Mar 4, 2022

Robert Sorensen of Allstate Financial Services

DID ROBERT ELIAS SORENSEN CAUSE YOU INVESTMENT LOSSES? Robert Sorensen Of Allstate Financial Services, Allstate Financial Advisors And Formerly With Stifel Nicolaus & Company And VALIC Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Sorensen of Allstate Financial Services? Robert Sorensen (CRD #5910732) who is currently registered with Allstate Financial Services,Allstate Financial Advisors and located in Chico, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services and Allstate Financial Advisors, Robert Sorensen was associated with Stifel Nicolaus & Company, VALIC Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Sorensen Customer Complaint Robert Sorensen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that representative, Robert Sorensen provided her with inaccurate information regarding the liquidation of assets from her Individual brokerage account to an American Funds mutual fund account. Specifically, she stated the representative told her there would be no tax consequences as a result of the liquidation and transfer. In addition, customer stated she was not informed that she would be assessed a sales load on the purchase of the new mutual funds. Robert Sorensen’s customer complaint was settled in favor of the investors. Robert Sorensen Red Flags & Your Rights As An Investor Of course, Robert Sorensen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Sorensen at Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, and VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Robert Sorensen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, and VALIC Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Robert Sorensen If you have questions about Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, VALIC Financial Advisors, and/or Robert Sorensen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Christopher Sparkman of Woodmen Financial Services

DID CHRISTOPHER ALAN SPARKMAN CAUSE YOU INVESTMENT LOSSES? Christopher Sparkman Of Woodmen Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Sparkman of Woodmen Financial Services? Christopher Sparkman (CRD #6489645) who is currently registered with Woodmen Financial Services and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sparkman Customer Complaint Christopher Sparkman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were [REDACTED] submitted a complaint to Woodmen Financial Services, Inc. regarding his WoodmenLife Variable Annuity certificate. In the complaint, [REDACTED] alleged that he did not know, or understand, certain features of his variable annuity purchase and desired to reverse certain internal transfers of money from his other insurance certificates to fund the variable annuity certificate. As an act of good faith and without admitting any liability, WFS and the insurance company agreed to retroactively reverse the internal transfers to fund the variable annuity certificate. As part of the agreement, WFS agreed to waive the applicable surrender charges to reverse these transfers. Christopher Sparkman’s customer complaint was settled in favor of the investors. Christopher Sparkman Red Flags & Your Rights As An Investor Of course, Christopher Sparkman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sparkman at Woodmen Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sparkman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodmen Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodmen Financial Services Due To Christopher Sparkman If you have questions about Woodmen Financial Services and/or Christopher Sparkman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jeremy Steward of Ameriprise Financial Services

DID JEREMY STEWARD CAUSE YOU INVESTMENT LOSSES? Jeremy Steward Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Steward of Ameriprise Financial Services? Jeremy Steward (CRD #5953215) who is currently registered with Ameriprise Financial Services and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Jeremy Steward Customer Complaint Jeremy Steward has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the RiverSource Variable Universal Life Insurance Policy purchased was unsuitable. Jeremy Steward’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jeremy Steward Red Flags & Your Rights As An Investor Of course, Jeremy Steward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Steward at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeremy Steward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jeremy Steward If you have questions about Ameriprise Financial Services and/or Jeremy Steward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jeffery Still of Eagle Strategies

DID JEFFERY W. STILL CAUSE YOU INVESTMENT LOSSES? Jeffery Still Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffery Still of Eagle Strategies? Jeffery Still (CRD #6040892) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Granby, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Jeffery Still Customer Complaint Jeffery Still has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that a financial plan rife with unsuitable, high commission products was created for him.  Jeffery Still’s customer complaint was settled in favor of the investors. Jeffery Still Red Flags & Your Rights As An Investor Of course, Jeffery Still did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffery Still at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Jeffery Still has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Jeffery Still If you have questions about NYLIFE Securities, Eagle Strategies, and/or Jeffery Still and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Zachary Sparrow of J.P. Morgan Securities

DID ZACHARY MARC SPARROW CAUSE YOU INVESTMENT LOSSES? Zachary Sparrow Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Sparrow of J.P. Morgan Securities? Zachary Sparrow (CRD #5775972) who is currently registered with J.P. Morgan Securities and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Zachary Sparrow Customer Complaint Zachary Sparrow has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged poor recommendation/poor advice regarding mutual fund investment. Zachary Sparrow’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Zachary Sparrow Red Flags & Your Rights As An Investor Of course, Zachary Sparrow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Sparrow at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Zachary Sparrow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Sparrow If you have questions about J.P. Morgan Securities and/or Zachary Sparrow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Starkey of Equitable Advisors

DID THOMAS A. STARKEY CAUSE YOU INVESTMENT LOSSES? Thomas Starkey Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Starkey of Equitable Advisors? Thomas Starkey (CRD #5089584) who is currently registered with Equitable Advisors and located in Arden Hills, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Thomas Starkey Customer Complaint Thomas Starkey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of an insurance policy. Thomas Starkey’s customer complaint was settled in favor of the investors. Thomas Starkey Red Flags & Your Rights As An Investor Of course, Thomas Starkey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Starkey at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Thomas Starkey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Thomas Starkey If you have questions about Equitable Advisors and/or Thomas Starkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

David Stateman Formerly With Allstate Financial Services

DID DAVID ALAN STATEMAN CAUSE YOU INVESTMENT LOSSES? David Stateman Formerly With Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Stateman formerly with Allstate Financial Services? David Stateman (CRD #5530638) who was formerly registered with Allstate Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. David Stateman was also the subject of a FINRA investigation related to a customer complaints.  The financial advisor failed to respond to FINRA’s requests for documents and information.  As a result, he was permanently barred from any further association with any member firm in any capacity. David Stateman Customer Complaint David Stateman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer expressed concerns that funds given to the representative were not deposited in a timely manner, and that he was given misinformation that may result in taxes due to the IRS. David Stateman’s customer complaint was settled in favor of the investors. David Stateman Red Flags & Your Rights As An Investor Of course, David Stateman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Stateman at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether David Stateman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To David Stateman If you have questions about Allstate Financial Services and/or David Stateman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jason Steele of Merrill Lynch Pierce Fenner & Smith

DID JASON ROBERT STEELE CAUSE YOU INVESTMENT LOSSES? Jason Steele Of Merrill Lynch Pierce Fenner & Smith And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Steele of Merrill Lynch Pierce Fenner & Smith? Jason Steele (CRD #6222548) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Grosse Pointe, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Steele was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Steele Customer Complaint Jason Steele has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions.  Jason Steele’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jason Steele Red Flags & Your Rights As An Investor Of course, Jason Steele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Steele at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Jason Steele has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Steele If you have questions about Merrill Lynch Pierce Fenner & Smith, Northwestern Mutual Investment Services, and/or Jason Steele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Frederick Stortecky of GWN Securities

DID FREDERICK ROBERT STORTECKY III CAUSE YOU INVESTMENT LOSSES? Frederick Stortecky Of GWN Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frederick Stortecky of GWN Securities? Frederick Stortecky (CRD #4718060) who is currently registered with GWN Securities and located in Youngstown, New York is a subject of one of our many securities industry sales practice abuse investigations. Frederick Stortecky Customer Complaints Frederick Stortecky has been the subject of 2 customer complaints that we know about. Both of Frederick Stortecky’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Frederick Stortecky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed her portfolio allegedly made by Frederick Stortecky substantially changed in its makeup since its inception and requested to transfer her annuity accounts with the surrender charges waived. Client alleged that she received poor advice from the representative, Frederick Stortecky. The client and representative started working together shortly after the passing of the client’s husband. Client was seeking the representative’s advice concerning her inheritance. The representative helped the client put together a financial strategy that would help provide short term financial assistance as well as address the clients long term financial needs. Frederick Stortecky Red Flags & Your Rights As An Investor Of course, Frederick Stortecky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Stortecky at GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Frederick Stortecky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Due To Frederick Stortecky If you have questions about GWN Securities and/or Frederick Stortecky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Ross Steelman of Equity Services

DID ROSS P. STEELMAN CAUSE YOU INVESTMENT LOSSES? Ross Steelman Of Equity Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ross Steelman of Equity Services? Ross Steelman (CRD #6994293) who is currently registered with Equity Services and located in Westport Island, Maine is a subject of one of our many securities industry sales practice abuse investigations. Ross Steelman Customer Complaint Ross Steelman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation to surrender existing Variable life insurance policies was not in their best interest, due to the reduced face amount of insurance. Ross Steelman’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ross Steelman Red Flags & Your Rights As An Investor Of course, Ross Steelman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Steelman at Equity Services on alert to review carefully the activity and performance of their accounts and question whether Ross Steelman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equity Services Due To Ross Steelman If you have questions about Equity Services and/or Ross Steelman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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