Mar 7, 2022

Nathan Dunn of Thrivent Investment Management

DID NATHAN SCOTT DUNN CAUSE YOU INVESTMENT LOSSES? Nathan Dunn Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Dunn of Thrivent Investment Management? Nathan Dunn (CRD #7008402) who is currently registered with Thrivent Investment Management and located in Keizer, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Nathan Dunn Customer Complaint Nathan Dunn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Nathan Dunn misrepresented the Variable Annuity surrender schedule when the contract was purchased. Nathan Dunn’s customer complaint was settled in favor of the investors. Nathan Dunn Red Flags & Your Rights As An Investor Of course, Nathan Dunn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Dunn at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Nathan Dunn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Nathan Dunn If you have questions about Thrivent Investment Management and/or Nathan Dunn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Scott Durrett of Ameriprise Financial Services

DID SCOTT FAIRFIELD DURRETT CAUSE YOU INVESTMENT LOSSES? Scott Durrett Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Durrett of Ameriprise Financial Services? Scott Durrett (CRD #6475486) who is currently registered with Ameriprise Financial Services and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Scott Durrett Customer Complaint Scott Durrett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that bond and mutual fund positions were sold without authorization. Scott Durrett’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Durrett Red Flags & Your Rights As An Investor Of course, Scott Durrett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Durrett at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Scott Durrett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Scott Durrett If you have questions about Ameriprise Financial Services and/or Scott Durrett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Shanda Dutton of BBVA Securities

DID SHANDA R. DUTTON CAUSE YOU INVESTMENT LOSSES? Shanda Dutton Of BBVA Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Shanda Dutton of BBVA Securities? Shanda Dutton (CRD #6167513) who is currently registered with BBVA Securities and located in Leeds, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Shanda Dutton Customer Complaint Shanda Dutton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased fixed indexed annuity contract. Customer claimed that annuity was unsuitable due to his age. Shanda Dutton’s customer complaint was denied and, to date, the customer has not taken any further action. Shanda Dutton Red Flags & Your Rights As An Investor Of course, Shanda Dutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shanda Dutton at BBVA Securities on alert to review carefully the activity and performance of their accounts and question whether Shanda Dutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Shanda Dutton If you have questions about BBVA Securities and/or Shanda Dutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Eimers Formerly With FBL Marketing Services

DID ROBERT GERARD EIMERS CAUSE YOU INVESTMENT LOSSES? Robert Eimers Formerly With FBL Marketing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Eimers formerly with FBL Marketing Services? Robert Eimers (CRD #4620908) who was formerly registered with FBL Marketing Services and located in Ankeny, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Robert Eimers Customer Complaint Robert Eimers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative, Robert Eimers failed to tell them about the 10% surrender penalty of these fixed annuities at the time of the original sale. Robert Eimers’ customer complaint was denied and, to date, the customer has not taken any further action. Robert Eimers Red Flags & Your Rights As An Investor Of course, Robert Eimers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Eimers at FBL Marketing Services on alert to review carefully the activity and performance of their accounts and question whether Robert Eimers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FBL Marketing Services Due To Robert Eimers If you have questions about FBL Marketing Services and/or Robert Eimers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Eaton of MWA Financial Services

DID STEVEN CLAY EATON CAUSE YOU INVESTMENT LOSSES? Steven Eaton Of MWA Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Eaton of MWA Financial Services? Steven Eaton (CRD #6011096) who is currently registered with MWA Financial Services and located in Corinth, Mississippi is a subject of one of our many securities industry sales practice abuse investigations. Steven Eaton Customer Complaint Steven Eaton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers applied for life insurance through the firm’s parent company, Modern Woodmen of America (MWA) and were pressured and mislead to transfer money to MWA on the same day into what customers alleged they were told by Steven Eaton was an FDIC-insured interest-bearing account, not a fixed annuity. Customers alleged they repeatedly informed Mr. Eaton customers did not want a fixed annuity. Customers further alleged Mr. Eaton invested the money into a fixed annuity with MWA without customer’s approval, and that the application was forged, and Mr. Eaton never presented the application to the customers. Customers alleged they have been victims of fraudulent financial practices and were pressured, misled, intimidated and taken unfair advantage of by Mr. Eaton due to their age. Steven Eaton’s customer complaint was denied and, to date, the customer has not taken any further action. Steven Eaton Red Flags & Your Rights As An Investor Of course, Steven Eaton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Eaton at MWA Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Eaton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Steven Eaton If you have questions about MWA Financial Services and/or Steven Eaton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Elgert of Wells Fargo Clearing Services

DID ADAM CARL ELGERT CAUSE YOU INVESTMENT LOSSES? Adam Elgert Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Adam Elgert of Wells Fargo Clearing Services? Adam Elgert (CRD #4488125) who is currently registered with Wells Fargo Clearing Services and located in New Canaan, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Adam Elgert Customer Complaints Adam Elgert has been the subject of 2 customer complaints that we know about. Both of Adam Elgert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Adam Elgert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained Adam Elgert allegedly did not explain certain terms of an investment in a limited partnership. New York client purchased 21,240.209 Class C shares of the Oppenheimer Senior Floating Rate Fund at a price of 9.50 for a net cost of $201,789.49 for her joint account. The client claimed that she and her husband live on disability, social security and interest on their CDs and money market accounts. The client further claimed that she and her husband would never make investments that were not safe-insured-guaranteed and secure. The client verbally complained about their investment in the fund. Adam Elgert Red Flags & Your Rights As An Investor Of course, Adam Elgert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Elgert at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam Elgert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Adam Elgert If you have questions about Wells Fargo Clearing Services and/or Adam Elgert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Bradley Everett Formerly With MML Investors Services

DID BRADLEY RICHMOND EVERETT CAUSE YOU INVESTMENT LOSSES? Bradley Everett Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Everett formerly with MML Investors Services? Bradley Everett (CRD #6653959) who was formerly registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Bradley Everett was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Everett Customer Complaint Bradley Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy he purchased from Bradley Everett was not fully explained to him and that this product was not in his best interest. Bradley Everett’s customer complaint was settled in favor of the investors. Bradley Everett Red Flags & Your Rights As An Investor Of course, Bradley Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Everett at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Bradley Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Bradley Everett If you have questions about MML Investors Services, NYLIFE Securities, and/or Bradley Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Melanie Everett Formerly With Pruco Securities

DID MELANIE H. EVERETT CAUSE YOU INVESTMENT LOSSES? Melanie Everett Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Melanie Everett formerly with Pruco Securities? Melanie Everett (CRD #6768319) who was formerly registered with Pruco Securities and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Melanie Everett Customer Complaint Melanie Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Melanie Everett misrepresented the terms of the limited insurance agreement in connection with an application for life insurance. Melanie Everett’s customer complaint was settled in favor of the investors. Melanie Everett Red Flags & Your Rights As An Investor Of course, Melanie Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie Everett at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Melanie Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Melanie Everett If you have questions about Pruco Securities and/or Melanie Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

James Farally of Equitable Advisors

DID JAMES C. FARALLY CAUSE YOU INVESTMENT LOSSES? James Farally Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Farally of Equitable Advisors? James Farally (CRD #4454583) who is currently registered with Equitable Advisors and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations. James Farally Customer Complaint James Farally has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that James Farally misrepresented the terms of his variable annuity purchased. James Farally’s customer complaint was denied and, to date, the customer has not taken any further action. James Farally Red Flags & Your Rights As An Investor Of course, James Farally did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Farally at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether James Farally has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To James Farally If you have questions about Equitable Advisors and/or James Farally and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Craig Farr Formerly With MML Investors Services

DID CRAIG STEVEN FARR CAUSE YOU INVESTMENT LOSSES? Craig Farr Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Farr formerly with MML Investors Services? Craig Farr (CRD #5604376) who was formerly registered with MML Investors Services and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Craig Farr was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Craig Farr Customer Complaint Craig Farr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that his former representative, Craig Farr, misrepresented the Variable Annuity issued to him. The complainant stated he was told the product would provide a minimum return of 4.5% with no maximum. The complainant further stated that his former representatives ignored his verbal instructions that the funds he would be using to fund this product were post-tax, but instead they placed the funds into the product, resulting in the complainant being taxed twice. Craig Farr’s customer complaint was denied and, to date, the customer has not taken any further action. Craig Farr Red Flags & Your Rights As An Investor Of course, Craig Farr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Farr at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Craig Farr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Craig Farr If you have questions about MML Investors Services, MSI Financial Services, and/or Craig Farr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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