Feb 22, 2022

Barry Richter of Raymond James & Associates, Inc.

DID BARRY D. RICHTER CAUSE YOU INVESTMENT LOSSES? Barry Richter Of Raymond James & Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Barry Richter of Raymond James & Associates, Inc.? Barry Richter (CRD # 1387197) who is currently registered with Raymond James & Associates, Inc. and located in Devon, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Barry Richter Customer Complaints Barry Richter has been the subject of 9 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Six of Barry Richter’s 9 customer complaints were settled in favor of investors. Two of Barry Richter’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Barry Richter’s current employer Raymond James & Associates, Inc. for investment losses caused by the alleged misconduct. Allegations Against Barry Richter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable concentration of REIT investments in portfolio. Failure to disclose that step down certificates of deposit had a 20 year maturity date, that this interest rate would step down after the 1st year, and the risks involved with their investment. Misrepresentation of investment as certificate of deposit when it was actually a bond transaction. Misrepresentation of terms of step down certificates of deposit is not having early withdrawal penalty. Misrepresentation of Provident certificate of deposit. Overconcentration and unsuitable investment recommendations in limited partnerships. Barry Richter Red Flags & Your Rights As An Investor Of course, Barry Richter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Richter at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Richter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Barry Richter If you have questions about Raymond James & Associates, Inc. and/or Barry Richter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRETT C. BRIGHTWELL CAUSE YOU INVESTMENT LOSSES? Barrett Brightwell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barrett Brightwell (CRD #4973342) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Barrett Brightwell Customer Complaints Barrett Brightwell has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Barrett Brightwell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Barrett Brightwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow customers instructions. Misrepresentations related to a variable annuity, investment. Barrett Brightwell Red Flags & Your Rights As An Investor Of course, Barrett Brightwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barrett Brightwell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barrett Brightwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barrett Brightwell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barrett Brightwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Baron Willis of Chelsea Financial Services

DID BARON THOMAS WILLIS CAUSE YOU INVESTMENT LOSSES? Baron Willis Of Chelsea Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Baron Willis of Chelsea Financial Services? Baron Willis (CRD #1161335) who is currently registered with Chelsea Financial Services and located in Alpine, California is a subject of one of our many securities industry sales practice abuse investigations. Baron Willis Customer Complaint Baron Willis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Baron Willis engaged in selling away without the firm’s authorization and sold the customer a promissory note. Baron Willis’ customer complaint was settled in favor of the investors. Baron Willis Red Flags & Your Rights As An Investor Of course, Baron Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Baron Willis at Chelsea Financial Services on alert to review carefully the activity and performance of their accounts and question whether Baron Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Chelsea Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Chelsea Financial Services Due To Baron Willis If you have questions about Chelsea Financial Services and/or Baron Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Ayad Amary of TIAA-CREF Individual & Institutional Services, LLC

DID AYAD AMARY CAUSE YOU INVESTMENT LOSSES? Ayad Amary Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ayad Amary of TIAA-CREF Individual & Institutional Services, LLC? Ayad Amary (CRD #2926605) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.    Ayad Amary Customer Complaint Ayad Amary has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisors made false representations prior to the signing of annuity application, and further, substituted terms into the annuity documents which materially varied from what was represented. Ayad Amary’s customer complaint was settled in favor of the investors. Ayad Amary Red Flags & Your Rights As An Investor Of course, Ayad Amary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Amary at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ayad Amary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Ayad Amary If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Ayad Amary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Avraham Ziv of Western International Securities, Inc.

DID AVRAHAM ISAAC ZIV CAUSE YOU INVESTMENT LOSSES? Avraham Ziv Of Western International Securities, Inc. And Formerly With Northeast Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Avraham Ziv of Western International Securities, Inc.? Avraham Ziv (CRD #2749711) who is currently registered with Western International Securities, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Western International Securities, Inc., Avraham Ziv was associated with Northeast Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Avraham Ziv Customer Complaint Avraham Ziv has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of common and preferred stock investments. Avraham Ziv’s customer complaint was denied and, to date, the customer has not taken any further action. Avraham Ziv Red Flags & Your Rights As An Investor Of course, Avraham Ziv did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Avraham Ziv at Western International Securities, Inc. and Northeast Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Avraham Ziv has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Northeast Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Avraham Ziv If you have questions about Western International Securities, Inc., Northeast Securities, LLC and/or Avraham Ziv and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

August Perazzini of Securities America, Inc.

DID AUGUST JOHN PERAZZINI CAUSE YOU INVESTMENT LOSSES? August Perazzini Of Securities America, Inc. And Formerly With Securities Service Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is August Perazzini of Securities America, Inc.? August Perazzini (CRD #2907194) who is currently registered with Securities America, Inc. and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., August Perazzini was associated with Securities Service Network, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. August Perazzini Customer Complaint August Perazzini has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were August Perazzini was negligent in failing to ensure that the funds from customer’s annuity were transferred to a brokerage account and invested on a timely basis. August Perazzini’s customer complaint was settled in favor of the investors. August Perazzini Red Flags & Your Rights As An Investor Of course, August Perazzini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of August Perazzini at Securities America, Inc. and Securities Service Network, LLC on alert to review carefully the activity and performance of their accounts and question whether August Perazzini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Securities Service Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To August Perazzini If you have questions about Securities America, Inc., Securities Service Network, LLC and/or August Perazzini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Aubrey Parker of Wells Fargo Clearing Services, LLC

DID AUBREY DEXTER PARKER CAUSE YOU INVESTMENT LOSSES? Aubrey Parker Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Aubrey Parker of Wells Fargo Clearing Services, LLC? Aubrey Parker (CRD #2454088) who is currently registered with Wells Fargo Clearing Services, LLC and located in Stone Mountain, Georgia 30087 is a subject of one of our many securities industry sales practice abuse investigations.   Aubrey Parker Customer Complaints Aubrey Parker has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Aubrey Parker’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Aubrey Parker’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct. Allegations Against Aubrey Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Parker took orders from customers son without customer’s authorization. Misrepresentation by Aubrey Parker with respect to recommended securities transactions. Aubrey Parker Red Flags & Your Rights As An Investor Of course, Aubrey Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aubrey Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aubrey Parker If you have questions about Wells Fargo Clearing Services, LLC and/or Aubrey Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Atul Makharia of Centaurus Financial, Inc.

DID ATUL MAKHARIA CAUSE YOU INVESTMENT LOSSES? Atul Makharia Of Centaurus Financial, Inc. And Formerly With J.P. Turner & Company, LLC Has 9 Customer Complaints For Alleged Broker Misconduct Who is Atul Makharia of Centaurus Financial, Inc.? Atul Makharia (CRD #5070762) who is currently registered with Centaurus Financial, Inc. and located in Lexington, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Centaurus Financial, Inc., Atul Makharia was associated with J.P. Turner & Company, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Atul Makharia Customer Complaints Atul Makharia has been the subject of 9 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Atul Makharia’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Atul Makharia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Overconcentration of customer’s accounts and unsuitable corporate debt investments. Multiple clients in separate arbitration’s alleged overconcentration and unsuitable, complex, high-risk, speculative, and illiquid investments. Multiple clients in separate arbitration’s alleged unsuitable investments in breach of fiduciary duties. Atul Makharia Red Flags & Your Rights As An Investor Of course, Atul Makharia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Atul Makharia at Centaurus Financial, Inc. and J.P. Turner & Company, LLC on alert to review carefully the activity and performance of their accounts and question whether Atul Makharia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and J.P. Turner & Company, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Atul Makharia If you have questions about Centaurus Financial, Inc., J.P. Turner & Company, LLC and/or Atul Makharia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Ashley Upson of PFS Investments Inc.

DID ASHLEY MYLES UPSON CAUSE YOU INVESTMENT LOSSES? Ashley Upson Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ashley Upson of PFS Investments Inc.? Ashley Upson (CRD #5231420) who is currently registered with PFS Investments Inc. and located in Rocky Hill, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Ashley Upson Customer Complaint Ashley Upson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her ex-husband alleged he took electronic withdrawals from his IRA account without his knowledge or consent during the course of their marriage.  Ashley Upson’s customer complaint was denied and, to date, the customer has not taken any further action. Ashley Upson Red Flags & Your Rights As An Investor Of course, Ashley Upson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Upson at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Ashley Upson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Ashley Upson If you have questions about PFS Investments Inc. and/or Ashley Upson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2022

Asaf Glaich of Stifel, Nicolaus & Company

DID ASAF GLAICH CAUSE YOU INVESTMENT LOSSES? Asaf Glaich Of Stifel, Nicolaus & Company, Incorporated And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Asaf Glaich of Stifel, Nicolaus & Company, Incorporated? Asaf Glaich (CRD #3241626) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Sugarland, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Asaf Glaich was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Asaf Glaich Customer Complaint Asaf Glaich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt investment.  Asaf Glaich’s customer complaint was denied and, to date, the customer has not taken any further action. Asaf Glaich Red Flags & Your Rights As An Investor Of course, Asaf Glaich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Asaf Glaich at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Asaf Glaich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Asaf Glaich If you have questions about Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Asaf Glaich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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