Mar 4, 2022

Janet VanBuskirk of J.P. Morgan Securities

DID JANET BAHARA VANBUSKIRK CAUSE YOU INVESTMENT LOSSES? Janet VanBuskirk Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Janet VanBuskirk of J.P. Morgan Securities? Janet VanBuskirk (CRD #4638469) who is currently registered with J.P. Morgan Securities and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Janet VanBuskirk Customer Complaint Janet VanBuskirk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations regarding managed account investment. Janet VanBuskirk’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Janet VanBuskirk Red Flags & Your Rights As An Investor Of course, .Janet VanBuskirk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janet VanBuskirk at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Janet VanBuskirk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Janet VanBuskirk If you have questions about J.P. Morgan Securities and/or Janet VanBuskirk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Derek Vance of UBS Financial Services

DID DEREK ADAM VANCE CAUSE YOU INVESTMENT LOSSES? Derek Vance Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Derek Vance of UBS Financial Services? Derek Vance (CRD #5067949) who is currently registered with UBS Financial Services and located in Miamisburg, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Derek Vance Customer Complaint Derek Vance has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he was not informed he could lose money in his investment and that there was no risk. Derek Vance’s customer complaint was settled in favor of the investors. Derek Vance Red Flags & Your Rights As An Investor Of course, Derek Vance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Vance at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Derek Vance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Derek Vance If you have questions about UBS Financial Services and/or Derek Vance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Marisol Torres formerly with AXA Advisors

DID MARISOL LYNN TORRES CAUSE YOU INVESTMENT LOSSES? Marisol Torres Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Marisol Torres formerly with AXA Advisors? Marisol Torres (CRD #6187564) who was formerly registered with AXA Advisors and located in West Reading, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Marisol Torres Customer Complaint Marisol Torres has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Marisol Torres forged her signature on the salary reduction agreement form associated with her tax sheltered annuity. Marisol Torres’ customer complaint was settled in favor of the investors. Marisol Torres Red Flags & Your Rights As An Investor Of course, Marisol Torres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marisol Torres at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Marisol Torres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors Due To Marisol Torres If you have questions about AXA Advisors and/or Marisol Torres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

James Vandenburg of Cambridge Investment Research

DID JAMES DAVID VANDENBURG CAUSE YOU INVESTMENT LOSSES? James Vandenburg Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Vandenburg of Cambridge Investment Research? James Vandenburg (CRD #6463658) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, James Vandenburg was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Vandenburg Customer Complaint James Vandenburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative did not disclose and inform her about the tax impact of accepting an enhanced surrender offer related to an annuity contract. The client demanded to be paid the taxes she incurred. James Vandenburg’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. James Vandenburg Red Flags & Your Rights As An Investor Of course, James Vandenburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vandenburg at Cambridge Investment Research, Cambridge Investment Research Advisors, and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Vandenburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To James Vandenburg If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Voya Financial Advisors, and/or James Vandenburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jeffrey Vanover of Hilltop Securities

DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES? Jeffrey Vanover Of Hilltop Securities And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Vanover of Hilltop Securities? Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities and located in Lufkin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities, Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Vanover Customer Complaint Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged their advisor provided poor advice regarding an equity security, option contracts related to that security, and another security sold to cover margin debt. Jeffrey Vanover’s customer complaint was settled in favor of the investors. Jeffrey Vanover Red Flags & Your Rights As An Investor Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Due To Jeffrey Vanover If you have questions about Hilltop Securities, Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Torroba of UBS Financial Services

DID DANIEL DIAZ TORROBA CAUSE YOU INVESTMENT LOSSES? Daniel Torroba Of UBS Financial Services And Formerly With Credit Suisse Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torroba of UBS Financial Services? Daniel Torroba (CRD #5070881) who is currently registered with UBS Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Daniel Torroba was associated with Credit Suisse Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torroba Customer Complaint Daniel Torroba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she could not understand how her account was excessively invested in a single fund. The client further alleged her account was rebalanced when all she wanted to do was not lose any more money and avoid a margin call. Daniel Torroba’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Daniel Torroba Red Flags & Your Rights As An Investor Of course, Daniel Torroba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torroba at UBS Financial Services and Credit Suisse Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Daniel Torroba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Credit Suisse Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Daniel Torroba If you have questions about UBS Financial Services, Credit Suisse Securities (USA), and/or Daniel Torroba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Susan VanSpybrook of J.P. Morgan Securities

DID SUSAN M. VANSPYBROOK CAUSE YOU INVESTMENT LOSSES? Susan VanSpybrook of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Susan VanSpybrook of J.P. Morgan Securities? Susan VanSpybrook (CRD #4670716) who is currently registered with J.P. Morgan Securities and located in Northville, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Susan VanSpybrook Customer Complaint Susan VanSpybrook has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding equity listed investment. Susan VanSpybrook’s customer complaint was settled in favor of the investors. Susan VanSpybrook Red Flags & Your Rights As An Investor Of course, Susan VanSpybrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan VanSpybrook at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Susan VanSpybrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Susan VanSpybrook If you have questions about J.P. Morgan Securities and/or Susan VanSpybrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith

DID TRANG HONG TRAN CAUSE YOU INVESTMENT LOSSES? Trang Tran Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith? Trang Tran (CRD #6606194) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Trang Tran was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Trang Tran Customer Complaint Trang Tran has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged failure to follow instructions. Trang Tran’s customer complaint was settled in favor of the investors. Trang Tran Red Flags & Your Rights As An Investor Of course, Trang Tran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trang Tran at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Trang Tran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trang Tran If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Trang Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Felipe Vargas of Insigneo Securities

DID FELIPE HENAO VARGAS CAUSE YOU INVESTMENT LOSSES? Felipe Vargas Of Insigneo Securities, Insigneo Advisory Services And Formerly With Bolton Global Asset Management, Bolton Global Capital And HB Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Felipe Vargas of Insigneo Securities? Felipe Vargas (CRD #5140431) who is currently registered with Insigneo Securities, Insigneo Advisory Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Insigneo Securities and Insigneo Advisory Services, Felipe Vargas was associated with Bolton Global Asset Management, Bolton Global Capital, HB Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Felipe Vargas Customer Complaint Felipe Vargas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Felipe Henao Vargas placed a short trade for 20,000 Barclays Bk VIX Short Term Futures ETN for the account of Zaphiro Investments and on March 17 he placed a subsequent trade to cover the short. The firm was notified by Mr. Vargas that Zaphiro had concerns regarding the management and overall performance of his brokerage account. The customer complaint filed against Felipe Vargas’ current employer Insigneo Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Felipe Vargas Red Flags & Your Rights As An Investor Of course, Felipe Vargas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Vargas at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management on alert to review carefully the activity and performance of their accounts and question whether Felipe Vargas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Insigneo Securities Due To Felipe Vargas If you have questions about Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, HB Asset Management, and/or Felipe Vargas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Gaea Verneris of LPL Financial

DID GAEA DAWN VERNERIS CAUSE YOU INVESTMENT LOSSES? Gaea Verneris Of LPL Financial And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Gaea Verneris of LPL Financial? Gaea Verneris (CRD #5746574) who is currently registered with LPL Financial and located in Ventura, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Gaea Verneris was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gaea Verneris Customer Complaint Gaea Verneris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the cost structure of their accounts, and that they have paid $8,000 in fees that they were not told would be charged. Gaea Verneris’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gaea Verneris Red Flags & Your Rights As An Investor Of course, Gaea Verneris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaea Verneris at LPL Financial and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Gaea Verneris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Gaea Verneris If you have questions about LPL Financial, Edward Jones, and/or Gaea Verneris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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