Mar 4, 2022

Daniel Sebastian Formerly With Wells Fargo Clearing Services

DID DANIEL GERARD SEBASTIAN CAUSE YOU INVESTMENT LOSSES? Daniel Sebastian Formerly With Wells Fargo Clearing Services And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Sebastian formerly with Wells Fargo Clearing Services? Daniel Sebastian (CRD #4501705) who was formerly registered with Wells Fargo Clearing Services and located in Palmdale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Daniel Sebastian was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Sebastian Customer Complaint Daniel Sebastian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, instead of diversifying within the same family of mutual funds, the financial advisor, Daniel Sebastian made purchases in various fund companies which resulted in excess front-end load fees. Daniel Sebastian’s customer complaint was settled in favor of the investors. Daniel Sebastian Red Flags & Your Rights As An Investor Of course, Daniel Sebastian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Sebastian at Wells Fargo Clearing Services and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Sebastian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Sebastian If you have questions about Wells Fargo Clearing Services, J.P. Morgan Securities, and/or Daniel Sebastian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sanjeev Segan of NYLIFE Securities

DID SANJEEV SEGAN CAUSE YOU INVESTMENT LOSSES? Sanjeev Segan Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is Sanjeev Segan of NYLIFE Securities? Sanjeev Segan (CRD #5457378) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Sanjeev Segan Customer Complaint Sanjeev Segan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were in connection with separate life policy to variable annuity replacements, customer alleged that the applicable mortality expenses of the variable annuity were not disclosed, and therefore believed he would be in a better situation had he retained his original life policies. Sanjeev Segan’s customer complaint was settled in favor of the investors. Sanjeev Segan Red Flags & Your Rights As An Investor Of course, Sanjeev Segan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanjeev Segan at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Sanjeev Segan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Sanjeev Segan If you have questions about NYLIFE Securities, Eagle Strategies, and/or Sanjeev Segan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Ilan Segev of Morgan Stanley

DID ILAN AVI SEGEV CAUSE YOU INVESTMENT LOSSES? Ilan Segev Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Ilan Segev of Morgan Stanley? Ilan Segev (CRD #4826899) who is currently registered with Morgan Stanley and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Ilan Segev Customer Complaint Ilan Segev has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client that purchase of corporate bonds was misrepresented. Damages unspecified. Ilan Segev’s customer complaint was settled in favor of the investors. Ilan Segev Red Flags & Your Rights As An Investor Of course, Ilan Segev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ilan Segev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ilan Segev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ilan Segev If you have questions about Morgan Stanley and/or Ilan Segev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

H. Brock Seibold of LPL Financial

DID H. BROCK SEIBOLD CAUSE YOU INVESTMENT LOSSES? H. Brock Seibold Of LPL Financial And Formerly With Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct Who is H. Brock Seibold of LPL Financial? H. Brock Seibold (CRD #4640150) who is currently registered with LPL Financial and located in Berkley, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, H. Brock Seibold was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. H. Brock Seibold Customer Complaints H. Brock Seibold has been the subject of 2 customer complaints that we know about. Both of H. Brock Seibold’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against H. Brock Seibold A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged forgery by H. Brock Seibold. Customer was unhappy that she could not liquidate the investment allegedly made by H. Brock Seibold until after the one-year holding period. H. Brock Seibold Red Flags & Your Rights As An Investor Of course, H. Brock Seibold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of H. Brock Seibold at LPL Financial and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether H. Brock Seibold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To H. Brock Seibold If you have questions about LPL Financial, Cetera Advisor Networks, and/or H. Brock Seibold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Shoemaker of Bankers Life Securities

DID MICHAEL PERRON SHOEMAKER CAUSE YOU INVESTMENT LOSSES? Michael Shoemaker Of Bankers Life Securities, Bankers Life Advisory Services And Formerly With ProEquities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Shoemaker of Bankers Life Securities? Michael Shoemaker (CRD #5836113) who is currently registered with Bankers Life Securities, Bankers Life Advisory Services and located in Cordova, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Bankers Life Advisory Services, Michael Shoemaker was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Shoemaker Customer Complaints Michael Shoemaker has been the subject of 3 customer complaints that we know about. One of Michael Shoemaker’s 3 customer complaints was settled in favor of investors. Two of Michael Shoemaker’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Shoemaker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Shoemaker misrepresented a variable annuity product after she told the representative she did want to participate in the market. Client also alleged that she was unaware of the surrender charge on the product and that the representative told her the funds would be in. Client alleged that representative, Michael Shoemaker misrepresented the product. In a written complaint dated June 4, 2019, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, [REDACTED] alleged that she was not informed of surrender charges when she purchased a Guaranteed Life Income Annuity (GLIA) from BLC in June of 2018. [REDACTED] alleged her money is now locked in the annuity for 11 years with a current 10% penalty to cancel. [REDACTED] asked for her money to be released from BLC without a penalty. BLC determined that the purchase of the GLIA was suitable for the client and she was aware of surrender charges. While the GLIA sold to [REDACTED] was not a security and was issued by BLC, the Firm is reporting this complaint because the source of funding for the BLC annuity came from the sale of securities recommended by a registered representative of the Firm. Michael Shoemaker Red Flags & Your Rights As An Investor Of course, Michael Shoemaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Shoemaker at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Michael Shoemaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities Due To Michael Shoemaker If you have questions about Bankers Life Securities, Bankers Life Advisory Services, ProEquities, and/or Michael Shoemaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kurt Sharp of Ameriprise Financial Services

DID KURT DOUGLAS SHARP CAUSE YOU INVESTMENT LOSSES? Kurt Sharp Of Ameriprise Financial Services And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kurt Sharp of Ameriprise Financial Services? Kurt Sharp (CRD #4611426) who is currently registered with Ameriprise Financial Services and located in Shakopee, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kurt Sharp Customer Complaint Kurt Sharp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were his financial advisor, Kurt Sharp, failed to liquidate his accounts as requested and he suffered monetary damages as a result. Kurt Sharp’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kurt Sharp Red Flags & Your Rights As An Investor Of course, Kurt Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Sharp at Ameriprise Financial Services and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Kurt Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Kurt Sharp If you have questions about Ameriprise Financial Services, Wells Fargo Clearing Services, and/or Kurt Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jenna Short of Edward Jones

DID JENNA ELIZABETH SHORT CAUSE YOU INVESTMENT LOSSES? Jenna Short Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jenna Short of Edward Jones? Jenna Short (CRD #4985442) who is currently registered with Edward Jones and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Jenna Short Customer Complaints Jenna Short has been the subject of 2 customer complaints that we know about. Both of Jenna Short’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Jenna Short A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Jenna Short’s recommendation to sell OLED cost him $18,523.00. The client alleged Jenna Short assured him that his account would provide income of $8,000 per month; however, he had been advised that he was not as financially stable as he was led to believe. Additionally, the client alleged he was being assessed $6,700 in fees to remove his accounts from Edward Jones and that he was not informed of the fees at the onset of his relationship with the firm. Jenna Short Red Flags & Your Rights As An Investor Of course, Jenna Short did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jenna Short at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jenna Short has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jenna Short If you have questions about Edward Jones and/or Jenna Short and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Matthew Shull of Pruco Securities

DID MATTHEW DEAN SHULL CAUSE YOU INVESTMENT LOSSES? Matthew Shull Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Shull of Pruco Securities? Matthew Shull (CRD #6032056) who is currently registered with Pruco Securities and located in Fort Wayne, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Matthew Shull Customer Complaint Matthew Shull has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were verbal complaint was initially received on 1/13/2020, however, it did not meet our criteria for re-portability and is only being reported now due to the settlement of $17,229.58. Matthew Shull’s customer complaint was settled in favor of the investors. Matthew Shull Red Flags & Your Rights As An Investor Of course, Matthew Shull did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Shull at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Shull has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Pruco Securities Due To Matthew Shull If you have questions about Pruco Securities and/or Matthew Shull and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Vincent Sharpe of PHX Financial

DID VINCENT ANTHONY SHARPE CAUSE YOU INVESTMENT LOSSES? Vincent Sharpe Of PHX Financial And Formerly With Aegis Capital And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Vincent Sharpe of PHX Financial? Vincent Sharpe (CRD #5435813) who is currently registered with PHX Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Vincent Sharpe was associated with Aegis Capital, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vincent Sharpe Customer Complaints Vincent Sharpe has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Vincent Sharpe’s 2 customer complaints were settled in favor of investors. Allegations Against Vincent Sharpe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation or misleading information and churning/excessive trading by Vincent Sharpe. Vincent Sharpe’s alleged unsuitability, unauthorized trading, churning, misrepresentation, negligence, breach of contract, breach of fiduciary duty, omission of material facts. Vincent Sharpe Red Flags & Your Rights As An Investor Of course, Vincent Sharpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Sharpe at PHX Financial, Aegis Capital, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Vincent Sharpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Aegis Capital, and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Due To Vincent Sharpe If you have questions about PHX Financial, Aegis Capital, National Securities, and/or Vincent Sharpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Steven Sievers of Thrivent Investment Management

DID STEVEN ROGER SIEVERS CAUSE YOU INVESTMENT LOSSES? Steven Sievers Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Sievers of Thrivent Investment Management? Steven Sievers (CRD #6060451) who is currently registered with Thrivent Investment Management and located in Cedarburg, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Steven Sievers Customer Complaint Steven Sievers has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the surrender charges were not disclosed to her when she purchased the contract. Steven Sievers’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Steven Sievers Red Flags & Your Rights As An Investor Of course, Steven Sievers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sievers at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Steven Sievers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Steven Sievers If you have questions about Thrivent Investment Management and/or Steven Sievers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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