Keith Tomer of Securian Financial Services

DID KEITH FLYNN TOMER CAUSE YOU INVESTMENT LOSSES? Keith Tomer Of Securian Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Tomer of Securian Financial Services? Keith Tomer (CRD #4801360) who is currently registered with Securian Financial Services and located in Doylestown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Keith Tomer Customer Complaint Keith Tomer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were executor feels unnecessary delays were made in liquidating the estate account which resulted in decreased value in the account.  Keith Tomer’s customer complaint was settled in favor of the investors. Keith Tomer Red Flags & Your Rights As An Investor Of course, Keith Tomer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Tomer at Securian Financial Services on alert to review carefully the activity and performance of their accounts and question whether Keith Tomer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Keith Tomer If you have questions about Securian Financial Services and/or Keith Tomer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mathew Tong of J.P. Morgan Securities

DID MATHEW TONG CAUSE YOU INVESTMENT LOSSES? Mathew Tong Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Mathew Tong of J.P. Morgan Securities? Mathew Tong (CRD #5015156) who is currently registered with J.P. Morgan Securities and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Mathew Tong Customer Complaint Mathew Tong has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged suitability regarding managed account investment. Mathew Tong’s customer complaint was settled in favor of the investors. Mathew Tong Red Flags & Your Rights As An Investor Of course, Mathew Tong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mathew Tong at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Mathew Tong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Mathew Tong If you have questions about J.P. Morgan Securities and/or Mathew Tong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Michael Tancorra of Equitable Advisors

DID MICHAEL A. TANCORRA CAUSE YOU INVESTMENT LOSSES? Michael Tancorra of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Tancorra of Equitable Advisors? Michael Tancorra (CRD #5870879) who is currently registered with Equitable Advisors and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Michael Tancorra Customer Complaint Michael Tancorra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Michael Tancorra sold him a REIT that was unsuitable for his needs. Michael Tancorra’s customer complaint was settled in favor of the investors. Michael Tancorra Red Flags & Your Rights As An Investor Of course, Michael Tancorra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Tancorra at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Tancorra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Michael Tancorra If you have questions about Equitable Advisors and/or Michael Tancorra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Tonkovich of Morgan Stanley

DID THOMAS LEE TONKOVICH CAUSE YOU INVESTMENT LOSSES? Thomas Tonkovich Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Tonkovich of Morgan Stanley? Thomas Tonkovich (CRD #5256792) who is currently registered with Morgan Stanley and located in Sea Girt, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Thomas Tonkovich was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Tonkovich Customer Complaint Thomas Tonkovich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Thomas Lee Tonkovich was a subject of the customer’s complaint against his member firm that asserted the following causes of action: respondeat superior, suitability, and negligence. The causes of action relate to an investment account and an IRA account. An arbitration award was entered against Wells Fargo Clearing Services for the alleged misconduct causing investors losses. Thomas Tonkovich Red Flags & Your Rights As An Investor Of course, Thomas Tonkovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tonkovich at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Tonkovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Tonkovich If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Thomas Tonkovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Brandon Tatarevich of J.P. Morgan Securities

DID BRANDON D. TATAREVICH CAUSE YOU INVESTMENT LOSSES? Brandon Tatarevich Of J.P. Morgan Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Brandon Tatarevich of J.P. Morgan Securities? Brandon Tatarevich (CRD #4694264) who is currently registered with J.P. Morgan Securities and located in Ft. Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Brandon Tatarevich Customer Complaints Brandon Tatarevich has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All three of Brandon Tatarevich’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Sean Sullivan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brandon Tatarevich’s failure to follow instructions regarding managed account investment. Client alleged Brandon Tatarevich’s misrepresentation regarding managed account investment. Client alleged suitability regarding managed account investment by Brandon Tatarevich. Brandon Tatarevich Red Flags & Your Rights As An Investor Of course, Brandon Tatarevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Tatarevich at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Brandon Tatarevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Brandon Tatarevich If you have questions about  J.P. Morgan Securities and/or Brandon Tatarevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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David Trusler of Mutual Of Omaha Investor Services

DID DAVID WAYNE TRUSLER CAUSE YOU INVESTMENT LOSSES? David Trusler Of Mutual Of Omaha Investor Services And Formerly With Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is David Trusler of Mutual Of Omaha Investor Services? David Trusler (CRD #5077079) who is currently registered with Mutual Of Omaha Investor Services and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Of Omaha Investor Services, David Trusler was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Trusler Customer Complaints David Trusler has been the subject of 2 customer complaints that we know about. Both of David Trusler’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against David Trusler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client believed and alleged David Trusler should have told him about owing taxes on his normal IRA distributions. Customer alleged he should be able to receive the full value of his annuity contract without penalty because David Trusler told him he could get his money anytime he wanted to. David Trusler Red Flags & Your Rights As An Investor Of course, David Trusler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Trusler at Mutual Of Omaha Investor Services and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether David Trusler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services and Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To David Trusler If you have questions about Mutual Of Omaha Investor Services, Northwestern Mutual Investment Services, and/or David Trusler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Richard Tulloch of Avatar Securities

DID RICHARD TODD TULLOCH CAUSE YOU INVESTMENT LOSSES? Richard Tulloch Of Avatar Securities And Formerly With Wayne Hummer Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Tulloch of Avatar Securities? Richard Tulloch (CRD #5180553) who is currently registered with Avatar Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avatar Securities, Richard Tulloch was associated with Wayne Hummer Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Tulloch Customer Complaints Richard Tulloch has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Richard Tulloch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Wintrust Investments for investment losses caused by Richard Tulloch’s alleged misconduct. Allegations Against Richard Tulloch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that a particular investment allocation was unsuitable for their risk tolerance and that Richard Tulloch misrepresented the investment. Richard Tulloch allegedly inflated client’s net worth to justify concentrated recommendation in non-traded REITs. Richard Tulloch Red Flags & Your Rights As An Investor Of course, Richard Tulloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tulloch at Avatar Securities and Wayne Hummer Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Tulloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avatar Securities and Wayne Hummer Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avatar Securities Due To Richard Tulloch If you have questions about Avatar Securities, Wayne Hummer Investments, and/or Richard Tulloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Roy Tonning of UBS Financial Services

DID ROY K. TONNING CAUSE YOU INVESTMENT LOSSES? Roy Tonning Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roy Tonning of UBS Financial Services? Roy Tonning (CRD #5494420) who is currently registered with UBS Financial Services and located in Ponte Vedra, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Roy Tonning was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roy Tonning Customer Complaints Roy Tonning has been the subject of 2 customer complaints that we know about. One of Roy Tonning’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Roy Tonning’s alleged misconduct. Allegations Against Roy Tonning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customers alleged unauthorized trading and misrepresentation by Roy Tonning. Claimant’s counsel alleged Roy Tonning’s unsuitability and misrepresentation regarding an options overlay strategy investment. Roy Tonning Red Flags & Your Rights As An Investor Of course, Roy Tonning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Tonning at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Roy Tonning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Roy Tonning If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Roy Tonning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Ernst Tullus of Merrill Lynch Pierce Fenner & Smith

DID ERNST JUNIOR TULLUS CAUSE YOU INVESTMENT LOSSES? Ernst Tullus Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ernst Tullus of Merrill Lynch Pierce Fenner & Smith? Ernst Tullus (CRD #6151941) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Margate, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Ernst Tullus was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ernst Tullus Customer Complaint Ernst Tullus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unauthorized withdrawal was made from her account on April 13, 2020. Ernst Tullus’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ernst Tullus Red Flags & Your Rights As An Investor Of course, Ernst Tullus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernst Tullus at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ernst Tullus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernst Tullus If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Ernst Tullus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Stefan Tunaru of NYLIFE Securities

DID STEFAN TUNARU CAUSE YOU INVESTMENT LOSSES? Stefan Tunaru Of Equity Services, Inc. And Formerly With NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Stefan Tunaru of Equity Services, Inc? Stefan Tunaru (CRD #5570657) who is currently registered as a broker with Equity Services, Inc and located in Stamford, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equity Services, Inc,Stefan Tunaru was associated with NYLife Securities LLC. Stefan Tunaru Customer Complaint Stefan Tunaru has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. There is currently one customer complaint that has been filed with the brokerage firm which is awaiting its review and disposition. Allegations Against Stefan Tunaru A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stefan Tunaru Red Flags & Your Rights As An Investor Of course, Stefan Tunaru did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stefan Tunaru at Equity Services, Inc and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Stefan Tunaruhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services, Inc and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Stefan Tunaru If you have questions about Equity Services, Inc, NYLife Securities LLC and/or Stefan Tunaru and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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