Mar 4, 2022

Todd Williams of Fidelity Brokerage Services

DID TODD DANIEL WILLIAMS CAUSE YOU INVESTMENT LOSSES? Todd Williams Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With MML Investors Services And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Williams of Fidelity Brokerage Services? Todd Williams (CRD #5286536) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Woodmere Village, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Todd Williams was associated with MML Investors Services, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Todd Williams Customer Complaint Todd Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the sale of securities in his account to fund a tax-efficient managed account generated capital gains taxes in contradiction to representations made by the registered representative. The customer complaint filed against Todd Williams’ current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Todd Williams Red Flags & Your Rights As An Investor Of course, Todd Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Williams at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Todd Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Todd Williams If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, Strategic Advisers, and/or Todd Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Matt Williamson of J.P. Morgan Securities

DID MATT WILLIAMSON CAUSE YOU INVESTMENT LOSSES? Matt Williamson Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matt Williamson of J.P. Morgan Securities? Matt Williamson (CRD #5465550) who is currently registered with J.P. Morgan Securities and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Matt Williamson Customer Complaint Matt Williamson has been the subject of 2 customer complaints that we know about.  The allegations in the separately filed complaints were the same.  Both customers alleged misrepresentation regarding managed account investments by Matt Williamson.  Both of Matt Williamson’s customers’ complaints were denied and, to date, the customer had not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Matt Williamson Red Flags & Your Rights As An Investor Of course, Matt Williamson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matt Williamson at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Matt Williamson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Matt Williamson If you have questions about J.P. Morgan Securities and/or Matt Williamson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Williamson of Northwestern Mutual Investment Services

DID THOMAS C. WILLIAMSON CAUSE YOU INVESTMENT LOSSES? Thomas Williamson Of Northwestern Mutual Investment Services And Formerly With TIAA-CREF Individual & Institutional Services And MetLife Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Williamson of Northwestern Mutual Investment Services? Thomas Williamson (CRD #5562323) who is currently registered with Northwestern Mutual Investment Services and located in Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, Thomas Williamson was associated with TIAA-CREF Individual & Institutional Services, MetLife Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Williamson Customer Complaint Thomas Williamson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he met with the representative in late January 2020 to discuss concerns on whether they were in a proper place with both accounts given the volatility of the market. The client further stated “we have suffered serious, severe financial penalties and as retired individuals, we have very limited options to overcome these negative results.”  Thomas Williamson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Thomas Williamson Red Flags & Your Rights As An Investor Of course, Thomas Williamson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Williamson at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, on alert to review carefully the activity and performance of their accounts and question whether Thomas Williamson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Williamson If you have questions about Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, and/or Thomas Williamson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Shirley Willis of Edward Jones

DID SHIRLEY I. WILLIS CAUSE YOU INVESTMENT LOSSES? Shirley Willis Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Shirley Willis of Edward Jones? Shirley Willis (CRD #5741800) who is currently registered with Edward Jones and located in Labelle, Florida is a subject of one of our many securities industry sales practice abuse investigations. Shirley Willis Customer Complaint Shirley Willis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were plaintiff, as personal representative of the estate of decedent, made allegations against the firm, registered representative, and other non-related parties. Plaintiff alleged that decedent changed his portfolio and will to designate the plaintiff as the sole person in control of his assets. Further, plaintiff alleged the registered representative refused to explain or produce statements of the decedent’s stocks, bonds, and securities for probate and conspired with the third party defendants to steal the decedent’s portfolio. Plaintiff alleged counts of theft, conversion, notary fraud, embezzlement, securities fraud, and elderly abuse in connection with decedent’s estate. The customer complaint filed against Shirley Willis’ current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Shirley Willis Red Flags & Your Rights As An Investor Of course, Shirley Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shirley Willis at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shirley Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shirley Willis If you have questions about Edward Jones and/or Shirley Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Adam Wilson of Fidelity Brokerage Services

DID ADAM T. WILSON CAUSE YOU INVESTMENT LOSSES? Adam Wilson Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Wilson of Fidelity Brokerage Services? Adam Wilson (CRD #5285349) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Sacramento, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Adam Wilson was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Wilson Customer Complaint Adam Wilson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative did not provide sufficient information about a variable annuity and that the recommendation to purchase the annuity was not suitable. Adam Wilson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Adam Wilson Red Flags & Your Rights As An Investor Of course, Adam Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Wilson at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Adam Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Adam Wilson If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Adam Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kendall Wilson Formerly With Vanguard Marketing

DID KENDALL ELIZABETH WILSON CAUSE YOU INVESTMENT LOSSES? Kendall Wilson Formerly With Vanguard Marketing Has A Customer Complaint For Alleged Broker Misconduct Who is Kendall Wilson formerly with Vanguard Marketing? Kendall Wilson (CRD #6854434) who was formerly registered with Vanguard Marketing and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Kendall Wilson Customer Complaint Kendall Wilson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the representative stole funds. Kendall Wilson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kendall Wilson Red Flags & Your Rights As An Investor Of course, Kendall Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Wilson at Vanguard Marketing on alert to review carefully the activity and performance of their accounts and question whether Kendall Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Kendall Wilson If you have questions about Vanguard Marketing and/or Kendall Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Mark Wojcinski of American Portfolios Financial Services

DID MARK STEVEN WOJCINSKI CAUSE YOU INVESTMENT LOSSES? Mark Wojcinski Of American Portfolios Financial Services And Formerly With GWN Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Wojcinski of American Portfolios Financial Services? Mark Wojcinski (CRD #6332958) who is currently registered with American Portfolios Financial Services and located in Niagara Falls, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Mark Wojcinski was associated with GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Wojcinski Customer Complaint Mark Wojcinski has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she received poor advice from the representative, Mark Wojcinski. The client and representative started working together shortly after the passing of the client’s husband. Client was seeking the representative’s advice concerning her inheritance. Mark Wojcinski’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Mark Wojcinski Red Flags & Your Rights As An Investor Of course, Mark Wojcinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wojcinski at American Portfolios Financial Services and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Mark Wojcinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services and GWN Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Mark Wojcinski If you have questions about American Portfolios Financial Services, GWN Securities, and/or Mark Wojcinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kyle Woods of Edward Jones

DID KYLE HANK WOODS CAUSE YOU INVESTMENT LOSSES? Kyle Woods Of Edward Jones And Formerly With LPL Financial And National Planning Has A Customer Complaint For Alleged Broker Misconduct Who is Kyle Woods of Edward Jones? Kyle Woods (CRD #6523602) who is currently registered with Edward Jones and located in Kailua Kona, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Kyle Woods was associated with LPL Financial, National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kyle Woods Customer Complaint Kyle Woods has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the financial advisor sold a KS Statebank Manhattan CD in her account without her authorization. Kyle Woods’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kyle Woods Red Flags & Your Rights As An Investor Of course, Kyle Woods did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Woods at Edward Jones, LPL Financial, and National Planning on alert to review carefully the activity and performance of their accounts and question whether Kyle Woods has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, LPL Financial, and National Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kyle Woods If you have questions about Edward Jones, LPL Financial, National Planning, and/or Kyle Woods and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith

DID GUADALUPE CANDELARIA WRIGHT CAUSE YOU INVESTMENT LOSSES? Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Guadalupe Wright formerly with Merrill Lynch Pierce Fenner & Smith? Guadalupe Wright (CRD #4412564) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Guadalupe Wright Customer Complaint Guadalupe Wright has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized transfer of funds and/or wrongful withdrawals. The customer complaint filed against Guadalupe Wright’s former employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Guadalupe Wright Red Flags & Your Rights As An Investor Of course, Guadalupe Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guadalupe Wright at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Guadalupe Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Guadalupe Wright If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Guadalupe Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Wright Formerly With Thrivent Investment Management

DID JOHN WILLIAM WRIGHT CAUSE YOU INVESTMENT LOSSES? John Wright Formerly With Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is John Wright formerly with Thrivent Investment Management? John Wright (CRD #6758314) who was formerly registered with Thrivent Investment Management and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. John Wright Customer Complaint John Wright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy purchased was not appropriate for her and the contract was not fully disclosed to her at the time of sale. John Wright’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. John Wright Red Flags & Your Rights As An Investor Of course, John Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Wright at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether John Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To John Wright If you have questions about Thrivent Investment Management and/or John Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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