Mar 4, 2022

Jay Weil formerly with Cambridge Investment Research

DID JAY A. WEIL CAUSE YOU INVESTMENT LOSSES? Jay Weil Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Weil formerly with Cambridge Investment Research? Jay Weil (CRD #4383868) who was formerly registered with Cambridge Investment Research and located in Mission Viejo, California is a subject of one of our many securities industry sales practice abuse investigations. Jay Weil Customer Complaint Jay Weil has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations included breach of fiduciary duty and failure to comply with ERISA standards. Allegations stated that through his discretionary authority, Jay Weil selected investments based on substantial and excessive fees/commissions. Jay Weil’s customer complaint was settled in favor of the investors. Jay Weil Red Flags & Your Rights As An Investor Of course, Jay Weil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Weil at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Jay Weil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Jay Weil If you have questions about Cambridge Investment Research and/or Jay Weil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jason Wilk Formerly With Worden Capital Management

DID JASON ANDREW WILK CAUSE YOU INVESTMENT LOSSES? Jason Wilk Formerly With Worden Capital Management, Craft Capital Management And Windsor Street Capital Has 6 Customer Complaints For Alleged Broker Misconduct Who is Jason Wilk formerly with Worden Capital Management? Jason Wilk (CRD #6072438) who was formerly registered with Worden Capital Management and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Worden Capital Management, Jason Wilk was associated with Craft Capital Management, Windsor Street Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Wilk has also been the subject of a FINRA investigation in which he refused to supply information and documents.  As a result, he violated FINRA rules and was permanently barred from any further association with any member firm in any capacity. Jason Wilk Customer Complaints Jason Wilk has been the subject of 6 customer complaints that we know about. Five of Jason Wilk’s 6 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Worden Capital Management for investment losses caused by Jason Wilk’s alleged misconduct. Allegations Against Jason Wilk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Wilk’s alleged common law fraud; negligent misrepresentation; breach of fiduciary duty; failure to supervise; negligence. Unsuitable investment recommendations and unauthorized trading by Jason Wilk. Unsuitable investment recommendations by Jason Wilk. Unauthorized trading by Jason Wilk. Unauthorized trading and unsuitable investment recommendations by Jason Wilk. Unsuitable investment recommendations and unauthorized transactions, breach of fiduciary duty allegedly by Jason Wilk. Jason Wilk Red Flags & Your Rights As An Investor Of course, Jason Wilk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wilk at Worden Capital Management, Craft Capital Management, and Windsor Street Capital on alert to review carefully the activity and performance of their accounts and question whether Jason Wilk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management, Craft Capital Management, and Windsor Street Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Worden Capital Management Due To Jason Wilk If you have questions about Worden Capital Management, Craft Capital Management, Windsor Street Capital, and/or Jason Wilk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan Weinberg formerly with PHX Financial

DID JONATHAN AKIVA WEINBERG CAUSE YOU INVESTMENT LOSSES? Jonathan Weinberg Formerly With PHX Financial And Legend Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Weinberg formerly with PHX Financial? Jonathan Weinberg (CRD #6443007) who was formerly registered with PHX Financial and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Jonathan Weinberg was associated with Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Weinberg Customer Complaint Jonathan Weinberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments. The customer complaint filed against Jonathan Weinberg’s former employer PHX Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Jonathan Weinberg Red Flags & Your Rights As An Investor Of course, Jonathan Weinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Weinberg at PHX Financial and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Jonathan Weinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial and Legend Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Due To Jonathan Weinberg If you have questions about PHX Financial, Legend Securities, and/or Jonathan Weinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Willard Formerly With Edward Jones

DID MICHAEL ADAM WILLARD CAUSE YOU INVESTMENT LOSSES? Michael Willard Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Willard formerly with Edward Jones? Michael Willard (CRD #5169910) who was formerly registered with Edward Jones and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Michael Willard Customer Complaint Michael Willard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients alleged the financial advisor, Michael Willard made unauthorized trades in their accounts. Clients alleged the financial advisor did not follow their instructions to buy and sell investments on the day instructed. Clients alleged the financial advisor did not set up accounts properly to allow clients to have trade authority on all accounts. Clients were upset in the lack of communication from the financial advisor and Edward Jones when their accounts were transferred to a new financial advisor. Clients alleged that their account balance numbers were inaccurately displayed in the new online account platform. Michael Willard’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Willard Red Flags & Your Rights As An Investor Of course, Michael Willard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Willard at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Willard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Willard If you have questions about Edward Jones and/or Michael Willard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert Weingard of Raymond James & Associates

DID ROBERT PHILLIP WEINGARD CAUSE YOU INVESTMENT LOSSES? Robert Weingard Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Weingard of Raymond James & Associates? Robert Weingard (CRD #5550042) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Weingard Customer Complaint Robert Weingard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made misrepresentations about services offered. Robert Weingard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Weingard Red Flags & Your Rights As An Investor Of course, Robert Weingard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Weingard at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Robert Weingard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Robert Weingard If you have questions about Raymond James & Associates and/or Robert Weingard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Weiser of Voya Financial Advisors

DID JOSEPH ANTHONY WEISER CAUSE YOU INVESTMENT LOSSES? Joseph Weiser Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Weiser of Voya Financial Advisors? Joseph Weiser (CRD #6423539) who is currently registered with Voya Financial Advisors and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Joseph Weiser Customer Complaint Joseph Weiser has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative provided inaccurate information related to the taxable amount of a distribution taken. Joseph Weiser’s customer complaint was settled in favor of the investors. Joseph Weiser Red Flags & Your Rights As An Investor Of course, Joseph Weiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Weiser at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Weiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Joseph Weiser If you have questions about Voya Financial Advisors and/or Joseph Weiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Weisse formerly with J.P. Morgan Securities

DID JOHN JOSEPH WEISSE CAUSE YOU INVESTMENT LOSSES? John Weisse Formerly With J.P. Morgan Securities And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is John Weisse formerly with J.P. Morgan Securities? John Weisse (CRD #6270601) who was formerly registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, John Weisse was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Weisse Customer Complaint John Weisse has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity in light of the three additional fixed policies she had also recently purchased. John Weisse’s customer complaint was settled in favor of the investors. John Weisse Red Flags & Your Rights As An Investor Of course, John Weisse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Weisse at J.P. Morgan Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Weisse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To John Weisse If you have questions about J.P. Morgan Securities, NYLIFE Securities, and/or John Weisse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jay Wells formerly with Securities Service Network

DID JAY LAMARR WELLS CAUSE YOU INVESTMENT LOSSES? Jay Wells Formerly With Securities Service Network Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Wells formerly with Securities Service Network? Jay Wells (CRD #5602205) who was formerly registered with Securities Service Network and located in Draper, Utah is a subject of one of our many securities industry sales practice abuse investigations. Jay Wells Customer Complaint Jay Wells has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Jay Wells misrepresented the time horizon for liquidity of an investment purchased. Jay Wells’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jay Wells Red Flags & Your Rights As An Investor Of course, Jay Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Wells at Securities Service Network on alert to review carefully the activity and performance of their accounts and question whether Jay Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities Service Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities Service Network Due To Jay Wells If you have questions about Securities Service Network and/or Jay Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Noah Wertheimer of Coastal Equities

DID NOAH D. WERTHEIMER CAUSE YOU INVESTMENT LOSSES? Noah Wertheimer Of Coastal Equities, Coastal Investment Advisors And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Noah Wertheimer of Coastal Equities? Noah Wertheimer (CRD #4907880) who is currently registered with Coastal Equities, Coastal Investment Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities and Coastal Investment Advisors, Noah Wertheimer was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Noah Wertheimer Customer Complaints Noah Wertheimer has been the subject of 2 customer complaints that we know about. Both of Noah Wertheimer’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Noah Wertheimer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged poor recommendation/poor advice regarding managed account investment by Noah Wertheimer. Customer alleged Noah Wertheimer solicited investments on behalf of his spouse’s business. Noah Wertheimer Red Flags & Your Rights As An Investor Of course, Noah Wertheimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noah Wertheimer at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Noah Wertheimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities Due To Noah Wertheimer If you have questions about Coastal Equities, Coastal Investment Advisors, J.P. Morgan Securities, and/or Noah Wertheimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert Willauer of LPL Financial

DID ROBERT MICHAEL WILLAUER CAUSE YOU INVESTMENT LOSSES? Robert Willauer Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Willauer of LPL Financial? Robert Willauer (CRD #4412628) who is currently registered with LPL Financial and located in Chapel Hill, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Robert Willauer Customer Complaint Robert Willauer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged that transactions in their managed accounts were not for their benefit, and sought reimbursement of various account and advisory fees. Robert Willauer’s customer complaint was settled in favor of the investors. Robert Willauer Red Flags & Your Rights As An Investor Of course, Robert Willauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Willauer at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Robert Willauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Robert Willauer If you have questions about LPL Financial and/or Robert Willauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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