Mar 4, 2022

Mengxuan Zhang Formerly With Cetera Investment Services

DID MENGXUAN ZHANG CAUSE YOU INVESTMENT LOSSES? Mengxuan Zhang Formerly With Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mengxuan Zhang formerly with Cetera Investment Services? Mengxuan Zhang (CRD #6548853) who was formerly registered with Cetera Investment Services and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Mengxuan Zhang has also been the subject of a FINRA investigation for allegedly falsifying client signatures on account forms were of 3 different customers.  Without admitting or denying the allegations, Mengxuan Zhang, consented to a one-month suspension and $5, 000 fine. Mengxuan Zhang Customer Complaint Mengxuan Zhang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged they were sold an unsuitable product. The customer complaint filed against Mengxuan Zhang’s former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Mengxuan Zhang Red Flags & Your Rights As An Investor Of course, Mengxuan Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mengxuan Zhang at Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Mengxuan Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Mengxuan Zhang If you have questions about Cetera Investment Services and/or Mengxuan Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Zitzmann of Securities America

DID THOMAS ZITZMANN CAUSE YOU INVESTMENT LOSSES? Thomas Zitzmann Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Zitzmann of Securities America? Thomas Zitzmann (CRD #4603874) who is currently registered with Securities America and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Thomas Zitzmann was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Zitzmann Customer Complaint Thomas Zitzmann has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. Client was frustrated about delays associated with transferring assets from Nassau RE to Pershing. The customer complaint filed against Thomas Zitzmann’s former employer KMS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas Zitzmann Red Flags & Your Rights As An Investor Of course, Thomas Zitzmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Zitzmann at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Zitzmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Thomas Zitzmann If you have questions about Securities America, KMS Financial Services, and/or Thomas Zitzmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Rossetti of Benchmark Investments

DID JOSEPH F. ROSSETTI CAUSE YOU INVESTMENT LOSSES? Joseph Rossetti Of Benchmark Investments And Formerly With I-Bankers Direct And MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Rossetti of Benchmark Investments? Joseph Rossetti (CRD #5324812) who is currently registered with Benchmark Investments and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benchmark Investments, Joseph Rossetti was associated with I-Bankers Direct, MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Rossetti Customer Complaint Joseph Rossetti has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the variable annuity that she purchased was misrepresented. She wanted her money returned without penalty. Joseph Rossetti’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Joseph Rossetti Red Flags & Your Rights As An Investor Of course, Joseph Rossetti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Rossetti at Benchmark Investments, I-Bankers Direct, and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Rossetti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benchmark Investments, I-Bankers Direct, and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benchmark Investments Due To Joseph Rossetti If you have questions about Benchmark Investments, I-Bankers Direct, MML Investors Services, and/or Joseph Rossetti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Tara Rotfeld of Edward Jones

DID TARA LEIGH ROTFELD CAUSE YOU INVESTMENT LOSSES? Tara Rotfeld Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Tara Rotfeld of Edward Jones? Tara Rotfeld (CRD #5780116) who is currently registered with Edward Jones and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Tara Rotfeld Customer Complaint Tara Rotfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, negligent misrepresentation, and unsuitability. The causes of action related to claimant’s allegation that the recommendation to transfer funds from their American Fund investments to other American Funds investments was negligent and unsuitable. An arbitration award was entered against Edward Jones for Tara Rotfeld’s alleged misconduct causing investors losses. Tara Rotfeld Red Flags & Your Rights As An Investor Of course, Tara Rotfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tara Rotfeld at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Tara Rotfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Tara Rotfeld If you have questions about Edward Jones and/or Tara Rotfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan Rothman of Morgan Stanley

DID JONATHAN DAVID ROTHMAN CAUSE YOU INVESTMENT LOSSES? Jonathan Rothman Of Morgan Stanley And Formerly With Rose & Co. Capital Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Rothman of Morgan Stanley? Jonathan Rothman (CRD #5571493) who is currently registered with Morgan Stanley and located in Warren, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jonathan Rothman was associated with Rose & Co. Capital Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Rothman Customer Complaint Jonathan Rothman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize a liquidity access line for his account. Alleged damages unspecified. Jonathan Rothman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Rothman Red Flags & Your Rights As An Investor Of course, Jonathan Rothman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Rothman at Morgan Stanley and Rose & Co. Capital Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Rothman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Rose & Co. Capital Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jonathan Rothman If you have questions about Morgan Stanley, Rose & Co. Capital Advisors, and/or Jonathan Rothman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Elaine Roumillat of MML Investors Services

DID ELAINE ROUMILLAT CAUSE YOU INVESTMENT LOSSES? Elaine Roumillat Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Elaine Roumillat of MML Investors Services? Elaine Roumillat (CRD #6749793) who is currently registered with MML Investors Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Elaine Roumillat Customer Complaint Elaine Roumillat has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that the representative invested her in an unsuitable investment portfolio by exceeding her risk tolerance parameters and made unauthorized trades. The customer complaint filed against Elaine Roumillat’s current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Elaine Roumillat Red Flags & Your Rights As An Investor Of course, Elaine Roumillat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elaine Roumillat at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elaine Roumillat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elaine Roumillat If you have questions about MML Investors Services and/or Elaine Roumillat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Rozof of Revere Securities

DID JOSEPH W. ROZOF CAUSE YOU INVESTMENT LOSSES? Joseph Rozof Of Revere Securities And Formerly With Aegis Capital, Laidlaw & Company (UK) And National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Rozof of Revere Securities? Joseph Rozof (CRD #5274784) who is currently registered with Revere Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Revere Securities, Joseph Rozof was associated with Aegis Capital, Laidlaw & Company (UK), National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Rozof Customer Complaint Joseph Rozof has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged unsuitable investment recommendations. Joseph Rozof’s customer complaint was settled in favor of the investors. Joseph Rozof Red Flags & Your Rights As An Investor Of course, Joseph Rozof did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Rozof at Revere Securities, Aegis Capital, Laidlaw & Company (UK), and National Securities on alert to review carefully the activity and performance of their accounts and question whether Joseph Rozof has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities, Aegis Capital, Laidlaw & Company (UK), and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Revere Securities Due To Joseph Rozof If you have questions about Revere Securities, Aegis Capital, Laidlaw & Company (UK), National Securities, and/or Joseph Rozof and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Andrew Ruboyianes of UBS Financial Services

DID ANDREW JAMES RUBOYIANES CAUSE YOU INVESTMENT LOSSES? Andrew Ruboyianes Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Ruboyianes of UBS Financial Services? Andrew Ruboyianes (CRD #4628859) who is currently registered with UBS Financial Services and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Andrew Ruboyianes Customer Complaint Andrew Ruboyianes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate the account as instructed. He further alleged the financial advisor, Andrew Ruboyianes was misleading and did not inform him that the IRA was part of the trust and could not be liquidated. He further alleged the commissions were misrepresented to him. Andrew Ruboyianes’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Andrew Ruboyianes Red Flags & Your Rights As An Investor Of course, Andrew Ruboyianes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Ruboyianes at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Ruboyianes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Andrew Ruboyianes If you have questions about UBS Financial Services and/or Andrew Ruboyianes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Edward Rulison of Morgan Stanley

DID EDWARD DEMET RULISON CAUSE YOU INVESTMENT LOSSES? Edward Rulison Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Edward Rulison of Morgan Stanley? Edward Rulison (CRD #4675587) who is currently registered with Morgan Stanley and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Edward Rulison Customer Complaints Edward Rulison has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Edward Rulison’s 2 customer complaints was settled in favor of investors. One of Edward Rulison’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Edward Rulison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Rulison’s unauthorized trading with respect to investment activity in accounts. Clients alleged investments made by Edward Rulison had unsuitable risk and were unauthorized. Edward Rulison Red Flags & Your Rights As An Investor Of course, Edward Rulison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rulison at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edward Rulison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Edward Rulison If you have questions about Morgan Stanley and/or Edward Rulison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Royce Running of Centaurus Financial

DID ROYCE RYAN RUNNING CAUSE YOU INVESTMENT LOSSES? Royce Running Of Centaurus Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Royce Running of Centaurus Financial? Royce Running (CRD #5202198) who is currently registered with Centaurus Financial and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Royce Running Customer Complaint Royce Running has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Registered Representative, Royce Running, recommended unsuitable and illiquid investments. The customer complaint filed against Royce Running’s current employer Centaurus Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Royce Running Red Flags & Your Rights As An Investor Of course, Royce Running did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royce Running at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether Royce Running has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial Due To Royce Running If you have questions about Centaurus Financial and/or Royce Running and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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