Feb 18, 2022

Anthony Diminno formerly with Aegis Capital Corp.

DID ANTHONY P. DIMINNO CAUSE YOU INVESTMENT LOSSES? Anthony Diminno Formerly With Aegis Capital Corp. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Diminno formerly with Aegis Capital Corp.? Anthony Diminno (CRD #5935673) who was formerly registered with Aegis Capital Corp. and located in Bronxville, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Diminno Customer Complaint Anthony Diminno has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to follow client’s instructions. Anthony Diminno’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Diminno Red Flags & Your Rights As An Investor Of course, Anthony Diminno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Diminno at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Anthony Diminno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Anthony Diminno If you have questions about Aegis Capital Corp. and/or Anthony Diminno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Anthony Carpenito of J.P. Morgan Securities LLC

DID ANTHONY NICHOLAS CARPENITO CAUSE YOU INVESTMENT LOSSES? Anthony Carpenito Of J.P. Morgan Securities LLC And Formerly With Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Carpenito of J.P. Morgan Securities LLC? Anthony Carpenito (CRD #5446992) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Anthony Carpenito was associated with Stifel, Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Carpenito Customer Complaint Anthony Carpenito has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations regarding a variable annuity investment.  Anthony Carpenito’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Carpenito Red Flags & Your Rights As An Investor Of course, Anthony Carpenito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Carpenito at J.P. Morgan Securities LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Anthony Carpenito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Anthony Carpenito If you have questions about J.P. Morgan Securities LLC, Stifel, Nicolaus & Company and/or Anthony Carpenito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Crisci of NYLife Securities LLC

DID ANTHONY MICHAEL CRISCI JR CAUSE YOU INVESTMENT LOSSES? Anthony Crisci Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Crisci of NYLife Securities LLC? Anthony Crisci (CRD #2328166) who is currently registered with NYLife Securities LLC and located in Newark, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Crisci Customer Complaint Anthony Crisci has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to include “good to age 95 provision” in variable universal life insurance policy purchased through financial advisor.  Anthony Crisci’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Crisci Red Flags & Your Rights As An Investor Of course, Anthony Crisci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Crisci at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Crisci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Anthony Crisci If you have questions about NYLife Securities LLC and/or Anthony Crisci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Cottone formerly with Landolt Securities, Inc.

DID ANTHONY MATTHEW COTTONE CAUSE YOU INVESTMENT LOSSES? Anthony Cottone Formerly With Landolt Securities, Inc. And Financial West Group Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Cottone formerly with Landolt Securities, Inc.? Anthony Cottone (CRD #4394861) who was formerly registered with Landolt Securities, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Landolt Securities, Inc., Anthony Cottone was associated with Financial West Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Cottone Customer Complaint Anthony Cottone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration of clients funds in private placement investments.  Anthony Cottone’s customer complaint was settled in favor of the investor. Anthony Cottone Red Flags & Your Rights As An Investor Of course, Anthony Cottone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cottone at Landolt Securities, Inc. and Financial West Group on alert to review carefully the activity and performance of their accounts and question whether Anthony Cottone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities, Inc. and Financial West Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Landolt Securities, Inc. Due To Anthony Cottone If you have questions about Landolt Securities, Inc., Financial West Group and/or Anthony Cottone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Pucci of Craft Capital Management LLC

DID ANTHONY JOHN ROBERT PUCCI CAUSE YOU INVESTMENT LOSSES? Anthony Pucci Of Craft Capital Management LLC And Formerly With Aegis Capital Corp., First Standard Financial Company LLC And Laidlaw & Company (UK) Ltd. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Pucci of Craft Capital Management LLC? Anthony Pucci (CRD #6120523) who is currently registered with Craft Capital Management LLC and located in Garden City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Craft Capital Management LLC, Anthony Pucci was associated with Aegis Capital Corp., First Standard Financial Company LLC, Laidlaw & Company (UK) Ltd. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Pucci Customer Complaints Anthony Pucci has been the subject of2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Anthony Pucci’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Anthony Pucci’s former employer Aegis Capital Corp. for investment losses caused by the alleged misconduct. Allegations Against Anthony Pucci A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and strategy in breach of fiduciary duty and contract. Unsuitable investment recommendations. Anthony Pucci Red Flags & Your Rights As An Investor Of course, Anthony Pucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Pucci at Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Anthony Pucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Craft Capital Management LLC Due To Anthony Pucci If you have questions about Craft Capital Management LLC, Aegis Capital Corp., First Standard Financial Company LLC, Laidlaw & Company (UK) Ltd. and/or Anthony Pucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Hutton formerly with Charles Schwab & Co., Inc.

DID ANTHONY JAMES HUTTON CAUSE YOU INVESTMENT LOSSES? Anthony Hutton Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Hutton formerly with Charles Schwab & Co., Inc.? Anthony Hutton (CRD #2693047) who was formerly registered with Charles Schwab & Co., Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Anthony Hutton Customer Complaint Anthony Hutton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor investment advice in connection with the purchase of Tesla stock. Anthony Hutton’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Hutton Red Flags & Your Rights As An Investor Of course, Anthony Hutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Hutton at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Hutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Anthony Hutton If you have questions about Charles Schwab & Co., Inc. and/or Anthony Hutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Fusco formerly with Legend Securities, Inc.

DID ANTHONY FUSCO CAUSE YOU INVESTMENT LOSSES? Anthony Fusco Formerly With Legend Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Fusco formerly with Legend Securities, Inc.? Anthony Fusco (CRD #2704753) who was formerly registered with Legend Securities, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Fusco Customer Complaints Anthony Fusco has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Fusco’s 2 customer complaints resulted in an Award in favor of investors. There is currently 1 pending customer complaint filed against Anthony Fusco’s former employer Legend Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Anthony Fusco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: An arbitration award was entered, breach of fiduciary duty, churning, fraud, manipulations, misrepresentations, and nondisclosures, unauthorized trading in violation of blue sky laws in excess of $1 million, including punitive damages. Unsuitable investment recommendations, overconcentration, and churning. Anthony Fusco Red Flags & Your Rights As An Investor Of course, Anthony Fusco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Fusco at Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Fusco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Legend Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Legend Securities, Inc. Due To Anthony Fusco If you have questions about Legend Securities, Inc. and/or Anthony Fusco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Meere of David Lerner Associates, Inc.

DID ANTHONY FRANCIS MEERE CAUSE YOU INVESTMENT LOSSES? Anthony Meere Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Meere of David Lerner Associates, Inc.? Anthony Meere (CRD #1251122) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Meere Customer Complaint Anthony Meere has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements in connection with recommendation of Puerto Rico bonds. The customer complaint filed against Anthony Meere’s current employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Anthony Meere Red Flags & Your Rights As An Investor Of course, Anthony Meere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Meere at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Meere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Anthony Meere If you have questions about David Lerner Associates, Inc. and/or Anthony Meere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Abrams formerly with Woodbury Financial Services, Inc.

DID ANTHONY DRAKE ABRAMS CAUSE YOU INVESTMENT LOSSES? Anthony Abrams Formerly With Woodbury Financial Services, Inc. And Questar Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Abrams formerly with Woodbury Financial Services, Inc.? Anthony Abrams (CRD #2829747) who was formerly registered with Woodbury Financial Services, Inc. and located in Upper Marlboro, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Anthony Abrams was associated with Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Abrams Customer Complaint Anthony Abrams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses was unauthorized trading.  Anthony Abrams’ customer complaint was settled in favor of the investors. Anthony Abrams Red Flags & Your Rights As An Investor Of course, Anthony Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Anthony Abrams at Woodbury Financial Services, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Anthony Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Questar Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Anthony Abrams If you have questions about Woodbury Financial Services, Inc., Questar Capital Corporation and/or Anthony Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Branca formerly with Woodstock Financial Group, Inc.

DID ANTHONY DOUGLAS BRANCA CAUSE YOU INVESTMENT LOSSES? Anthony Branca Formerly With Woodstock Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Branca formerly with Woodstock Financial Group, Inc.? Anthony Branca (CRD #1178639) who was formerly registered with Woodstock Financial Group, Inc. and located in Woodstock, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Anthony Branca Customer Complaints Anthony Branca has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Branca’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Anthony Branca’s former employer Woodstock Financial Group, Inc. for investment losses caused by the alleged misconduct. Allegations Against Anthony Branca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, mismanagement and negligence. Selling away, and failure to supervise connection with a private real estate transaction. Anthony Branca Red Flags & Your Rights As An Investor Of course, Anthony Branca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Branca at Woodstock Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Branca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc. If you have questions about Woodstock Financial Group, Inc. and/or Anthony Branca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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