Mar 4, 2022

Surya Sapra of Santander Securities

DID SURYA KAREN SAPRA CAUSE YOU INVESTMENT LOSSES? Surya Sapra Of Santander Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Surya Sapra of Santander Securities? Surya Sapra (CRD #4713523) who is currently registered with Santander Securities and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Surya Sapra Customer Complaint Surya Sapra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that the representative, Surya Sapra, provided poor investment advice resulting in a significant loss in the investment. Surya Sapra’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Surya Sapra Red Flags & Your Rights As An Investor Of course, Surya Sapra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Sapra at Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Surya Sapra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities Due To Surya Sapra If you have questions about Santander Securities and/or Surya Sapra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Preston Schoenfeld of Morgan Stanley

DID PRESTON SCHOENFELD CAUSE YOU INVESTMENT LOSSES? Preston Schoenfeld Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Preston Schoenfeld of Morgan Stanley? Preston Schoenfeld (CRD #4627512) who is currently registered with Morgan Stanley and located in Riverhead, New York is a subject of one of our many securities industry sales practice abuse investigations. Preston Schoenfeld Customer Complaints Preston Schoenfeld has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Preston Schoenfeld’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Preston Schoenfeld’s alleged misconduct. Allegations Against Preston Schoenfeld A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, unsuitability with respect to investments by Preston Schoenfeld. Customer complained that instructions to wire funds were not followed by Preston Schoenfeld. Preston Schoenfeld Red Flags & Your Rights As An Investor Of course, Preston Schoenfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Schoenfeld at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Preston Schoenfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Preston Schoenfeld If you have questions about Morgan Stanley and/or Preston Schoenfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Clay Scholes of Pruco Securities

DID CLAY W. SCHOLES CAUSE YOU INVESTMENT LOSSES? Clay Scholes Of Pruco Securities And Formerly With J.P. Morgan Securities And Unionbanc Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Clay Scholes of Pruco Securities? Clay Scholes (CRD #5724827) who is currently registered with Pruco Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Clay Scholes was associated with J.P. Morgan Securities, Unionbanc Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Clay Scholes Customer Complaint Clay Scholes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were regarding the purchase of an annuity contract.  The client alleged that the annuity was not suitable for her and that the representative did not fully disclose all facts regarding charges, expenses and fees. Clay Scholes’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Clay Scholes Red Flags & Your Rights As An Investor Of course, Clay Scholes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clay Scholes at Pruco Securities, J.P. Morgan Securities, and Unionbanc Investment Services on alert to review carefully the activity and performance of their accounts and question whether Clay Scholes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, J.P. Morgan Securities, and Unionbanc Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Clay Scholes If you have questions about Pruco Securities, J.P. Morgan Securities, Unionbanc Investment Services, and/or Clay Scholes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Schulte Formerly With MML Investors Services

DID WILLIAM SCOTT SCHULTE CAUSE YOU INVESTMENT LOSSES? William Schulte Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is William Schulte formerly with MML Investors Services? William Schulte (CRD #6912174) who was formerly registered with MML Investors Services and located in Hunt Valley, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, William Schulte was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Schulte Customer Complaint William Schulte has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged the Mainstay Mutual Fund account he opened in March 2020 was for the purpose of having funds deposited into a no risk account however his funds were instead deposited into an account that had risks tied to the stock market. William Schulte’s customer complaint was settled in favor of the investors. William Schulte Red Flags & Your Rights As An Investor Of course, William Schulte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Schulte at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether William Schulte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To William Schulte If you have questions about MML Investors Services, NYLIFE Securities, and/or William Schulte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Mason Schultz Formerly With Edward Jones

DID MASON MICHAEL SCHULTZ CAUSE YOU INVESTMENT LOSSES? Mason Schultz Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Mason Schultz formerly with Edward Jones? Mason Schultz (CRD #6785722) who was formerly registered with Edward Jones and located in New Richmond, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Mason Schultz Customer Complaint Mason Schultz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that financial advisor, Mason Schultz, caused the client to be invested in the stock market when he had expressed that he did not want to be so invested. Mason Schultz’s customer complaint was settled in favor of the investors. Mason Schultz Red Flags & Your Rights As An Investor Of course, Mason Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mason Schultz at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mason Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mason Schultz If you have questions about Edward Jones and/or Mason Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Byron Schuster of Edward Jones

DID BYRON MICHEAL SCHUSTER CAUSE YOU INVESTMENT LOSSES? Byron Schuster Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Byron Schuster of Edward Jones? Byron Schuster (CRD #6594141) who is currently registered with Edward Jones and located in Hartford, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Byron Schuster Customer Complaint Byron Schuster has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the financial advisor did not provide proper guidance as to tax withholding resulting in a tax burden. Byron Schuster’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Byron Schuster Red Flags & Your Rights As An Investor Of course, Byron Schuster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Byron Schuster at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Byron Schuster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Byron Schuster If you have questions about Edward Jones and/or Byron Schuster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith

DID ERIC JAMES SCHWAGER CAUSE YOU INVESTMENT LOSSES? Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Schwager formerly with Merrill Lynch Pierce Fenner & Smith? Eric Schwager (CRD #5817329) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Honolulu, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Eric Schwager Customer Complaint Eric Schwager has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were selling away; that is, selling securities that were not authorized for sale by his employer. Eric Schwager’s customer complaint was settled in favor of the investors. Eric Schwager Red Flags & Your Rights As An Investor Of course, Eric Schwager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwager at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Schwager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Eric Schwager If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Eric Schwager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Christopher Scibilia of J.P. Morgan Securities

DID CHRISTOPHER SCIBILIA CAUSE YOU INVESTMENT LOSSES? Christopher Scibilia Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Scibilia of J.P. Morgan Securities? Christopher Scibilia (CRD #5309252) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Scibilia Customer Complaint Christopher Scibilia has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged the Firm did not disclose risks associated with managed accounts or contact him to discuss investment strategies when value of managed accounts was declining due to COVID-19 pandemic. Christopher Scibilia’s customer complaint was settled in favor of the investors. Christopher Scibilia Red Flags & Your Rights As An Investor Of course, Christopher Scibilia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Scibilia at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Scibilia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Christopher Scibilia If you have questions about J.P. Morgan Securities and/or Christopher Scibilia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Mark Scordato of J.W. Cole Financial

DID MARK SCORDATO CAUSE YOU INVESTMENT LOSSES? Mark Scordato Of J.W. Cole Financial, J.W. Cole Advisors, Mark Scordato & Associates And Formerly With G.F. Investment Services And Global Financial Private Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Scordato of J.W. Cole Financial? Mark Scordato (CRD #4518684) who is currently registered with J.W. Cole Financial, J.W. Cole Advisors, Mark Scordato & Associates and located in Parsipanny, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, J.W. Cole Advisors, and Mark Scordato & Associates, Mark Scordato was associated with G.F. Investment Services, Global Financial Private Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Scordato Customer Complaints Mark Scordato has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Mark Scordato’s 2 customer complaints was settled in favor of investors. One of Mark Scordato’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Mark Scordato A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged Mark Scordato’s fraudulent preparation of applications and suitability forms, including the deliberate misstatement of claimant asset base resulted with the placement of the claimant’s assets into unsuitable investments, therefore incurring damages due to the early liquidations of various annuities and investment accounts. Client alleged unauthorized purchase of fixed insurance product by Mark Scordato. Mark Scordato Red Flags & Your Rights As An Investor Of course, Mark Scordato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Scordato at J.W. Cole Financial, J.W. Cole Advisors, Mark Scordato & Associates, G.F. Investment Services, and Global Financial Private Capital on alert to review carefully the activity and performance of their accounts and question whether Mark Scordato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, J.W. Cole Advisors, Mark Scordato & Associates, G.F. Investment Services, and Global Financial Private Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Mark Scordato If you have questions about J.W. Cole Financial, J.W. Cole Advisors, Mark Scordato & Associates, G.F. Investment Services, and Global Financial Private Capital, and/or Mark Scordato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

David Scott of Edward Jones

DID DAVID JAMES SCOTT CAUSE YOU INVESTMENT LOSSES? David Scott Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Scott of Edward Jones? David Scott (CRD #7014792) who is currently registered with Edward Jones and located in Anoka, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. David Scott Customer Complaint David Scott has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleges that David Scott misrepresented the nature of the mutual fund that was purchased. David Scott’s customer complaint was settled in favor of the investors. David Scott Red Flags & Your Rights As An Investor Of course, David Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Scott at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Scott If you have questions about Edward Jones and/or David Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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