Mar 4, 2022

Anthony Shelby of Spartan Capital Securities

DID ANTHONY B. SHELBY CAUSE YOU INVESTMENT LOSSES? Anthony Shelby Of Spartan Capital Securities And Formerly With National Securities, Laidlaw & Company (UK) And Legend Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Shelby of Spartan Capital Securities? Anthony Shelby (CRD #6110694) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Anthony Shelby was associated with National Securities, Laidlaw & Company (UK), Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Shelby Customer Complaint Anthony Shelby has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty. The customer complaint filed against Anthony Shelby’s current employer Legend Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Anthony Shelby Red Flags & Your Rights As An Investor Of course, Anthony Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Shelby at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Anthony Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Anthony Shelby If you have questions about Spartan Capital Securities, National Securities, Laidlaw & Company (UK), Legend Securities, and/or Anthony Shelby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert Silverman Formerly With Cetera Financial Specialists

DID ROBERT SILVERMAN CAUSE YOU INVESTMENT LOSSES? Robert Silverman Formerly With Cetera Financial Specialists Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Silverman formerly with Cetera Financial Specialists? Robert Silverman (CRD #4582993) who was formerly registered with Cetera Financial Specialists and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Robert Silverman has also been the subject of a FINRA investigation which was concluded by a settlement.  He consented to sanctions and the entry of findings that he for affected transactions in a customer’s accounts based on instructions given to him by the customer’s son-in-law, who is not authorize the direct transactions in the accounts.  The sanctions included a four-month suspension and a $10,000 fine. Robert Silverman Customer Complaint Robert Silverman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative failed to perform his fiduciary duty by accepting withdrawal paperwork from her son in-law, purportedly with her signature and on her behalf for deposit to a bank account in her name, which she had not signed. The customer complaint filed against Robert Silverman’s former employer Cetera Financial Specialists for investment losses caused by the alleged misconduct is pending as of the date of this report. Robert Silverman Red Flags & Your Rights As An Investor Of course, Robert Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Silverman at Cetera Financial Specialists on alert to review carefully the activity and performance of their accounts and question whether Robert Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists Due To Robert Silverman If you have questions about Cetera Financial Specialists and/or Robert Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jason Shelby of FSC Securities

DID JASON A. SHELBY CAUSE YOU INVESTMENT LOSSES? Jason Shelby Of FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Shelby of FSC Securities? Jason Shelby (CRD #4589734) who is currently registered with FSC Securities and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Jason Shelby Customer Complaints Jason Shelby has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jason Shelby’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against FSC for investment losses caused by Jason Shelby’s alleged misconduct. Allegations Against Jason Shelby A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged their accounts were over-concentrated in REIT’s and alternative investments by Jason Shelby. Suitability of variable annuity product allegedly by Jason Shelby. Jason Shelby Red Flags & Your Rights As An Investor Of course, Jason Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Shelby at FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Due To Jason Shelby If you have questions about FSC Securities and/or Jason Shelby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Bradley Sheremeta of NYLIFE Securities

DID BRADLEY WILLIAM SHEREMETA CAUSE YOU INVESTMENT LOSSES? Bradley Sheremeta Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Sheremeta of NYLIFE Securities? Bradley Sheremeta (CRD #5588890) who is currently registered with NYLIFE Securities and located in Sodus, New York is a subject of one of our many securities industry sales practice abuse investigations. Bradley Sheremeta Customer Complaint Bradley Sheremeta has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged the Variable Annuity policy she purchased had an investment strategy that did not appear to suit her needs or financial profile. Bradley Sheremeta’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Bradley Sheremeta Red Flags & Your Rights As An Investor Of course, Bradley Sheremeta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Sheremeta at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Bradley Sheremeta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Bradley Sheremeta If you have questions about NYLIFE Securities and/or Bradley Sheremeta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Suzanne Sheuerman formerly with Morgan Stanley

DID SUZANNE SHEUERMAN CAUSE YOU INVESTMENT LOSSES? Suzanne Sheuerman Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Suzanne Sheuerman formerly with Morgan Stanley? Suzanne Sheuerman (CRD #4643859) who was formerly registered with Morgan Stanley and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Suzanne Sheuerman Customer Complaint Suzanne Sheuerman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations with respect to purchase of structured product. Damages unspecified. Suzanne Sheuerman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Suzanne Sheuerman Red Flags & Your Rights As An Investor Of course, Suzanne Sheuerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Sheuerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Suzanne Sheuerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Suzanne Sheuerman If you have questions about Morgan Stanley and/or Suzanne Sheuerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kenneth Smith of LPL Financial

DID KENNETH JAMES SMITH CAUSE YOU INVESTMENT LOSSES? Kenneth Smith Of LPL Financial, Wealth Enhancement Brokerage Services And Wealth Enhancement Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kenneth Smith of LPL Financial? Kenneth Smith (CRD #4351226) who is currently registered with LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services and located in Sartell, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Smith Customer Complaint Kenneth Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with regard to the liquidity of two REITs he purchased. Kenneth Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kenneth Smith Red Flags & Your Rights As An Investor Of course, Kenneth Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Smith at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Kenneth Smith If you have questions about LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services, and/or Kenneth Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brian Shey of Green Vista Capital

DID BRIAN KEITH SHEY CAUSE YOU INVESTMENT LOSSES? Brian Shey Of Green Vista Capital And Formerly With G. A. Repple And Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Shey of Green Vista Capital? Brian Shey (CRD #4610561) who is currently registered with Green Vista Capital and located in Winter Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Green Vista Capital, Brian Shey was associated with G. A. Repple, Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Shey Customer Complaints Brian Shey has been the subject of 2 customer complaints that we know about. One of Brian Shey’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Sterling Wyatt PA for investment losses caused by Brian Shey’s alleged misconduct. Allegations Against Brian Shey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged breach of fiduciary responsibility and misrepresentation by Brian Shey. Client claimed registered representative, Brian Shey allegedly convinced him to surrender his security mutual policy and purchase a Minnesota Life Policy. Client did and claimed Mr. Shey sold the policy as an investment type policy and did not disclose the much higher premiums, which he would not have agreed to. Client was also concerned about his cash value which was significantly less than when he purchased the Minnesota Life Policy. Brian Shey Red Flags & Your Rights As An Investor Of course, Brian Shey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Shey at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Brian Shey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Green Vista Capital Due To Brian Shey If you have questions about Green Vista Capital, G. A. Repple, Cetera Advisor Networks, and/or Brian Shey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith

DID JOSEPH MICHAEL SHIMKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Shimko Formerly With Merrill Lynch Pierce Fenner & Smith And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith? Joseph Shimko (CRD #4611093) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Shimko was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Shimko Customer Complaint Joseph Shimko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the purchases made by the financial advisor were not in accordance with the client’s Investment Objectives. Joseph Shimko’s customer complaint was settled in favor of the investors. Joseph Shimko Red Flags & Your Rights As An Investor Of course, Joseph Shimko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Shimko at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Shimko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Shimko If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Shimko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Smith of Wells Fargo Clearing Services

DID DANIEL W. SMITH CAUSE YOU INVESTMENT LOSSES? Daniel Smith Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Smith of Wells Fargo Clearing Services? Daniel Smith (CRD #5816549) who is currently registered with Wells Fargo Clearing Services and located in Canyon, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Smith Customer Complaints Daniel Smith has been the subject of 2 customer complaints that we know about. One of Daniel Smith’s 2 customer complaints was settled in favor of investors. One of Daniel Smith’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Daniel Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained that the terms of the investment, as explained by Daniel Smith, allegedly turned out to be incorrect. Client verbally alleged that Daniel Smith misrepresented the terms of a unit investment trust relating to the liquidity or availability of her funds in conjunction with a fluctuating account balance. Daniel Smith Red Flags & Your Rights As An Investor Of course, Daniel Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Smith at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Smith If you have questions about Wells Fargo Clearing Services and/or Daniel Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

David Smith of Merrill Lynch Pierce Fenner & Smith

DID DAVID ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #6507487) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, David Smith was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentations and failure to follow instructions.  David Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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