Mar 4, 2022

Nathaniel Wright of Fidelity Brokerage Services

DID NATHANIEL J. WRIGHT CAUSE YOU INVESTMENT LOSSES? Nathaniel Wright Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Nathaniel Wright of Fidelity Brokerage Services? Nathaniel Wright (CRD #5530889) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Covington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Nathaniel Wright was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nathaniel Wright Customer Complaint Nathaniel Wright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the registered representative did not follow his instructions; namely, to liquidate customer’s the account upon a $50,000 drop in the account’s value. The customer complaint filed against Nathaniel Wright’s current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Nathaniel Wright Red Flags & Your Rights As An Investor Of course, Nathaniel Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Wright at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Nathaniel Wright If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Nathaniel Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Wyrozub of MML Investors Services

DID WILLIAM RANDALL WYROZUB CAUSE YOU INVESTMENT LOSSES? William Wyrozub Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Wyrozub of MML Investors Services? William Wyrozub (CRD #4351036) who is currently registered with MML Investors Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, William Wyrozub was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Wyrozub Customer Complaint William Wyrozub has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that when she purchased a fixed annuity, which was funded with proceeds from a variable annuity, she wasn’t told that she wouldn’t be able to take money out of the fixed annuity. She wanted all of her money returned. William Wyrozub’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. William Wyrozub Red Flags & Your Rights As An Investor Of course, William Wyrozub did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wyrozub at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Wyrozub has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To William Wyrozub If you have questions about MML Investors Services, MSI Financial Services, and/or William Wyrozub and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Vanessa Xavier of Equitable Advisors

DID VANESSA LIMA XAVIER CAUSE YOU INVESTMENT LOSSES? Vanessa Xavier Of Equitable Advisors And Formerly With Morgan Stanley And Itau International Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Vanessa Xavier of Equitable Advisors? Vanessa Xavier (CRD #5879377) who is currently registered with Equitable Advisors and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Vanessa Xavier was associated with Morgan Stanley, Itau International Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vanessa Xavier Customer Complaint Vanessa Xavier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the mutual fund investments purchased in their account were unsuitable. Vanessa Xavier’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Vanessa Xavier Red Flags & Your Rights As An Investor Of course, Vanessa Xavier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vanessa Xavier at Equitable Advisors, Morgan Stanley, and Itau International Securities on alert to review carefully the activity and performance of their accounts and question whether Vanessa Xavier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, Morgan Stanley, and Itau International Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Vanessa Xavier If you have questions about Equitable Advisors, Morgan Stanley, Itau International Securities, and/or Vanessa Xavier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jennifer Yang of J.P. Morgan Securities

DID JENNIFER LIU YANG CAUSE YOU INVESTMENT LOSSES? Jennifer Yang Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jennifer Yang of J.P. Morgan Securities? Jennifer Yang (CRD #6054079) who is currently registered with J.P. Morgan Securities and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Jennifer Yang Customer Complaint Jennifer Yang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged poor advice regarding a managed account investment. Jennifer Yang’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jennifer Yang Red Flags & Your Rights As An Investor Of course, Jennifer Yang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Yang at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jennifer Yang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jennifer Yang If you have questions about J.P. Morgan Securities and/or Jennifer Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dmitriy Yankelevich of MML Investors Services

DID DMITRIY YANKELEVICH CAUSE YOU INVESTMENT LOSSES? Dmitriy Yankelevich Of MML Investors Services And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dmitriy Yankelevich of MML Investors Services? Dmitriy Yankelevich (CRD #5071236) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Dmitriy Yankelevich was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dmitriy Yankelevich Customer Complaint Dmitriy Yankelevich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the policy is unsuitable and was misrepresented to them at the time of sale. Dmitriy Yankelevich’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Dmitriy Yankelevich Red Flags & Your Rights As An Investor Of course, Dmitriy Yankelevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dmitriy Yankelevich at MML Investors Services and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Dmitriy Yankelevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Dmitriy Yankelevich If you have questions about MML Investors Services, AXA Advisors, and/or Dmitriy Yankelevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Alex Yoo of Woodbury Financial Services

DID ALEX G. YOO CAUSE YOU INVESTMENT LOSSES? Alex Yoo Of Woodbury Financial Services And Formerly With Questar Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Yoo of Woodbury Financial Services? Alex Yoo (CRD #5287638) who is currently registered with Woodbury Financial Services and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Alex Yoo was associated with Questar Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alex Yoo Customer Complaint Alex Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable annuity. Client also alleged she was asked to sign paperwork in advance before completion, and that representative was unresponsive to requests for information. Alex Yoo’s customer complaint was settled in favor of the investors. Alex Yoo Red Flags & Your Rights As An Investor Of course, Alex Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Yoo at Woodbury Financial Services and Questar Capital on alert to review carefully the activity and performance of their accounts and question whether Alex Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Alex Yoo If you have questions about Woodbury Financial Services, Questar Capital, and/or Alex Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Gong Yun of Money Concepts Capital

DID GONG H. YUN CAUSE YOU INVESTMENT LOSSES? Gong Yun Of Money Concepts Capital And Formerly With Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Gong Yun of Money Concepts Capital? Gong Yun (CRD #6057039) who is currently registered with Money Concepts Capitaland located in Crystal, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Money Concepts Capital, Gong Yun was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Gong Yun Customer Complaint Gong Yun has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that email received from plan trustee disputed a bill he received from the plan’s third party administrator for approximately $5,810. TTEE alleged it was a poor plan due to lack of employee participation and that it had not been reviewed. The complaint does not allege unsuitability or poor market performance. Gong Yun’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gong Yun Red Flags & Your Rights As An Investor Of course, Gong Yun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gong Yun at Money Concepts Capital and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Gong Yun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gong Yun If you have questions about Money Concepts Capital, Park Avenue Securities, and/or Gong Yun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Billy Zhang Formerly With AXA Advisors

DID BILLY HAI ZHANG CAUSE YOU INVESTMENT LOSSES? Billy Zhang Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Billy Zhang formerly with AXA Advisors? Billy Zhang (CRD #5510158) who was formerly registered with AXA Advisors and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Billy Zhang Customer Complaint Billy Zhang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations in connection with annuity and insurance policies sold by Billy Zhang. They also alleged many of the charges and fees were not disclosed to them at the time of purchase, and that the agent forged their signatures on many of the forms associated with these policies. Billy Zhang’s customer complaint was settled in favor of the investors. Billy Zhang Red Flags & Your Rights As An Investor Of course, Billy Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Zhang at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Billy Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors Due To Billy Zhang If you have questions about AXA Advisors and/or Billy Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Mengxuan Zhang Formerly With Cetera Investment Services

DID MENGXUAN ZHANG CAUSE YOU INVESTMENT LOSSES? Mengxuan Zhang Formerly With Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mengxuan Zhang formerly with Cetera Investment Services? Mengxuan Zhang (CRD #6548853) who was formerly registered with Cetera Investment Services and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Mengxuan Zhang has also been the subject of a FINRA investigation for allegedly falsifying client signatures on account forms were of 3 different customers.  Without admitting or denying the allegations, Mengxuan Zhang, consented to a one-month suspension and $5, 000 fine. Mengxuan Zhang Customer Complaint Mengxuan Zhang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged they were sold an unsuitable product. The customer complaint filed against Mengxuan Zhang’s former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Mengxuan Zhang Red Flags & Your Rights As An Investor Of course, Mengxuan Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mengxuan Zhang at Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Mengxuan Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Mengxuan Zhang If you have questions about Cetera Investment Services and/or Mengxuan Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Thomas Zitzmann of Securities America

DID THOMAS ZITZMANN CAUSE YOU INVESTMENT LOSSES? Thomas Zitzmann Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Zitzmann of Securities America? Thomas Zitzmann (CRD #4603874) who is currently registered with Securities America and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Thomas Zitzmann was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Zitzmann Customer Complaint Thomas Zitzmann has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. Client was frustrated about delays associated with transferring assets from Nassau RE to Pershing. The customer complaint filed against Thomas Zitzmann’s former employer KMS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas Zitzmann Red Flags & Your Rights As An Investor Of course, Thomas Zitzmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Zitzmann at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Zitzmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Thomas Zitzmann If you have questions about Securities America, KMS Financial Services, and/or Thomas Zitzmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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