Mar 4, 2022

Kyle Woods of Edward Jones

DID KYLE HANK WOODS CAUSE YOU INVESTMENT LOSSES? Kyle Woods Of Edward Jones And Formerly With LPL Financial And National Planning Has A Customer Complaint For Alleged Broker Misconduct Who is Kyle Woods of Edward Jones? Kyle Woods (CRD #6523602) who is currently registered with Edward Jones and located in Kailua Kona, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Kyle Woods was associated with LPL Financial, National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kyle Woods Customer Complaint Kyle Woods has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the financial advisor sold a KS Statebank Manhattan CD in her account without her authorization. Kyle Woods’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kyle Woods Red Flags & Your Rights As An Investor Of course, Kyle Woods did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Woods at Edward Jones, LPL Financial, and National Planning on alert to review carefully the activity and performance of their accounts and question whether Kyle Woods has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, LPL Financial, and National Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kyle Woods If you have questions about Edward Jones, LPL Financial, National Planning, and/or Kyle Woods and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith

DID GUADALUPE CANDELARIA WRIGHT CAUSE YOU INVESTMENT LOSSES? Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Guadalupe Wright formerly with Merrill Lynch Pierce Fenner & Smith? Guadalupe Wright (CRD #4412564) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Guadalupe Wright Customer Complaint Guadalupe Wright has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized transfer of funds and/or wrongful withdrawals. The customer complaint filed against Guadalupe Wright’s former employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Guadalupe Wright Red Flags & Your Rights As An Investor Of course, Guadalupe Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guadalupe Wright at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Guadalupe Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Guadalupe Wright If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Guadalupe Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Wright Formerly With Thrivent Investment Management

DID JOHN WILLIAM WRIGHT CAUSE YOU INVESTMENT LOSSES? John Wright Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is John Wright formerly with Thrivent Investment Management? John Wright (CRD #6758314) who was formerly registered with Thrivent Investment Management and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. John Wright Customer Complaint John Wright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy purchased was not appropriate for her and the contract was not fully disclosed to her at the time of sale. John Wright’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. John Wright Red Flags & Your Rights As An Investor Of course, John Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Wright at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether John Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To John Wright If you have questions about Thrivent Investment Management and/or John Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Nathaniel Wright of Fidelity Brokerage Services

DID NATHANIEL J. WRIGHT CAUSE YOU INVESTMENT LOSSES? Nathaniel Wright Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Nathaniel Wright of Fidelity Brokerage Services? Nathaniel Wright (CRD #5530889) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Covington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Nathaniel Wright was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nathaniel Wright Customer Complaint Nathaniel Wright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the registered representative did not follow his instructions; namely, to liquidate customer’s the account upon a $50,000 drop in the account’s value. The customer complaint filed against Nathaniel Wright’s current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Nathaniel Wright Red Flags & Your Rights As An Investor Of course, Nathaniel Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Wright at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Nathaniel Wright If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Nathaniel Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Wyrozub of MML Investors Services

DID WILLIAM RANDALL WYROZUB CAUSE YOU INVESTMENT LOSSES? William Wyrozub Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Wyrozub of MML Investors Services? William Wyrozub (CRD #4351036) who is currently registered with MML Investors Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, William Wyrozub was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Wyrozub Customer Complaint William Wyrozub has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that when she purchased a fixed annuity, which was funded with proceeds from a variable annuity, she wasn’t told that she wouldn’t be able to take money out of the fixed annuity. She wanted all of her money returned. William Wyrozub’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. William Wyrozub Red Flags & Your Rights As An Investor Of course, William Wyrozub did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wyrozub at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Wyrozub has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To William Wyrozub If you have questions about MML Investors Services, MSI Financial Services, and/or William Wyrozub and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Vanessa Xavier of Equitable Advisors

DID VANESSA LIMA XAVIER CAUSE YOU INVESTMENT LOSSES? Vanessa Xavier Of Equitable Advisors And Formerly With Morgan Stanley And Itau International Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Vanessa Xavier of Equitable Advisors? Vanessa Xavier (CRD #5879377) who is currently registered with Equitable Advisors and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Vanessa Xavier was associated with Morgan Stanley, Itau International Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vanessa Xavier Customer Complaint Vanessa Xavier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the mutual fund investments purchased in their account were unsuitable. Vanessa Xavier’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Vanessa Xavier Red Flags & Your Rights As An Investor Of course, Vanessa Xavier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vanessa Xavier at Equitable Advisors, Morgan Stanley, and Itau International Securities on alert to review carefully the activity and performance of their accounts and question whether Vanessa Xavier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, Morgan Stanley, and Itau International Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Vanessa Xavier If you have questions about Equitable Advisors, Morgan Stanley, Itau International Securities, and/or Vanessa Xavier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jennifer Yang of J.P. Morgan Securities

DID JENNIFER LIU YANG CAUSE YOU INVESTMENT LOSSES? Jennifer Yang Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jennifer Yang of J.P. Morgan Securities? Jennifer Yang (CRD #6054079) who is currently registered with J.P. Morgan Securities and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Jennifer Yang Customer Complaint Jennifer Yang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged poor advice regarding a managed account investment. Jennifer Yang’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jennifer Yang Red Flags & Your Rights As An Investor Of course, Jennifer Yang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Yang at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jennifer Yang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jennifer Yang If you have questions about J.P. Morgan Securities and/or Jennifer Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dmitriy Yankelevich of MML Investors Services

DID DMITRIY YANKELEVICH CAUSE YOU INVESTMENT LOSSES? Dmitriy Yankelevich Of MML Investors Services And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dmitriy Yankelevich of MML Investors Services? Dmitriy Yankelevich (CRD #5071236) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Dmitriy Yankelevich was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dmitriy Yankelevich Customer Complaint Dmitriy Yankelevich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the policy is unsuitable and was misrepresented to them at the time of sale. Dmitriy Yankelevich’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Dmitriy Yankelevich Red Flags & Your Rights As An Investor Of course, Dmitriy Yankelevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dmitriy Yankelevich at MML Investors Services and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Dmitriy Yankelevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Dmitriy Yankelevich If you have questions about MML Investors Services, AXA Advisors, and/or Dmitriy Yankelevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Alex Yoo of Woodbury Financial Services

DID ALEX G. YOO CAUSE YOU INVESTMENT LOSSES? Alex Yoo Of Woodbury Financial Services And Formerly With Questar Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Yoo of Woodbury Financial Services? Alex Yoo (CRD #5287638) who is currently registered with Woodbury Financial Services and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Alex Yoo was associated with Questar Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alex Yoo Customer Complaint Alex Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable annuity. Client also alleged she was asked to sign paperwork in advance before completion, and that representative was unresponsive to requests for information. Alex Yoo’s customer complaint was settled in favor of the investors. Alex Yoo Red Flags & Your Rights As An Investor Of course, Alex Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Yoo at Woodbury Financial Services and Questar Capital on alert to review carefully the activity and performance of their accounts and question whether Alex Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Alex Yoo If you have questions about Woodbury Financial Services, Questar Capital, and/or Alex Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Gong Yun of Money Concepts Capital

DID GONG H. YUN CAUSE YOU INVESTMENT LOSSES? Gong Yun Of Money Concepts Capital And Formerly With Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Gong Yun of Money Concepts Capital? Gong Yun (CRD #6057039) who is currently registered with Money Concepts Capitaland located in Crystal, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Money Concepts Capital, Gong Yun was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Gong Yun Customer Complaint Gong Yun has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that email received from plan trustee disputed a bill he received from the plan’s third party administrator for approximately $5,810. TTEE alleged it was a poor plan due to lack of employee participation and that it had not been reviewed. The complaint does not allege unsuitability or poor market performance. Gong Yun’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gong Yun Red Flags & Your Rights As An Investor Of course, Gong Yun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gong Yun at Money Concepts Capital and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Gong Yun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gong Yun If you have questions about Money Concepts Capital, Park Avenue Securities, and/or Gong Yun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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