Mar 4, 2022

Guilherme Sahadi of Wells Fargo Clearing Services

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Guilherme Sahadi Of Wells Fargo Clearing Services And Formerly With Citigroup Global Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Guilherme Sahadi of Wells Fargo Clearing Services? Guilherme Sahadi (CRD #6473850) who is currently registered with Wells Fargo Clearing Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Guilherme Sahadi was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guilherme Sahadi Customer Complaints Guilherme Sahadi has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. Both customer complaints filed against Guilherme Sahadi’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Guilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Guilherme Sahadi made unsuitable recommendations. Claimant alleged that Guilherme Sahadi over-concentrated his account in risky securities. Guilherme Sahadi Red Flags & Your Rights As An Investor Of course, Guilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guilherme Sahadi at Wells Fargo Clearing Services and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Guilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Citigroup Global Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Guilherme Sahadi If you have questions about Wells Fargo Clearing Services, Citigroup Global Markets, and/or Guilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Paul Saltaformaggio of LPL Financial

DID PAUL VINCENT SALTAFORMAGGIO CAUSE YOU INVESTMENT LOSSES? Paul Saltaformaggio Of LPL Financial, Stratos Wealth Partners Ltd And Formerly With Capital One Investing, Capital One Advisors And Capital One Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Saltaformaggio of LPL Financial? Paul Saltaformaggio (CRD #4599534) who is currently registered with LPL Financial, Stratos Wealth Partners Ltd and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Stratos Wealth Partners Ltd, Paul Saltaformaggio was associated with Capital One Investing, Capital One Advisors, Capital One Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Saltaformaggio Customer Complaints Paul Saltaformaggio has been the subject of 2 customer complaints that we know about. Both of Paul Saltaformaggio’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Paul Saltaformaggio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that sale of ETF’s by Paul Saltaformaggio was unauthorized. Customer alleged Paul Saltaformaggio’s advice to move from a fixed annuity to a variable annuity was not sound advice. Paul Saltaformaggio Red Flags & Your Rights As An Investor Of course, Paul Saltaformaggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Saltaformaggio at LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Paul Saltaformaggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Paul Saltaformaggio If you have questions about LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors, and/or Paul Saltaformaggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Timothy Salunga of TIAA-CREF Individual & Institutional Services

DID TIMOTHY MONTILLANO SALUNGA CAUSE YOU INVESTMENT LOSSES? Timothy Salunga Of TIAA-CREF Individual & Institutional Services And Formerly With SigFig Wealth Management Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Salunga of TIAA-CREF Individual & Institutional Services? Timothy Salunga (CRD #5627351) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Timothy Salunga was associated with SigFig Wealth Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Salunga Customer Complaint Timothy Salunga has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that discussions occurred with the TIAA representative around consolidation of accounts to a single Individual Retirement Account (IRA) that allowed for investment in Exchange Traded Funds (ETF). An IRA was established and account consolidations completed however the IRA that was established did not allow for investment in ETFs.  Timothy Salunga’s customer complaint was settled in favor of the investors. Timothy Salunga Red Flags & Your Rights As An Investor Of course, Timothy Salunga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Salunga at TIAA-CREF Individual & Institutional Services and SigFig Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Timothy Salunga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and SigFig Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Timothy Salunga If you have questions about TIAA-CREF Individual & Institutional Services, SigFig Wealth Management, and/or Timothy Salunga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Hung Sam formerly with Wells Fargo Clearing Services

DID HUNG SAM CAUSE YOU INVESTMENT LOSSES? Hung Sam Formerly With Wells Fargo Clearing Services And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Hung Sam formerly with Wells Fargo Clearing Services? Hung Sam (CRD #6065447) who was formerly registered with Wells Fargo Clearing Services and located in Laguna Niguel, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Hung Sam was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hung Sam Customer Complaint Hung Sam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor did not sell as instructed. Hung Sam’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hung Sam Red Flags & Your Rights As An Investor Of course, Hung Sam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hung Sam at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Hung Sam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hung Sam If you have questions about Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith, and/or Hung Sam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Alex Sanchez of J.P. Morgan Securities

DID ALEX SANCHEZ CAUSE YOU INVESTMENT LOSSES? Alex Sanchez Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Sanchez of J.P. Morgan Securities? Alex Sanchez (CRD #5624288) who is currently registered with J.P. Morgan Securities and located in Goleta, California is a subject of one of our many securities industry sales practice abuse investigations. Alex Sanchez Customer Complaint Alex Sanchez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged poor advice regarding mutual fund investment. Alex Sanchez’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Alex Sanchez Red Flags & Your Rights As An Investor Of course, Alex Sanchez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Sanchez at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Alex Sanchez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Alex Sanchez If you have questions about J.P. Morgan Securities and/or Alex Sanchez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Nicholas Sberlati of Morgan Stanley & Co.

DID NICHOLAS SBERLATI CAUSE YOU INVESTMENT LOSSES? Nicholas Sberlati Of Morgan Stanley & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Sberlati of Morgan Stanley & Co.? Nicholas Sberlati (CRD #4953286) who is currently registered with Morgan Stanley & Co.and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley & Co., Nicholas Sberlati was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nicholas Sberlati Customer Complaint Nicholas Sberlati has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to investment on bonds.  The customer complaint filed against Nicholas Sberlati’s current employer Morgan Stanley & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report. Nicholas Sberlati Red Flags & Your Rights As An Investor Of course, Nicholas Sberlati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Sberlati at Morgan Stanley & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Sberlati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley & Co. Due To Nicholas Sberlati If you have questions about Morgan Stanley & Co., Morgan Stanley, and/or Nicholas Sberlati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Ciro Sanclemente of National Securities

DID CIRO SANCLEMENTE CAUSE YOU INVESTMENT LOSSES? Ciro Sanclemente Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ciro Sanclemente of National Securities? Ciro Sanclemente (CRD #4502405) who is currently registered with National Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Ciro Sanclemente Customer Complaint Ciro Sanclemente has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, suitability, and breach of fiduciary duty, negligent misrepresentation and omissions. The customer complaint filed against Ciro Sanclemente’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Ciro Sanclemente Red Flags & Your Rights As An Investor Of course, Ciro Sanclemente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ciro Sanclemente at National Securities on alert to review carefully the activity and performance of their accounts and question whether Ciro Sanclemente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Ciro Sanclemente If you have questions about National Securities and/or Ciro Sanclemente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Kip Schmidt of Woodbury Financial Services

DID KIP RONALD SCHMIDT CAUSE YOU INVESTMENT LOSSES? Kip Schmidt Of Woodbury Financial Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kip Schmidt of Woodbury Financial Services? Kip Schmidt (CRD #5947055) who is currently registered with Woodbury Financial Services and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Kip Schmidt was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kip Schmidt Customer Complaint Kip Schmidt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the annuity recommended and purchased was unsuitable. Kip Schmidt’s customer complaint was denied and, to date, the customer has not taken any further action.. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kip Schmidt Red Flags & Your Rights As An Investor Of course, Kip Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kip Schmidt at Woodbury Financial Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kip Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. . File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Kip Schmidt If you have questions about Woodbury Financial Services, NYLIFE Securities, and/or Kip Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Adam Saporsky of Edward Jones

DID ADAM GARRETT SAPORSKY CAUSE YOU INVESTMENT LOSSES? Adam Saporsky Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Saporsky of Edward Jones? Adam Saporsky (CRD #5487851) who is currently registered with Edward Jones and located in Reno, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Adam Saporsky Customer Complaint Adam Saporsky has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor, Adam Saporsky, should have advised her to withdraw funds from her non-taxable account and that she suffered tax consequences as a result of the alleged failure to so advise. Adam Saporsky’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Saporsky Red Flags & Your Rights As An Investor Of course, Adam Saporsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Saporsky at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Adam Saporsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Adam Saporsky If you have questions about Edward Jones and/or Adam Saporsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Robert Schinsky of Ameriprise Financial Services

DID ROBERT EUGENE SCHINSKY CAUSE YOU INVESTMENT LOSSES? Robert Schinsky Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Schinsky of Ameriprise Financial Services? Robert Schinsky (CRD #4931156) who is currently registered with Ameriprise Financial Services and located in Midlothian, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Robert Schinsky Customer Complaint Robert Schinsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the advisor placed unauthorized trades in two of his qualified managed accounts. Robert Schinsky’s customer complaint was settled in favor of the investors. Robert Schinsky Red Flags & Your Rights As An Investor Of course, Robert Schinsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Schinsky at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Schinsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Schinsky If you have questions about Ameriprise Financial Services and/or Robert Schinsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading