Mar 7, 2022

Albert Dejonge of Equitable Advisors

DID ALBERT DEJONGE CAUSE YOU INVESTMENT LOSSES? Albert Dejonge of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Albert Dejonge of Equitable Advisors? Albert Dejonge (CRD #6797630) who is currently registered with Equitable Advisors and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Albert Dejonge Customer Complaint Albert Dejonge has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients were not aware they were purchasing a variable annuity, which they felt was unsuitable for their needs. They also alleged they were not informed of surrender charges associated with this policy.  Albert Dejonge’s customer complaint was denied and, to date, the customer has not taken any further action. Albert Dejonge Red Flags & Your Rights As An Investor Of course, Albert Dejonge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Dejonge at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Albert Dejonge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Albert Dejonge If you have questions about Equitable Advisors and/or Albert Dejonge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Ryan Derks of Berthel Fisher & Company Financial Services

DID RYAN ANTHONY DERKS CAUSE YOU INVESTMENT LOSSES? Ryan Derks Of Berthel Fisher & Company Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Derks of Berthel Fisher & Company Financial Services? Ryan Derks (CRD #5751523) who is currently registered with Berthel Fisher & Company Financial Services and located in Lee’s Summit, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Ryan Derks Customer Complaint Ryan Derks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the representative failed to contact him prior to moving a portion of his investments to cash. Ryan Derks’ customer complaint was denied and, to date, the customer has not taken any further action. Ryan Derks Red Flags & Your Rights As An Investor Of course, Ryan Derks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Derks at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ryan Derks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services Due To Ryan Derks If you have questions about Berthel Fisher & Company Financial Services and/or Ryan Derks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Patrick Devlin of LPL Financial

DID PATRICK BRIAN DEVLIN CAUSE YOU INVESTMENT LOSSES? Patrick Devlin Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Devlin of LPL Financial? Patrick Devlin (CRD #4851412) who is currently registered with LPL Financial and located in Seven Fields, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Patrick Devlin Customer Complaint Patrick Devlin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the death benefit feature of a variable annuity was misrepresented by Patrick Devlin at the time of purchase. Patrick Devlin’s customer complaint was denied and, to date, the customer has not taken any further action. Patrick Devlin Red Flags & Your Rights As An Investor Of course, Patrick Devlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Devlin at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Patrick Devlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Devlin If you have questions about LPL Financial and/or Patrick Devlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Timothy Dewberry Formerly With Key Investment Services

DID TIMOTHY M. DEWBERRY CAUSE YOU INVESTMENT LOSSES? Timothy Dewberry Formerly With Key Investment Services And Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Timothy Dewberry formerly with Key Investment Services? Timothy Dewberry (CRD #6518324) who was formerly registered with Key Investment Services and located in Worthington, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Key Investment Services, Timothy Dewberry was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Dewberry Customer Complaints Timothy Dewberry has been the subject of 2 customer complaints that we know about. One of Timothy Dewberry’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Key Investment Services for investment losses caused by Timothy Dewberry’s alleged misconduct. Allegations Against Timothy Dewberry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Undue influence, conversion and interference with expectancy of inheritance by relatives of Mr. Dewberry in connection with beneficiary designation on another relatives fixed annuity. Client’s family member alleged multiple sales practice violations against Timothy Dewberry. Timothy Dewberry Red Flags & Your Rights As An Investor Of course, Timothy Dewberry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Dewberry at Key Investment Services and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Timothy Dewberry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services and Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Key Investment Services Due To Timothy Dewberry If you have questions about Key Investment Services, Northwestern Mutual Investment Services, and/or Timothy Dewberry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jarrett Dewelde of Equitable Advisors

DID JARRETT DEWELDE CAUSE YOU INVESTMENT LOSSES? Jarrett Dewelde Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jarrett Dewelde of Equitable Advisors? Jarrett Dewelde (CRD #4615195) who is currently registered with Equitable Advisors and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Jarrett Dewelde Customer Complaint Jarrett Dewelde has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were attorney on behalf of the client alleged Jarrett Dewelde made misrepresentations and unsuitable recommendations in the sale of two real estate investment trusts. Jarrett Dewelde’s customer complaint was settled in favor of the investors. Jarrett Dewelde Red Flags & Your Rights As An Investor Of course, Jarrett Dewelde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrett Dewelde at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jarrett Dewelde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jarrett Dewelde If you have questions about Equitable Advisors and/or Jarrett Dewelde and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Christopher DeYoung of Park Avenue Securities

DID CHRISTOPHER M. DEYOUNG CAUSE YOU INVESTMENT LOSSES? Christopher DeYoung Of Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher DeYoung of Park Avenue Securities? Christopher DeYoung (CRD #4816508) who is currently registered with Park Avenue Securities and located in Moorestown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Christopher DeYoung Customer Complaint Christopher DeYoung has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged his instructions to reallocate his account holdings were not processed as expected, resulting in a loss. The customer requested to be reimbursed for the losses. Christopher DeYoung’s customer complaint was settled in favor of the investors. Christopher DeYoung Red Flags & Your Rights As An Investor Of course, Christopher DeYoung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher DeYoung at Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher DeYoung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To Christopher DeYoung If you have questions about Park Avenue Securities and/or Christopher DeYoung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Joseph Diamond of Key Investment Services

DID JOSEPH I. DIAMOND CAUSE YOU INVESTMENT LOSSES? Joseph Diamond Of Key Investment Services And Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Diamond of Key Investment Services? Joseph Diamond (CRD #6247409) who is currently registered with Key Investment Services and located in Liverpool, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Key Investment Services, Joseph Diamond was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Diamond Customer Complaint Joseph Diamond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client hand delivered letter to KeyBank branch alleging misrepresentation in the March 2020 purchase of Polaris Platinum III annuity in the amount of $434,459.96. Joseph Diamond’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Diamond Red Flags & Your Rights As An Investor Of course, Joseph Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Diamond at Key Investment Services and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Key Investment Services Due To Joseph Diamond If you have questions about Key Investment Services, MML Investors Services, and/or Joseph Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Richard Diaz of Principal Securities

DID RICHARD DIAZ JR CAUSE YOU INVESTMENT LOSSES? Richard Diaz Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Diaz of Principal Securities? Richard Diaz (CRD #4455758) who is currently registered with Principal Securities and located in Lansing, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Richard Diaz Customer Complaint Richard Diaz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the trustee alleged the trust lost money due to the representative’s failure to execute instructions to the trusts’ accounts. The customer complaint filed against Richard Diaz’s current employer Principal Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Richard Diaz Red Flags & Your Rights As An Investor Of course, Richard Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Diaz at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Richard Diaz If you have questions about Principal Securities and/or Richard Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Kevin Dicke Formerly With MML Investors Services

DID KEVIN ROBERT DICKE CAUSE YOU INVESTMENT LOSSES? Kevin Dicke Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Dicke formerly with MML Investors Services? Kevin Dicke (CRD #4584138) who was formerly registered with MML Investors Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Kevin Dicke Customer Complaint Kevin Dicke has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kevin Dicke made unsuitable investment recommendations. Kevin Dicke’s customer complaint was settled in favor of the investors. Kevin Dicke Red Flags & Your Rights As An Investor Of course, Kevin Dicke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dicke at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Dicke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Kevin Dicke If you have questions about MML Investors Services and/or Kevin Dicke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Dean Dillenberg of Purshe Kaplan Sterling Investments

DID DEAN PHILIP DILLENBERG CAUSE YOU INVESTMENT LOSSES? Dean Dillenberg Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With AXA Advisors And PKS Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Dean Dillenberg of Purshe Kaplan Sterling Investments? Dean Dillenberg (CRD #6195527) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Dean Dillenberg was associated with AXA Advisors, PKS Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Dean Dillenberg Customer Complaint Dean Dillenberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable life insurance policy. Dean Dillenberg’s customer complaint was denied and, to date, the customer has not taken any further action. Dean Dillenberg Red Flags & Your Rights As An Investor Of course, Dean Dillenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Dillenberg at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Dean Dillenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Dean Dillenberg If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, PKS Advisory Services, and/or Dean Dillenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading