Feb 17, 2022

Anthony Smith of Calton & Associates, Inc.

DID ANTHONY CHARLES SMITH CAUSE YOU INVESTMENT LOSSES? Anthony Smith Of Calton & Associates, Inc. And Formerly With Newport Coast Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Smith of Calton & Associates, Inc.? Anthony Smith (CRD #2471757) who is currently registered with Calton & Associates, Inc. and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Calton & Associates, Inc., Anthony Smith was associated with Newport Coast Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Smith Customer Complaints Anthony Smith has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Anthony Smith’s 2 customer complaints were settled in favor of investors. Allegations Against Anthony Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment strategy involving real estate securities. Misrepresentation, breach of fiduciary duty, and an unsuitable investment recommendation of a real estate securities. Anthony Smith Red Flags & Your Rights As An Investor Of course, Anthony Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Smith at Calton & Associates, Inc. and Newport Coast Securities, Inc.  on alert to review carefully the activity and performance of their accounts and question whether Anthony Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. and Newport Coast Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Anthony Smith If you have questions about Calton & Associates, Inc., Newport Coast Securities, Inc. and/or Anthony Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Cancela of NYLIFE Securities LLC

DID ANTHONY CANCELA CAUSE YOU INVESTMENT LOSSES? Anthony Cancela Of NYLIFE Securities LLC And Formerly With MML Investors Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Cancela of NYLIFE Securities LLC? Anthony Cancela (CRD #2398245) who is currently registered with NYLIFE Securities LLC and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NYLIFE Securities LLC, Anthony Cancela was associated with MML Investors Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Anthony Cancela Customer Complaints Anthony Cancela has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Two of Anthony Cancela’s 4 customer complaints were settled in favor of investors. Two of Anthony Cancela’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Cancela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations and misleading statements regarding tax benefits related to variable universal life insurance policy. Mismanagement of 401(k) account and forgery. Misrepresentation of variable life insurance policy. Anthony Cancela Red Flags & Your Rights As An Investor Of course, Anthony Cancela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cancela at NYLIFE Securities LLC and MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Cancela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC and MML Investors Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Anthony Cancela If you have questions about NYLIFE Securities LLC, MML Investors Services LLC and/or Anthony Cancela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Arch of Equitable Advisors, LLC

DID ANTHONY ARCH CAUSE YOU INVESTMENT LOSSES? Anthony Arch Of Equitable Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Arch of Equitable Advisors, LLC? Anthony Arch (CRD #1362479) who is currently registered with Equitable Advisors, LLC and located in Santa Clara, California is a subject of one of our many securities industry sales practice abuse investigations.   Anthony Arch Customer Complaints Anthony Arch has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Arch’s 4 customer complaints was settled in favor of investors.  Three of Anthony Arch’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Arch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendations and failure to disclose tax consequences of multiple variable annuity contracts. Misrepresentation of variable annuity. Unsuitable recommendation of variable Life insurance policy. Anthony Arch Red Flags & Your Rights As An Investor Of course, Anthony Arch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Arch at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Arch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Anthony Arch If you have questions about Equitable Advisors, LLC and/or Anthony Arch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2022

Ante Feric formerly with J.P. Morgan Securities LLC

DID ANTE FERIC CAUSE YOU INVESTMENT LOSSES? Ante Feric Formerly With J.P. Morgan Securities LLC And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Ante Feric formerly with J.P. Morgan Securities LLC? Ante Feric (CRD #1387852) who was formerly registered with J.P. Morgan Securities LLC and located in Ventura, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Ante Feric was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ante Feric Customer Complaint Ante Feric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Ante Feric’s customer complaint was settled in favor of the investors. Ante Feric Red Flags & Your Rights As An Investor Of course, Ante Feric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ante Feric at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ante Feric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ante Feric If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ante Feric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2022

Ann Onhaizer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANN T. ONHAIZER CAUSE YOU INVESTMENT LOSSES? Ann Onhaizer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ann Onhaizer of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Ann Onhaizer (CRD #1703798) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Virginia Beach, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Ann Onhaizer Customer Complaints Ann Onhaizer has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Ann Onhaizer’s 3 customer complaints was settled in favor of investors.  Two of Ann Onhaizer’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ann Onhaizer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation to induce purchases in the company that was an alleged did imminent takeover candidate. Ann Onhaizer Red Flags & Your Rights As An Investor Of course, Ann Onhaizer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ann Onhaizer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ann Onhaizer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ann Onhaizer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ann Onhaizer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Anjani Prabhu of Ameriprise Financial Services LLC

DID ANJANI PRABHU CAUSE YOU INVESTMENT LOSSES? Anjani Prabhu Of Ameriprise Financial Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anjani Prabhu of Ameriprise Financial Services LLC? Anjani Prabhu (CRD #2534015) who is currently registered with Ameriprise Financial Services LLC and located in Lowville, New York is a subject of one of our many securities industry sales practice abuse investigations. Anjani Prabhu Customer Complaint Anjani Prabhu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor recommended an unsuitable investment in a business development company.  The customer complaint filed against Anjani Prabhu’s current employer Ameriprise Financial Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Anjani Prabhu Red Flags & Your Rights As An Investor Of course, Anjani Prabhu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anjani Prabhu at Ameriprise Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anjani Prabhu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Anjani Prabhu If you have questions about Ameriprise Financial Services LLC and/or Anjani Prabhu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Anirudh Sulibhavi of Citigroup Global Markets Inc.

DID ANIRUDH D. SULIBHAVI CAUSE YOU INVESTMENT LOSSES? Anirudh Sulibhavi Of Citigroup Global Markets Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anirudh Sulibhavi of Citigroup Global Markets Inc.? Anirudh Sulibhavi (CRD #4490111) who is currently registered with Citigroup Global Markets Inc. and located in S. Ozone Park, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Citigroup Global Markets Inc., Anirudh Sulibhavi was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anirudh Sulibhavi Customer Complaint Anirudh Sulibhavi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to disclose different share class options and misrepresented customers time horizon in connection with the investment.  Anirudh Sulibhavi’s customer complaint was denied and, to date, the customer has not taken any further action. Anirudh Sulibhavi Red Flags & Your Rights As An Investor Of course, Anirudh Sulibhavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anirudh Sulibhavi at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anirudh Sulibhavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Anirudh Sulibhavi If you have questions about Citigroup Global Markets Inc., J.P. Morgan Securities LLC and/or Anirudh Sulibhavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Angelo Angelopoulos of NYLIFE Securities LLC

DID ANGELO JOHN ANGELOPOULOS CAUSE YOU INVESTMENT LOSSES? Angelo Angelopoulos Of NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Angelo Angelopoulos of NYLIFE Securities LLC? Angelo Angelopoulos (CRD #6856462) who is currently registered with NYLIFE Securities LLC and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Angelo Angelopoulos Customer Complaint Angelo Angelopoulos has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that financial advisor recommended an unsuitable variable annuity. Angelo Angelopoulos’ customer complaint was denied and, to date, the customer has not taken any further action. Angelo Angelopoulos Red Flags & Your Rights As An Investor Of course, Angelo Angelopoulos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angelo Angelopoulos at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Angelo Angelopoulos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at  NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Angelo Angelopoulos If you have questions about NYLIFE Securities and/or Angelo Angelopoulos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Angel Barnes of PFS Investments Inc.

DID ANGEL MOLISA BARNES CAUSE YOU INVESTMENT LOSSES? Angel Barnes Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Angel Barnes of PFS Investments Inc.? Angel Barnes (CRD #6140195) who is currently registered with PFS Investments Inc. and located in Evergreen Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Angel Barnes Customer Complaint Angel Barnes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of mutual fund investments.  Angel Barnes’ customer complaint was settled in favor of the investors. Angel Barnes Red Flags & Your Rights As An Investor Of course, Angel Barnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Barnes at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Angel Barnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Angel Barnes If you have questions about PFS Investments Inc. and/or Angel Barnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Andrew Katsanis of Morgan Stanley

DID ANDREW THOMAS KATSANIS CAUSE YOU INVESTMENT LOSSES? Andrew Katsanis Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Katsanis of Morgan Stanley? Andrew Katsanis (CRD #6281655) who is currently registered with Morgan Stanley and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Andrew Katsanis was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Katsanis Customer Complaint Andrew Katsanis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Katsanis engaged in unauthorized trading of mutual funds. Andrew Katsanis’ customer complaint was settled in favor of the investors. Andrew Katsanis Red Flags & Your Rights As An Investor Of course, Andrew Katsanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Katsanis at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Andrew Katsanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Katsanis If you have questions about Morgan Stanley, Edward Jones and/or Andrew Katsanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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