Feb 21, 2022

Arturo Campos of Parkland Securities, LLC

DID ARTURO MARTINEZ CAMPOS CAUSE YOU INVESTMENT LOSSES? Arturo Campos Of Parkland Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Arturo Campos of Parkland Securities, LLC? Arturo Campos (CRD #39501) who is currently registered with Parkland Securities, LLC and located in Fair Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Arturo Campos Customer Complaints Arturo Campos has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Arturo Campos’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Arturo Campos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose surrender charges on insurance contract surrendered. Unsuitable investment recommendation. Arturo Campos Red Flags & Your Rights As An Investor Of course, Arturo Campos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arturo Campos at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Arturo Campos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Arturo Campos If you have questions about Parkland Securities, LLC and/or Arturo Campos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Arthur Lippitt formerly with Metlife Securities Inc.

DID ARTHUR HERMAN LIPPITT CAUSE YOU INVESTMENT LOSSES? Arthur Lippitt Formerly With Metlife Securities Inc. And New England Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Arthur Lippitt formerly with Metlife Securities Inc.? Arthur Lippitt (CRD #310500) who was formerly registered with Metlife Securities Inc. and located in North Plainfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Metlife Securities Inc., Arthur Lippitt was associated with New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur Lippitt Customer Complaint Arthur Lippitt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations relating to premiums and benefits of insurance policy. Arthur Lippitt’s customer complaint was denied and, to date, the customer has not taken any further action. Arthur Lippitt Red Flags & Your Rights As An Investor Of course, Arthur Lippitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Lippitt at Metlife Securities Inc. and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Arthur Lippitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Metlife Securities Inc. and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Metlife Securities Inc. Due To Arthur Lippitt If you have questions about Metlife Securities Inc., New England Securities and/or Arthur Lippitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Arthur Faren of Truist Investment Services, Inc.

DID ARTHUR GILBERT FAREN CAUSE YOU INVESTMENT LOSSES? Arthur Faren Of Truist Investment Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Arthur Faren of Truist Investment Services, Inc.? Arthur Faren (CRD #1958380) who is currently registered with Truist Investment Services, Inc. and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., Arthur Faren was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur Faren Customer Complaints Arthur Faren has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Arthur Faren’s 6 customer complaints were settled in favor of investors. Three of Arthur Faren’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Arthur Faren’s former employer Suntrust Investment Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Arthur Faren A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of common and preferred stock. Unauthorized sales of mutual funds. Unsuitable investment recommendations of mutual funds. Unsuitable investment recommendations of junk bonds. Arthur Faren Red Flags & Your Rights As An Investor Of course, Arthur Faren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Faren at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Arthur Faren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Arthur Faren If you have questions about Truist Investment Services, Inc., Wells Fargo Clearing Services, LLC and/or Arthur Faren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Artemio Mercado of Wells Fargo Clearing Services, LLC

DID ARTEMIO F. MERCADO CAUSE YOU INVESTMENT LOSSES? Artemio Mercado Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Artemio Mercado of Wells Fargo Clearing Services, LLC? Artemio Mercado (CRD #2884434) who is currently registered with Wells Fargo Clearing Services, LLC and located in Hallandale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Artemio Mercado was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Artemio Mercado Customer Complaints Artemio Mercado has been the subject of 2 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Both of Artemio Mercado’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Artemio Mercado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to advise customer about investment risks using this strategy involving margin and concentrated equity positions. Mismanagement of managed account. Artemio Mercado Red Flags & Your Rights As An Investor Of course, Artemio Mercado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Artemio Mercado at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Artemio Mercado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Artemio Mercado If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or Artemio Mercado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Arni Diamond formerly with Dempsey Lord Smith, LLC

DID ARNI JAY DIAMOND CAUSE YOU INVESTMENT LOSSES? Arni Diamond Formerly With Dempsey Lord Smith, LLC And Kalos Capital, Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Who is Arni Diamond formerly with Dempsey Lord Smith, LLC? Arni Diamond (CRD #2667392) who was formerly registered with Dempsey Lord Smith, LLC and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dempsey Lord Smith, LLC, Arni Diamond was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arni Diamond Customer Complaints Arni Diamond has been the subject of12 customer complaints that we know about, 9 of those complaints were filed in the last year to recover investment losses. Eight of Arni Diamond’s 12 customer complaints were settled in favor of investors. Two of Arni Diamond’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Arni Diamond’s former employers, Kalos Capital, Inc. and Berthel Fisher and Company Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Arni Diamond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation of alternative investments. Failure to conduct due diligence before recommending an investment in United Development Funding and GPB Investments. Unsuitable investment recommendations and breach of contract and fiduciary duty in direct investments. Unsuitable recommendations of Alternative investments. Lack of proper due diligence, and breach of fiduciary duty. Recommendation of investments in appropriate for the stated investment goals. Unsuitable and misrepresented investments in variable annuities, equipment leasing and real estate securities. Misrepresentation of a REIT. Arni Diamond Red Flags & Your Rights As An Investor Of course, Arni Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arni Diamond at Dempsey Lord Smith, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Arni Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Arni Diamond If you have questions about Dempsey Lord Smith, LLC, Kalos Capital, Inc. and/or Arni Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Armani Miller of J.P. Morgan Securities LLC

DID ARMANI MILLER CAUSE YOU INVESTMENT LOSSES? Armani Miller Of J.P. Morgan Securities LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Armani Miller of J.P. Morgan Securities LLC? Armani Miller (CRD #6869458) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Armani Miller was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Armani Miller Customer Complaint Armani Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor surrendered a variable annuity contract without clients authorization. Armani Miller’s customer complaint was settled in favor of the investor. Armani Miller Red Flags & Your Rights As An Investor Of course, Armani Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Armani Miller at J.P. Morgan Securities LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Armani Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Armani Miller If you have questions about J.P. Morgan Securities LLC, UBS Financial Services Inc. and/or Armani Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Arieh Israel formerly with NYLife Securities LLC

DID ARIEH ISRAEL CAUSE YOU INVESTMENT LOSSES? Arieh Israel Formerly With NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Arieh Israel formerly with NYLife Securities LLC? Arieh Israel (CRD #6481347) who was formerly registered with NYLife Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Arieh Israel Customer Complaints Arieh Israel has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Arieh Israel’s 2 customer complaints were settled in favor of investors. Allegations Against Arieh Israel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of monthly premiums connection with variable universal life insurance policy. Failure to apply payment to life insurance policy premium. Arieh Israel Red Flags & Your Rights As An Investor Of course, Arieh Israel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arieh Israel at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Arieh Israel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Arieh Israel If you have questions about NYLife Securities LLC and/or Arieh Israel LLC and/or Antoine Souma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Antony Marshall formerly with Edward Jones

DID ANTONY DAVID MARSHALL CAUSE YOU INVESTMENT LOSSES? Antony Marshall Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Antony Marshall formerly with Edward Jones? Antony Marshall (CRD #2377392) who was formerly registered with Edward Jones and located in Woodland, California is a subject of one of our many securities industry sales practice abuse investigations.   Antony Marshall Customer Complaint Antony Marshall has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences associated with the surrender of a Northwestern life insurance policy and reinvestment of the sales proceeds in a Brighthouse variable annuity. Antony Marshall’s customer complaint was settled in favor of the investor. Antony Marshall Red Flags & Your Rights As An Investor Of course, Antony Marshall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antony Marshall at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Antony Marshall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Antony Marshall If you have questions about Edward Jones and/or Antony Marshall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Antoinette Lawrence of Park Avenue Securities LLC

DID ANTOINETTE LAWRENCE CAUSE YOU INVESTMENT LOSSES? Antoinette Lawrence Of Park Avenue Securities LLC And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Antoinette Lawrence of Park Avenue Securities LLC? Antoinette Lawrence (CRD #6550367) who is currently registered with Park Avenue Securities LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Park Avenue Securities LLC, Antoinette Lawrence was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoinette Lawrence Customer Complaint Antoinette Lawrence has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of variable annuity.  Antoinette Lawrence’s customer complaint was denied and, to date, the customer has not taken any further action. Antoinette Lawrence Red Flags & Your Rights As An Investor Of course, Antoinette Lawrence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Lawrence at Park Avenue Securities LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Antoinette Lawrence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC and Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Antoinette Lawrence If you have questions about Park Avenue Securities LLC, Pruco Securities, LLC and/or Antoinette Lawrence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Anthony Ragusa of LPL Financial LLC

DID ANTHONY P. RAGUSA CAUSE YOU INVESTMENT LOSSES? Anthony Ragusa Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Ragusa of LPL Financial LLC? Anthony Ragusa (CRD #4075624) who is currently registered with LPL Financial LLC and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Anthony Ragusa Customer Complaint Anthony Ragusa has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations in usufruct account. Anthony Ragusa’s customer complaint was settled in favor of the investors. Anthony Diminno Red Flags & Your Rights As An Investor Of course, Anthony Ragusa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Ragusa at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Ragusa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Anthony Ragusa If you have questions about LPL Financial LLC and/or Anthony Ragusa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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