Mar 4, 2022

Daniel Smith of Wells Fargo Clearing Services

DID DANIEL W. SMITH CAUSE YOU INVESTMENT LOSSES? Daniel Smith Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Smith of Wells Fargo Clearing Services? Daniel Smith (CRD #5816549) who is currently registered with Wells Fargo Clearing Services and located in Canyon, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Smith Customer Complaints Daniel Smith has been the subject of 2 customer complaints that we know about. One of Daniel Smith’s 2 customer complaints was settled in favor of investors. One of Daniel Smith’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Daniel Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained that the terms of the investment, as explained by Daniel Smith, allegedly turned out to be incorrect. Client verbally alleged that Daniel Smith misrepresented the terms of a unit investment trust relating to the liquidity or availability of her funds in conjunction with a fluctuating account balance. Daniel Smith Red Flags & Your Rights As An Investor Of course, Daniel Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Smith at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Smith If you have questions about Wells Fargo Clearing Services and/or Daniel Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

David Smith of Merrill Lynch Pierce Fenner & Smith

DID DAVID ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #6507487) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, David Smith was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentations and failure to follow instructions.  David Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Homer Smith Formerly With Ameriprise Financial Services

DID HOMER SCOVILLE SMITH IV CAUSE YOU INVESTMENT LOSSES? Homer Smith Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Homer Smith formerly with Ameriprise Financial Services? Homer Smith (CRD #4424221) who was formerly registered with Ameriprise Financial Services and located in Bremerton, Washington is a subject of one of our many securities industry sales practice abuse investigations. Homer Smith Customer Complaint Homer Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that AFSI prematurely liquidated his Oppenheimer IRA account rather than transferring the account to his ex-wife as contemplated in the Court’s QDRA order. Claimant claimed that the liquidation value was less than the appreciating value of the IRA account to which the ex-wife would have been entitled. Homer Smith’s customer complaint was settled in favor of the investors. Homer Smith Red Flags & Your Rights As An Investor Of course, Homer Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Homer Smith at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Homer Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Homer Smith If you have questions about Ameriprise Financial Services and/or Homer Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jeffrey Smith of The O.N. Equity Sales

DID JEFFREY LON SMITH CAUSE YOU INVESTMENT LOSSES? Jeffrey Smith Of The O.N. Equity Sales Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Smith of The O.N. Equity Sales? Jeffrey Smith (CRD #5468272) who is currently registered with The O.N. Equity Sales and located in Bethalto, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Smith Customer Complaint Jeffrey Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative provided incorrect information regarding living benefit rider. The customer complaint filed against Jeffrey Smith’s current employer The O.N. Equity Sales for investment losses caused by the alleged misconduct is pending as of the date of this report. Jeffrey Smith Red Flags & Your Rights As An Investor Of course, Jeffrey Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Smith at The O.N. Equity Sales on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The O.N. Equity Sales also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The O.N. Equity Sales Due To Jeffrey Smith If you have questions about The O.N. Equity Sales and/or Jeffrey Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Todd Smith of J.P. Morgan Securities

DID TODD HARRISON SMITH CAUSE YOU INVESTMENT LOSSES? Todd Smith Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Smith of J.P. Morgan Securities? Todd Smith (CRD #6366924) who is currently registered with J.P. Morgan Securities and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. Todd Smith Customer Complaint Todd Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Todd Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Todd Smith Red Flags & Your Rights As An Investor Of course, Todd Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Smith at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Todd Smith If you have questions about J.P. Morgan Securities and/or Todd Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Smutko of Ameriprise Financial Services

DID ERIC JOHN SMUTKO CAUSE YOU INVESTMENT LOSSES? Eric Smutko Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Smutko of Ameriprise Financial Services? Eric Smutko (CRD #4665221) who is currently registered with Ameriprise Financial Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Eric Smutko Customer Complaint Eric Smutko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the recommendation provided by the advisor to purchase two RiverSource Variable Annuities was not in his best interest. Eric Smutko’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Eric Smutko Red Flags & Your Rights As An Investor Of course, Eric Smutko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Smutko at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Eric Smutko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Eric Smutko If you have questions about Ameriprise Financial Services and/or Eric Smutko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Alexander Solove of Equitable Advisors

DID ALEXANDER BENJAMIN SOLOVE CAUSE YOU INVESTMENT LOSSES? Alexander Solove Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Alexander Solove of Equitable Advisors? Alexander Solove (CRD #6210468) who is currently registered with Equitable Advisors and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Alexander Solove Customer Complaint Alexander Solove has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged RR, Alexander Solove did not accurately disclose the policy terms and did not disclose all the charges and fees of her variable annuity. Alexander Solove’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Alexander Solove Red Flags & Your Rights As An Investor Of course, Alexander Solove did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Solove at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Alexander Solove has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Alexander Solove If you have questions about Equitable Advisors and/or Alexander Solove and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Cameron Sommer of Equitable Advisors

DID CAMERON D. SOMMER CAUSE YOU INVESTMENT LOSSES? Cameron Sommer Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Cameron Sommer of Equitable Advisors? Cameron Sommer (CRD #6796993) who is currently registered with Equitable Advisors and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Cameron Sommer Customer Complaint Cameron Sommer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of an unsuitable variable annuity. Cameron Sommer’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Cameron Sommer Red Flags & Your Rights As An Investor Of course, Cameron Sommer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cameron Sommer at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Cameron Sommer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Cameron Sommer If you have questions about Equitable Advisors and/or Cameron Sommer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Danny Sookram of Equitable Advisors

DID DANNY SHIVA SOOKRAM CAUSE YOU INVESTMENT LOSSES? Danny Sookram Of Equitable Advisors And Formerly With Aegis Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Danny Sookram of Equitable Advisors? Danny Sookram (CRD #6113338) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Danny Sookram was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Danny Sookram Customer Complaint Danny Sookram has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, breach of contract, breach of fiduciary duty. The customer complaint filed against Danny Sookram’s former employer Aegis Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Danny Sookram Red Flags & Your Rights As An Investor Of course, Danny Sookram did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Danny Sookram at Equitable Advisors and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Danny Sookram has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and Aegis Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Danny Sookram If you have questions about Equitable Advisors, Aegis Capital, and/or Danny Sookram and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sean Starling of NYLIFE Securities

DID SEAN MICHAEL STARLING CAUSE YOU INVESTMENT LOSSES? Sean Starling Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Sean Starling of NYLIFE Securities? Sean Starling (CRD #4424468) who is currently registered with NYLIFE Securities and located in Clemmons, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Sean Starling Customer Complaint Sean Starling has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Annuity policy she purchased was initially understood to allow for withdrawals however, she became aware that this policy did not allow for withdrawals, therefore she requested an exception in order to access her funds immediately. The customer complaint filed against Sean Starling’s customer complaint was settled in favor of the investors. Sean Starling Red Flags & Your Rights As An Investor Of course, Sean Starling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Starling at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sean Starling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Sean Starling If you have questions about NYLIFE Securities and/or Sean Starling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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