and/or Christine Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dean Kernus Formerly With Ameriprise Financial Services

DID DEAN BRADLEY KERNUS CAUSE YOU INVESTMENT LOSSES? Dean Kernus Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Dean Kernus formerly with Ameriprise Financial Services? Dean Kernus (CRD #4648374) who was formerly registered with Ameriprise Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Dean Kernus Customer Complaint Dean Kernus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that an investment (Catalyst/Warrington Strategic Program Fund) was not in the client’s best interest due to its risk and costs. Dean Kernus’ customer complaint was settled in favor of the investors. Dean Kernus Red Flags & Your Rights As An Investor Of course, Dean Kernus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Kernus at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Dean Kernus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Dean Kernus If you have questions about Ameriprise Financial Services and/or Dean Kernus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brittney Sias formerly with Western International Securities, Inc.

DID BRITTNEY JADE SIAS CAUSE YOU INVESTMENT LOSSES? Brittney Sias Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brittney Sias formerly with Western International Securities, Inc.? Brittney Sias (CRD #4274432) who was formerly registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Brittney Sias Customer Complaints Brittney Sias has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brittney Sias’ customer complaints were settled in favor of investors. Allegations Against Brittney Sias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of nontraded-REIT investment. Breach of fiduciary duty, unsuitable investment recommendations and unsuitable investment strategy coupled with misrepresentations and omissions related to direct investments. Brittney Sias Red Flags & Your Rights As An Investor Of course, Brittney Sias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brittney Sias at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brittney Sias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Brittney Sias If you have questions about Western International Securities, Inc. and/or Brittney Sias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dana Hawkins of Centaurus Financial

DID DANA  M.  HAWKINS  CAUSE YOU INVESTMENT LOSSES? Dana M.  Hawkins With Centaurus Financial And Formerly J.  P.  Turner Has 12 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Dana Hawkins of Centaurus Financial? Dana Hawkins (CRD# 5731136) who is currently registered with Centaurus Financial and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Centaurus Financial Dana  Hawkins was associated with J.  P.  Turner another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.  Centaurus Financial & J. P. Turner Broker Misconduct During Dana Hawkins career, there have been 12 customer complaints that we know about filed against that stockbroker, all 12 of those complaints were filed in the last 2 years to recover investment losses. Four of Dana Hawkins customer complaints were settled in favor of investors. There are currently 7  pending customer complaints filed against Dana Hawkins current and former employers  Centaurus Financial and J. P. Turner for investment losses caused by  his alleged misconduct.  Allegations Against Dana Hawkins  A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Customer alleges that the financial advisor recommended unsuitable investments, and breaches of fiduciary duty, beginning in 2010 through 2019. The customers allege that the registered representative invested in unsuitable, complex, high risk, speculative and illiquidity investments, and breaches of fiduciary duty. Customer primarily alleges that the financial advisor recommended unsuitable investments and several other allegations associated there with from late 2013 to early 2019. Customer primarily alleges that the investments recommended by the financial advisor and 2013 have not performed as expected and as a result, the customer allegedly suffered a loss. During the period 2012 through April 2000, 20, customer alleges that the registered representative misrepresented unsuitable investments and breached his fiduciary duty. During the period 2011 through January 2018, the customer alleges that the registered representative misrepresented unsuitable investments and breached his fiduciary duty. During the period 2010 through June 2018, the customer alleges that the registered representative misrepresented unsuitable investments. During the period 2014 through 2019, the customers allege that the registered representative facilitated, misrepresented unsuitable investments, and breached of fiduciary duty Dana Hawkins Red Flags & Your Rights As An Investor Of course, Dana Hawkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Hawkins at Centaurus Financial and J. P. Turner on alert to review carefully the activity and performance of their accounts and question whether Dana Hawkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial and J. P. Turner also raises questions about the firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial and/or J. P. Turner If you have questions about Centaurus Financial and J. P. Turner and/or Dana Hawkins and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

George Merhoff of Cetera Advisors

DID GEORGE CRAIG MERHOFF, JR. CAUSE YOU INVESTMENT LOSSES? George C. Merhoff, Jr., Formerly With Cetera Advisors Has  49 Customer Complaints For Alleged Broker Misconduct Who is George C. Merhoff, Jr., Formerly With Cetera Advisors? George Merhoff (CRD# 2918171) who was formerly registered with Cetera Advisors and located in Kalmouth Falls, Oregon is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisors George Merhoff was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Merhoff was terminated by Cetera Advisors for making undisclosed payments to clients.  He was subsequently barred from association with any securities broker-dealer permanently by the FINRA and subject of a Cease and Desist Order by the Oregon Division of Financial Regulation George Merhoff Broker Misconduct In his career, George Merhoff has been the subject of 49 customer complaints that we know about, 15 of those complaints were filed in the last two years to recover investment losses. Thirty-four of George Merhoff’s customer complaints were settled in favor of investors. There are currently 15 pending customer complaints filed against George Merhoff most recent employer Cetera Advisors for investment losses caused by his alleged misconduct.  Allegations Against George Merhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Claimant alleges unsuitable investment recommendations. Violation of Oregon securities law, breach of fiduciary duty, unsuitable investment recommendations, violation of FINRA rules, and negligence. Breach of fiduciary duty, unsuitable investment recommendations, violation of FINRA’s rules, negligence, and breach of contract. Incurred investment losses due to over-concentration. Breach of fiduciary duty, fraud, material omissions of fact, breach of contract, professional negligence, violation of Oregon and SEC securities laws. Negligence, breach of fiduciary duty, and violation of Oregon securities laws. Negligence and breach of fiduciary duty. Unsuitable investments, common law fraud, breach of contract, breach of fiduciary duty, violation of Oregon securities laws. Unsuitable investments which resulted in portfolio decline. Violation of Oregon securities laws, violation of California Corporation code, and negligence George Merhoff Red Flags & Your Rights As An Investor Of course, George Merhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Merhoff at on alert to review carefully the activity and performance of their accounts and question whether George Merhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors  If you have questions about Cetera Advisors and/or George Merhoff and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Joseph Michaletz of DAI Wealth

DID  JOSEPH  GERARD  MICHALETZ  CAUSE YOU INVESTMENT LOSSES? Joseph Michaletz of DAI Wealth and DAI Securities and formerly with Concorde Investment Services and Triad Advisors Has  9 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Joseph Michaletz of DAI Wealth and DAI Securities and formerly with Concorde Investment Services and Triad Advisors? Joesph Michaletz (CRD# 1327534) who is currently registered with DAI Wealth and DAI Securities located in Mankato, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.  Prior to DAI Securities Joesph Michaletz was associated with Concorde Investment Services, and Triad Advisors  and one other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  DAI Securities, Concorde Investment Services and Triad Advisors Broker Misconduct In his career, Joesph Michaletz has been the subject of 9 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses.  All of those customer complaints filed against Joesph Michaletz current and former employers DAI Securities, Concorde Investment Services, and Triad Advisors for investment losses caused by  his alleged misconduct.  Allegations Against Joesph Michaletz A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Claimant alleges breach of fiduciary duty, negligence and breach of contract related to investments made between August 2017 and May 2018. Claimant is alleging breach of fiduciary duty, negligence, breach of contract, and failure to supervise, relating to various private placement investments made from April 2015 to 2018 Claimants allege unsuitable alternative investments beginning in 2015, during the registered representatives association with Triad advisors, and continuing at registered representatives to successive broker-dealers, Concorde Investment Services and DAI Securities. Claimant alleges breach of fiduciary duty, negligence, breach of contract, and failure to supervise related to a $100,000 investment in GPB Automotive private placement in April 2017. Claimants seek unspecified compensatory damages relating to a $75,000 investment in GPB Holdings I through Triad Advisors in 2014 and $75,000 investment in GPB Automotive through Concorde Investment Services. It appears that Joesph Michaletz and his employer failed to do their Due Diligence before recommending these private placement investments.  Joesph Michaletz Red Flags & Your Rights As An Investor Of course, Joesph Michaletz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joesph Michaletz at DAI Securities, Concorde Investment Services, and Triad Advisors alert to review carefully the activity and performance of their accounts and question whether Joesph Michaletz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DAI Securities, Concorde Investment Services, and Triad Advisors also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At DAI Securities, Concorde Investment Services, and Triad Advisors If you have questions about  DAI Securities, Concorde Investment Services, and Triad Advisors and/or Joseph Michaletz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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