Mar 4, 2022

Ryan Stender of Vanguard Marketing

DID RYAN WILLIAM STENDER CAUSE YOU INVESTMENT LOSSES? Ryan Stender Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Stender of Vanguard Marketing? Ryan Stender (CRD #5421595) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Ryan Stender Customer Complaint Ryan Stender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged he was financially hurt by his advisor not following directions. Ryan Stender’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ryan Stender Red Flags & Your Rights As An Investor Of course, Ryan Stender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Stender at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Ryan Stender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Ryan Stender If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Ryan Stender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Bryan Stepanian of Raymond James & Associates

DID BRYAN A. STEPANIAN CAUSE YOU INVESTMENT LOSSES? Bryan Stepanian Of Raymond James & Associates And Formerly With Deutsche Bank Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bryan Stepanian of Raymond James & Associates? Bryan Stepanian (CRD #4513185) who is currently registered with Raymond James & Associates and located in Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Bryan Stepanian was associated with Deutsche Bank Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Stepanian Customer Complaint Bryan Stepanian has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged advisor did not follow instructions to liquidate. The customer complaint filed against Bryan Stepanian’s current employer Raymond James & Associates for investment losses caused by the alleged misconduct is pending as of the date of this report. Bryan Stepanian Red Flags & Your Rights As An Investor Of course, Bryan Stepanian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Stepanian at Raymond James & Associates and Deutsche Bank Securities on alert to review carefully the activity and performance of their accounts and question whether Bryan Stepanian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Deutsche Bank Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Bryan Stepanian If you have questions about Raymond James & Associates, Deutsche Bank Securities, and/or Bryan Stepanian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

James Stottlemyre formerly with LPL Financial

DID JAMES ARTHUR STOTTLEMYRE CAUSE YOU INVESTMENT LOSSES? James Stottlemyre Formerly With LPL Financial And Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is James Stottlemyre formerly with LPL Financial? James Stottlemyre (CRD #4996744) who was formerly registered with LPL Financial and located in Kennewick, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Stottlemyre was associated with Cetera Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Stottlemyre Customer Complaint James Stottlemyre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, violation of Washington securities law, suitability, breach of fiduciary duty, professional negligence. James Stottlemyre’s customer complaint was settled in favor of the investors. James Stottlemyre Red Flags & Your Rights As An Investor Of course, James Stottlemyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stottlemyre at LPL Financial and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether James Stottlemyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Stottlemyre If you have questions about LPL Financial, Cetera Investment Services, and/or James Stottlemyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Marc Strafaci of Hennion & Walsh

DID MARC S. STRAFACI CAUSE YOU INVESTMENT LOSSES? Marc Strafaci Of Hennion & Walsh And Hennion & Walsh Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is Marc Strafaci of Hennion & Walsh? Marc Strafaci (CRD #5562238) who is currently registered with Hennion & Walsh, Hennion & Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Marc Strafaci Customer Complaints Marc Strafaci has been the subject of 3 customer complaints that we know about. All three of Marc Strafaci’s 3 customer complaints were settled in favor of investors. Allegations Against Marc Strafaci A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Marc Strafaci’s bonds purchased were unsuitable. Customer alleged that Marc Strafaci’s investment recommendations were not suitable causing both realized and unrealized losses. Alleged unsuitable recommendation by Marc Strafaci. Marc Strafaci Red Flags & Your Rights As An Investor Of course, Marc Strafaci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Strafaci at Hennion & Walsh and Hennion & Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether Marc Strafaci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion & Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To Marc Strafaci If you have questions about Hennion & Walsh, Hennion & Walsh Asset Management, and/or Marc Strafaci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sean Sullivan of National Securities

DID SEAN ROBERT SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of National Securities, National Asset Management And Formerly With Voya Financial Advisors And Securities America Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sean Sullivan of National Securities? Sean Sullivan (CRD #4769711) who is currently registered with National Securities, National Asset Management and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities and National Asset Management, Sean Sullivan was associated with Voya Financial Advisors, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sean Sullivan Customer Complaints Sean Sullivan has been the subject of 2 customer complaints that we know about. One of Sean Sullivan’s 2 customer complaints was settled in favor of investors.  One of Sean Sullivan’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Sean Sullivan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that the representative, Sean Sullivan recommended and sold him investments in REITs and a variable annuity that were unsuitable. Additional allegations included misrepresentation, overconcentration in illiquid investments, and negligence. Alleged unauthorized trading by Sean Sullivan. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at National Securities, National Asset Management, Voya Financial Advisors, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities, National Asset Management, Voya Financial Advisors, and Securities America also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Sean Sullivan If you have questions about National Securities, National Asset Management, Voya Financial Advisors, Securities America, and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Marcus Strickling formerly with Allstate Financial Services

DID MARCUS SCOTT STRICKLING CAUSE YOU INVESTMENT LOSSES? Marcus Strickling Formerly With Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Marcus Strickling formerly with Allstate Financial Services? Marcus Strickling (CRD #5096556) who was formerly registered with Allstate Financial Services and located in Mount Vernon, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Marcus Strickling Customer Complaint Marcus Strickling has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the contract was never delivered to her. Marcus Strickling’s customer complaint was settled in favor of the investors. Marcus Strickling Red Flags & Your Rights As An Investor Of course, Marcus Strickling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Strickling at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Marcus Strickling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Marcus Strickling If you have questions about Allstate Financial Services and/or Marcus Strickling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Gary Stuart of Edward Jones

DID GARY ELWOOD STUART CAUSE YOU INVESTMENT LOSSES? Gary Stuart Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Stuart of Edward Jones? Gary Stuart (CRD #4853807) who is currently registered with Edward Jones and located in Loudon, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Gary Stuart Customer Complaint Gary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s poor advice regarding the distribution. Gary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. Gary Stuart Red Flags & Your Rights As An Investor Of course, Gary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Stuart at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Gary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Gary Stuart If you have questions about Edward Jones and/or Gary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Zachary Stuart formerly with J.P. Morgan Securities

DID ZACHARY STUART CAUSE YOU INVESTMENT LOSSES? Zachary Stuart Formerly With J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Stuart formerly with J.P. Morgan Securities? Zachary Stuart (CRD #6221269) who was formerly registered with J.P. Morgan Securities and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Zachary Stuart was associated with Merrill Lynch Pierce Fenner & Smith, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Zachary Stuart Customer Complaint Zachary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not informed of a surrender charge when he purchased a variable annuity. Zachary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Zachary Stuart Red Flags & Your Rights As An Investor Of course, Zachary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Stuart at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Zachary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Stuart If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Zachary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Walter Sweatt Formerly With Morgan Stanley

DID WALTER LEE SWEATT II CAUSE YOU INVESTMENT LOSSES? Walter Sweatt Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Sweatt formerly with Morgan Stanley? Walter Sweatt (CRD #5185453) who was formerly registered with Morgan Stanley and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Walter Sweatt Customer Complaint Walter Sweatt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of variable life insurance was misrepresented, damages unspecified. Walter Sweatt’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Walter Sweatt Red Flags & Your Rights As An Investor Of course, Walter Sweatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Sweatt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Walter Sweatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Walter Sweatt If you have questions about Morgan Stanley and/or Walter Sweatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Cliff Sulcer of Fidelity Brokerage Services

DID CLIFF C. SULCER CAUSE YOU INVESTMENT LOSSES? Cliff Sulcer Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Cliff Sulcer of Fidelity Brokerage Services? Cliff Sulcer (CRD #5553302) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisorsand located in Germantown, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Cliff Sulcer was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cliff Sulcer Customer Complaint Cliff Sulcer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients questioned certain investment allocations selected in their qualified investment advisory accounts. Cliff Sulcer’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Cliff Sulcer Red Flags & Your Rights As An Investor Of course, Cliff Sulcer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Sulcer at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Cliff Sulcer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Cliff Sulcer If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Park Avenue Securities, and/or Cliff Sulcer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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