Mar 4, 2022

Jeffrey Vanover of Hilltop Securities

DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES? Jeffrey Vanover Of Hilltop Securities And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Vanover of Hilltop Securities? Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities and located in Lufkin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities, Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Vanover Customer Complaint Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged their advisor provided poor advice regarding an equity security, option contracts related to that security, and another security sold to cover margin debt. Jeffrey Vanover’s customer complaint was settled in favor of the investors. Jeffrey Vanover Red Flags & Your Rights As An Investor Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Due To Jeffrey Vanover If you have questions about Hilltop Securities, Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Torroba of UBS Financial Services

DID DANIEL DIAZ TORROBA CAUSE YOU INVESTMENT LOSSES? Daniel Torroba Of UBS Financial Services And Formerly With Credit Suisse Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torroba of UBS Financial Services? Daniel Torroba (CRD #5070881) who is currently registered with UBS Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Daniel Torroba was associated with Credit Suisse Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torroba Customer Complaint Daniel Torroba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she could not understand how her account was excessively invested in a single fund. The client further alleged her account was rebalanced when all she wanted to do was not lose any more money and avoid a margin call. Daniel Torroba’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Daniel Torroba Red Flags & Your Rights As An Investor Of course, Daniel Torroba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torroba at UBS Financial Services and Credit Suisse Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Daniel Torroba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Credit Suisse Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Daniel Torroba If you have questions about UBS Financial Services, Credit Suisse Securities (USA), and/or Daniel Torroba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Susan VanSpybrook of J.P. Morgan Securities

DID SUSAN M. VANSPYBROOK CAUSE YOU INVESTMENT LOSSES? Susan VanSpybrook of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Susan VanSpybrook of J.P. Morgan Securities? Susan VanSpybrook (CRD #4670716) who is currently registered with J.P. Morgan Securities and located in Northville, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Susan VanSpybrook Customer Complaint Susan VanSpybrook has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding equity listed investment. Susan VanSpybrook’s customer complaint was settled in favor of the investors. Susan VanSpybrook Red Flags & Your Rights As An Investor Of course, Susan VanSpybrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan VanSpybrook at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Susan VanSpybrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Susan VanSpybrook If you have questions about J.P. Morgan Securities and/or Susan VanSpybrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith

DID TRANG HONG TRAN CAUSE YOU INVESTMENT LOSSES? Trang Tran Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith? Trang Tran (CRD #6606194) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Trang Tran was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Trang Tran Customer Complaint Trang Tran has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged failure to follow instructions. Trang Tran’s customer complaint was settled in favor of the investors. Trang Tran Red Flags & Your Rights As An Investor Of course, Trang Tran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trang Tran at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Trang Tran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trang Tran If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Trang Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Felipe Vargas of Insigneo Securities

DID FELIPE HENAO VARGAS CAUSE YOU INVESTMENT LOSSES? Felipe Vargas Of Insigneo Securities, Insigneo Advisory Services And Formerly With Bolton Global Asset Management, Bolton Global Capital And HB Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Felipe Vargas of Insigneo Securities? Felipe Vargas (CRD #5140431) who is currently registered with Insigneo Securities, Insigneo Advisory Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Insigneo Securities and Insigneo Advisory Services, Felipe Vargas was associated with Bolton Global Asset Management, Bolton Global Capital, HB Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Felipe Vargas Customer Complaint Felipe Vargas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Felipe Henao Vargas placed a short trade for 20,000 Barclays Bk VIX Short Term Futures ETN for the account of Zaphiro Investments and on March 17 he placed a subsequent trade to cover the short. The firm was notified by Mr. Vargas that Zaphiro had concerns regarding the management and overall performance of his brokerage account. The customer complaint filed against Felipe Vargas’ current employer Insigneo Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Felipe Vargas Red Flags & Your Rights As An Investor Of course, Felipe Vargas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Vargas at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management on alert to review carefully the activity and performance of their accounts and question whether Felipe Vargas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Insigneo Securities Due To Felipe Vargas If you have questions about Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, HB Asset Management, and/or Felipe Vargas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Gaea Verneris of LPL Financial

DID GAEA DAWN VERNERIS CAUSE YOU INVESTMENT LOSSES? Gaea Verneris Of LPL Financial And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Gaea Verneris of LPL Financial? Gaea Verneris (CRD #5746574) who is currently registered with LPL Financial and located in Ventura, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Gaea Verneris was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gaea Verneris Customer Complaint Gaea Verneris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the cost structure of their accounts, and that they have paid $8,000 in fees that they were not told would be charged. Gaea Verneris’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gaea Verneris Red Flags & Your Rights As An Investor Of course, Gaea Verneris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaea Verneris at LPL Financial and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Gaea Verneris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Gaea Verneris If you have questions about LPL Financial, Edward Jones, and/or Gaea Verneris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jon Voigtman Formerly With RBC Capital Markets

DID JON E. VOIGTMAN CAUSE YOU INVESTMENT LOSSES? Jon Voigtman Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Jon Voigtman formerly with RBC Capital Markets? Jon Voigtman (CRD #4575014) who was formerly registered with RBC Capital Markets and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jon Voigtman Customer Complaint Jon Voigtman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were complaint alleged that Fannie Mae & Freddie Mac purchased mortgage backed securities underwritten, sponsored & issued by HSBC, pursuant to offering materials that contained purported misrepresentations or omissions. Jon Voigtman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jon Voigtman Red Flags & Your Rights As An Investor Of course, Jon Voigtman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Voigtman at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Jon Voigtman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Jon Voigtman If you have questions about RBC Capital Markets and/or Jon Voigtman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Volini of American Portfolios Financial Services

DID MICHAEL ANTHONY VOLINI CAUSE YOU INVESTMENT LOSSES? Michael Volini Of American Portfolios Financial Services, American Portfolios Advisors And Formerly With LPL Financial And Santander Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Volini of American Portfolios Financial Services? Michael Volini (CRD #5693453) who is currently registered with American Portfolios Financial Services, American Portfolios Advisors and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services and American Portfolios Advisors, Michael Volini was associated with LPL Financial, Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Volini Customer Complaints Michael Volini has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Volini’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Michael Volini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged breach of promise by Michael Volini. Client further alleged that the representative advised that the loss in the investment would never be more than 3%. Customer alleged that he was not advised by Michael Volini of surrender charge for annuity and sought return of funds with no surrender charge. Michael Volini Red Flags & Your Rights As An Investor Of course, Michael Volini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Volini at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Volini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and Santander Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Michael Volini If you have questions about American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, Santander Securities, and/or Michael Volini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Voltin of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL PAUL VOLTIN CAUSE YOU INVESTMENT LOSSES? Michael Voltin Of Merrill Lynch Pierce Fenner & Smith And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Voltin of Merrill Lynch Pierce Fenner & Smith? Michael Voltin (CRD #6115457) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Voltin was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Voltin Customer Complaint Michael Voltin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the Michael Voltin’s recommendation to rollover her 401k into a variable annuity was unsuitable. Michael Voltin’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Voltin Red Flags & Your Rights As An Investor Of course, Michael Voltin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Voltin at Merrill Lynch Pierce Fenner & Smith and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Voltin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Voltin If you have questions about Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Michael Voltin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kunal Vyas of TIAA-CREF Individual & Institutional Services

DID KUNAL D. VYAS CAUSE YOU INVESTMENT LOSSES? Kunal Vyas Of TIAA-CREF Individual & Institutional Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kunal Vyas of TIAA-CREF Individual & Institutional Services? Kunal Vyas (CRD #5312290) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Kunal Vyas was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kunal Vyas Customer Complaint Kunal Vyas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he was explicitly clear on March 10, 2020 that they wanted all of their investments out of the stock market, the transactions were not completed until March 26, 2020 and due to the delay, experienced lost account value as a result. The customer complaint filed against Kunal Vyas’ current employer TIAA-CREF Individual & Institutional Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kunal Vyas Red Flags & Your Rights As An Investor Of course, Kunal Vyas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kunal Vyas at TIAA-CREF Individual & Institutional Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kunal Vyas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kunal Vyas If you have questions about TIAA-CREF Individual & Institutional Services, NYLIFE Securities, and/or Kunal Vyas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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