Mar 4, 2022

Robert Weingard of Raymond James & Associates

DID ROBERT PHILLIP WEINGARD CAUSE YOU INVESTMENT LOSSES? Robert Weingard Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Weingard of Raymond James & Associates? Robert Weingard (CRD #5550042) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Weingard Customer Complaint Robert Weingard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made misrepresentations about services offered. Robert Weingard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Weingard Red Flags & Your Rights As An Investor Of course, Robert Weingard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Weingard at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Robert Weingard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Robert Weingard If you have questions about Raymond James & Associates and/or Robert Weingard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Joseph Weiser of Voya Financial Advisors

DID JOSEPH ANTHONY WEISER CAUSE YOU INVESTMENT LOSSES? Joseph Weiser Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Weiser of Voya Financial Advisors? Joseph Weiser (CRD #6423539) who is currently registered with Voya Financial Advisors and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Joseph Weiser Customer Complaint Joseph Weiser has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative provided inaccurate information related to the taxable amount of a distribution taken. Joseph Weiser’s customer complaint was settled in favor of the investors. Joseph Weiser Red Flags & Your Rights As An Investor Of course, Joseph Weiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Weiser at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Weiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Joseph Weiser If you have questions about Voya Financial Advisors and/or Joseph Weiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

John Weisse formerly with J.P. Morgan Securities

DID JOHN JOSEPH WEISSE CAUSE YOU INVESTMENT LOSSES? John Weisse Formerly With J.P. Morgan Securities And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is John Weisse formerly with J.P. Morgan Securities? John Weisse (CRD #6270601) who was formerly registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, John Weisse was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Weisse Customer Complaint John Weisse has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity in light of the three additional fixed policies she had also recently purchased. John Weisse’s customer complaint was settled in favor of the investors. John Weisse Red Flags & Your Rights As An Investor Of course, John Weisse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Weisse at J.P. Morgan Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Weisse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To John Weisse If you have questions about J.P. Morgan Securities, NYLIFE Securities, and/or John Weisse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Jay Wells formerly with Securities Service Network

DID JAY LAMARR WELLS CAUSE YOU INVESTMENT LOSSES? Jay Wells Formerly With Securities Service Network Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Wells formerly with Securities Service Network? Jay Wells (CRD #5602205) who was formerly registered with Securities Service Network and located in Draper, Utah is a subject of one of our many securities industry sales practice abuse investigations. Jay Wells Customer Complaint Jay Wells has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Jay Wells misrepresented the time horizon for liquidity of an investment purchased. Jay Wells’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jay Wells Red Flags & Your Rights As An Investor Of course, Jay Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Wells at Securities Service Network on alert to review carefully the activity and performance of their accounts and question whether Jay Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities Service Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities Service Network Due To Jay Wells If you have questions about Securities Service Network and/or Jay Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Noah Wertheimer of Coastal Equities

DID NOAH D. WERTHEIMER CAUSE YOU INVESTMENT LOSSES? Noah Wertheimer Of Coastal Equities, Coastal Investment Advisors And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Noah Wertheimer of Coastal Equities? Noah Wertheimer (CRD #4907880) who is currently registered with Coastal Equities, Coastal Investment Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities and Coastal Investment Advisors, Noah Wertheimer was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Noah Wertheimer Customer Complaints Noah Wertheimer has been the subject of 2 customer complaints that we know about. Both of Noah Wertheimer’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Noah Wertheimer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged poor recommendation/poor advice regarding managed account investment by Noah Wertheimer. Customer alleged Noah Wertheimer solicited investments on behalf of his spouse’s business. Noah Wertheimer Red Flags & Your Rights As An Investor Of course, Noah Wertheimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noah Wertheimer at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Noah Wertheimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities Due To Noah Wertheimer If you have questions about Coastal Equities, Coastal Investment Advisors, J.P. Morgan Securities, and/or Noah Wertheimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Robert Willauer of LPL Financial

DID ROBERT MICHAEL WILLAUER CAUSE YOU INVESTMENT LOSSES? Robert Willauer Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Willauer of LPL Financial? Robert Willauer (CRD #4412628) who is currently registered with LPL Financial and located in Chapel Hill, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Robert Willauer Customer Complaint Robert Willauer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged that transactions in their managed accounts were not for their benefit, and sought reimbursement of various account and advisory fees. Robert Willauer’s customer complaint was settled in favor of the investors. Robert Willauer Red Flags & Your Rights As An Investor Of course, Robert Willauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Willauer at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Robert Willauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Robert Willauer If you have questions about LPL Financial and/or Robert Willauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Courdney Williams Formerly With Allstate Financial Services

DID COURDNEY LYNNERE WILLIAMS CAUSE YOU INVESTMENT LOSSES? Courdney Williams Formerly With Allstate Financial Services, MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Courdney Williams formerly with Allstate Financial Services? Courdney Williams (CRD #6028438) who was formerly registered with Allstate Financial Services and located in Sugar Land, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, Courdney Williams was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Courdney Williams Customer Complaint Courdney Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer was misled into choosing a variable universal life insurance policy. Customer wanted to surrender the policy without charges. Courdney Williams’ customer complaint was settled in favor of the investors. Courdney Williams Red Flags & Your Rights As An Investor Of course, Courdney Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Courdney Williams at Allstate Financial Services, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Courdney Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Courdney Williams If you have questions about Allstate Financial Services, MML Investors Services, NYLIFE Securities, and/or Courdney Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Austin Wetsch of Merrill Lynch Pierce Fenner & Smith

DID AUSTIN N. WETSCH CAUSE YOU INVESTMENT LOSSES? Austin Wetsch Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Austin Wetsch of Merrill Lynch Pierce Fenner & Smith? Austin Wetsch (CRD #4986020) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Austin Wetsch Customer Complaint Austin Wetsch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations from 2015 until 2020. Austin Wetsch’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Austin Wetsch Red Flags & Your Rights As An Investor Of course, Austin Wetsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Wetsch at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Austin Wetsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Austin Wetsch If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Austin Wetsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Michael Williams of Edward Jones

DID MICHAEL GARY WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Williams of Edward Jones? Michael Williams (CRD #6440905) who is currently registered with Edward Jones and located in Danielsville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Michael Williams Customer Complaint Michael Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Financial Advisor failed to disclose fees as fiduciary on account. Michael Williams’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Williams If you have questions about Edward Jones and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Robert White formerly with Pruco Securities

DID ROBERT GARY WHITE CAUSE YOU INVESTMENT LOSSES? Robert White Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Robert White formerly with Pruco Securities? Robert White (CRD #4705720) who was formerly registered with Pruco Securities and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Robert White Customer Complaint Robert White has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Robert White failed to disclose tax consequences upon replacement of the policy. Robert White’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert White Red Flags & Your Rights As An Investor Of course, Robert White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert White at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert White If you have questions about Pruco Securities and/or Robert White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading