Mar 7, 2022

Jennifer Ibarguen of Ameriprise Financial Services

DID JENNIFER WELLS IBARGUEN CAUSE YOU INVESTMENT LOSSES? Jennifer Ibarguen Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jennifer Ibarguen of Ameriprise Financial Services? Jennifer Ibarguen (CRD #4993415) who is currently registered with Ameriprise Financial Services and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jennifer Ibarguen Customer Complaint Jennifer Ibarguen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client received poor advice to withdraw money from a tax qualified account. Jennifer Ibarguen’s customer complaint was denied and, to date, the customer has not taken any further action. Jennifer Ibarguen Red Flags & Your Rights As An Investor Of course, Jennifer Ibarguen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Ibarguen at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jennifer Ibarguen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jennifer Ibarguen If you have questions about Ameriprise Financial Services and/or Jennifer Ibarguen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Andrey Ilyasov of Ameriprise Financial Services

DID ANDREY ILYASOV CAUSE YOU INVESTMENT LOSSES? Andrey Ilyasov Of Ameriprise Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Andrey Ilyasov of Ameriprise Financial Services? Andrey Ilyasov (CRD #5914803) who is currently registered with Ameriprise Financial Services and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Andrey Ilyasov was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrey Ilyasov Customer Complaint Andrey Ilyasov has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Andrey Ilyasov recommended she liquidate 2 outside annuities and, as a result, she alleged she lost the income benefit riders and associated annual income. Claimant’s causes of action are negligence, suitability, and breach of fiduciary duty. The customer complaint filed against Andrey Ilyasov’s current employer Ameriprise Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Andrey Ilyasov Red Flags & Your Rights As An Investor Of course, Andrey Ilyasov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrey Ilyasov at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Andrey Ilyasov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Andrey Ilyasov If you have questions about Ameriprise Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Andrey Ilyasov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Dale Immekus of Independent Financial Group and formerly with CFD Investments

DID DALE JEROME IMMEKUS CAUSE YOU INVESTMENT LOSSES? Dale Immekus Of Independent Financial Group And Formerly With CFD Investments And Creative Financial Designs Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dale Immekus of Independent Financial Group? Dale Immekus (CRD #5309353) who is currently registered with Independent Financial Group and located in Lodi, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, Dale Immekus was associated with CFD Investments, Creative Financial Designs and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Immekus Customer Complaints Dale Immekus has been the subject of 2 customer complaints that we know about. One of Dale Immekus’ 2 customer complaints was settled in favor of investors. One of Dale Immekus’ customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dale Immekus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim that Dale Immekus’ alleged recommendation of an Individual Universal Life policy was unsuitable based on the client’s circumstances. Claimant alleged that his investments in mutual funds and a managed account made by Dale Immekus were unsuitable. Dale Immekus Red Flags & Your Rights As An Investor Of course, Dale Immekus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Immekus at Independent Financial Group, CFD Investments, and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Dale Immekus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, CFD Investments, and Creative Financial Designs also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Dale Immekus If you have questions about Independent Financial Group, CFD Investments, Creative Financial Designs, and/or Dale Immekus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Dustin Insley of Edward Jones

DID DUSTIN ROBERT INSLEY CAUSE YOU INVESTMENT LOSSES? Dustin Insley Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Insley of Edward Jones? Dustin Insley (CRD #6609589) who is currently registered with Edward Jones and located in Pukalani, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Dustin Insley Customer Complaint Dustin Insley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Dustin Insley allowed an unauthorized fraudulent transaction to occur on January 3, 2020. Client also alleged Mr. Insley failed to follow instructions in regards to calling the client for approval on any transaction requests with the account. Dustin Insley’s customer complaint was denied and, to date, the customer has not taken any further action. Dustin Insley Red Flags & Your Rights As An Investor Of course, Dustin Insley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Insley at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dustin Insley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dustin Insley If you have questions about Edward Jones and/or Dustin Insley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Jeffrey King of Dominion Investor Services

DID JEFFREY TRAVISS KING CAUSE YOU INVESTMENT LOSSES? Jeffrey King Of Dominion Investor Services And Formerly With CommunityAmerica Financial Solutions And Dominion Portfolio Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey King of Dominion Investor Services? Jeffrey King (CRD #5753296) who is currently registered with Dominion Investor Services and located in Kansas City, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dominion Investor Services, Jeffrey King was associated with CommunityAmerica Financial Solutions, Dominion Portfolio Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey King Customer Complaints Jeffrey King has been the subject of 2 customer complaints that we know about. One of Jeffrey King’s 2 customer complaints was settled in favor of investors. One of Jeffrey King’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jeffrey King A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged transfer to Edward Jones Advisory was misrepresented by Jeffrey King. Client alleged Jeffrey King’s sales of MFS mutual funds were unauthorized. Jeffrey King Red Flags & Your Rights As An Investor Of course, Jeffrey King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey King at Dominion Investor Services, CommunityAmerica Financial Solutions, and Dominion Portfolio Management on alert to review carefully the activity and performance of their accounts and question whether Jeffrey King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominion Investor Services, CommunityAmerica Financial Solutions, and Dominion Portfolio Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dominion Investor Services Due To Jeffrey King If you have questions about Dominion Investor Services, CommunityAmerica Financial Solutions, Dominion Portfolio Management, and/or Jeffrey King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Barry Jackson of Edward Jones

DID BARRY DUSTIN JACKSON CAUSE YOU INVESTMENT LOSSES? Barry Jackson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Barry Jackson of Edward Jones? Barry Jackson (CRD #5461128) who is currently registered with Edward Jones and located in Elizabethton, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Barry Jackson Customer Complaint Barry Jackson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Barry Jackson failed to disclose the possible contingent deferred sales charges on two A-share mutual trades that were purchased at Net Asset Value Barry Jackson’s customer complaint was settled in favor of the investors. Barry Jackson Red Flags & Your Rights As An Investor Of course, Barry Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Jackson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Barry Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Barry Jackson If you have questions about Edward Jones and/or Barry Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Christine Kelley of Merrill Lynch Pierce Fenner & Smith

DID CHRISTINE A. KELLEY CAUSE YOU INVESTMENT LOSSES? Christine Kelley Of Merrill Lynch Pierce Fenner & Smith And Formerly With CapFinancial Securities, CapTrust And Fidelity Personal And Workplace Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christine Kelley of Merrill Lynch Pierce Fenner & Smith? Christine Kelley (CRD #5899366) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Christine Kelley was associated with CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christine Kelley Customer Complaint Christine Kelley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and an unauthorized liquidation of funds from a joint account. Christine Kelley’s customer complaint was denied and, to date, the customer has not taken any further action. Christine Kelley Red Flags & Your Rights As An Investor Of course, Christine Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christine Kelley at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors on alert to review carefully the activity and performance of their accounts and question whether Christine Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christine Kelley If you have questions about Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors, and/or Christine Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Dean Kernus Formerly With Ameriprise Financial Services

DID DEAN BRADLEY KERNUS CAUSE YOU INVESTMENT LOSSES? Dean Kernus Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Dean Kernus formerly with Ameriprise Financial Services? Dean Kernus (CRD #4648374) who was formerly registered with Ameriprise Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Dean Kernus Customer Complaint Dean Kernus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that an investment (Catalyst/Warrington Strategic Program Fund) was not in the client’s best interest due to its risk and costs. Dean Kernus’ customer complaint was settled in favor of the investors. Dean Kernus Red Flags & Your Rights As An Investor Of course, Dean Kernus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Kernus at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Dean Kernus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Dean Kernus If you have questions about Ameriprise Financial Services and/or Dean Kernus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Brittney Sias formerly with Western International Securities, Inc.

DID BRITTNEY JADE SIAS CAUSE YOU INVESTMENT LOSSES? Brittney Sias Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brittney Sias formerly with Western International Securities, Inc.? Brittney Sias (CRD #4274432) who was formerly registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Brittney Sias Customer Complaints Brittney Sias has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brittney Sias’ customer complaints were settled in favor of investors. Allegations Against Brittney Sias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of nontraded-REIT investment. Breach of fiduciary duty, unsuitable investment recommendations and unsuitable investment strategy coupled with misrepresentations and omissions related to direct investments. Brittney Sias Red Flags & Your Rights As An Investor Of course, Brittney Sias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brittney Sias at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brittney Sias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Brittney Sias If you have questions about Western International Securities, Inc. and/or Brittney Sias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Dana Hawkins of Centaurus Financial

DID DANA  M.  HAWKINS  CAUSE YOU INVESTMENT LOSSES? Dana M.  Hawkins With Centaurus Financial And Formerly J.  P.  Turner Has 12 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Dana Hawkins of Centaurus Financial? Dana Hawkins (CRD# 5731136) who is currently registered with Centaurus Financial and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Centaurus Financial Dana  Hawkins was associated with J.  P.  Turner another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.  Centaurus Financial & J. P. Turner Broker Misconduct During Dana Hawkins career, there have been 12 customer complaints that we know about filed against that stockbroker, all 12 of those complaints were filed in the last 2 years to recover investment losses. Four of Dana Hawkins customer complaints were settled in favor of investors. There are currently 7  pending customer complaints filed against Dana Hawkins current and former employers  Centaurus Financial and J. P. Turner for investment losses caused by  his alleged misconduct.  Allegations Against Dana Hawkins  A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Customer alleges that the financial advisor recommended unsuitable investments, and breaches of fiduciary duty, beginning in 2010 through 2019. The customers allege that the registered representative invested in unsuitable, complex, high risk, speculative and illiquidity investments, and breaches of fiduciary duty. Customer primarily alleges that the financial advisor recommended unsuitable investments and several other allegations associated there with from late 2013 to early 2019. Customer primarily alleges that the investments recommended by the financial advisor and 2013 have not performed as expected and as a result, the customer allegedly suffered a loss. During the period 2012 through April 2000, 20, customer alleges that the registered representative misrepresented unsuitable investments and breached his fiduciary duty. During the period 2011 through January 2018, the customer alleges that the registered representative misrepresented unsuitable investments and breached his fiduciary duty. During the period 2010 through June 2018, the customer alleges that the registered representative misrepresented unsuitable investments. During the period 2014 through 2019, the customers allege that the registered representative facilitated, misrepresented unsuitable investments, and breached of fiduciary duty Dana Hawkins Red Flags & Your Rights As An Investor Of course, Dana Hawkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Hawkins at Centaurus Financial and J. P. Turner on alert to review carefully the activity and performance of their accounts and question whether Dana Hawkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial and J. P. Turner also raises questions about the firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial and/or J. P. Turner If you have questions about Centaurus Financial and J. P. Turner and/or Dana Hawkins and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

Continue Reading