Sep 12, 2024

Alex Englund of Edward Jones FIRED

DID ALEX STEPHEN GERARD CAUSE YOU INVESTMENT LOSSES? Alex Englund Formerly With Edward Jones was terminated on August 1, 2024 for not adhering to the Firm’s client signature policy. Alex Englund Employment History Alex S. Englund has experience working with a securities firm, Edward Jones, where he was registered from July 2019 to August 2024 in Shelbyville, Kentucky. Throughout his career, he passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in June 2019 and the General Securities Representative Examination (Series 7) in July 2019. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66), in August 2019. Englund has not passed any principal or supervisory exams. Englund is not currently registered with any firm. His record includes one disclosure event, a termination from Edward Jones in August 2024. The termination was due to concerns about his adherence to the firm’s client signature policy. The relevant documents were subsequently re-signed by the clients, and this event was not related to any specific product. Alex Englund Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Alex Englund is a red flag which should put all current and former customers of Alex Englund at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alex Englund engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alex Englund If you have questions about Edward Jones and/or Alex Englund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Carmine DeMaio of Morgan Stanley FIRED

DID CARMINE A DEMAIO CAUSE YOU INVESTMENT LOSSES? Carmine DeMaio Formerly With Morgan Stanley was terminated on August 2, 2024 for allegations regarding the accuracy of call notes entered into the Firm’s Customer Relationship Management (CRM) system that did not fully reflect the call. Carmine DeMaio Employment History Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Carmine DeMaio Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmine DeMaio is a red flag which should put all current and former customers of Carmine DeMaio at Morgan Stanley and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmine DeMaio engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carmine DeMaio If you have questions about Morgan Stanley and/or Carmine DeMaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Steven Sharp of Wells Fargo Clearing Services, LLC Reviews

DID STEVEN FRANKLIN SHARP CAUSE YOU INVESTMENT LOSSES? Steven Sharp Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Sharp Customer Complaints and Reviews Sharp’s FINRA report indicates several disclosure events: Allegations Against Steven Sharp Steven Sharp Red Flags & Your Rights As An Investor Of course, Steven Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sharp at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Sharp If you have questions about Wells Fargo Clearing Services, LLC and/or Steven Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

David Stephens Formerly With MML Investors Services, LLC Reviews

DID DAVID R STEPHENS CAUSE YOU INVESTMENT LOSSES? David Stephens Customer Complaints and Reviews David R. Stephens has several significant disclosures: Allegations Against David Stephens David Stephens Red Flags & Your Rights As An Investor Of course, David Stephens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Stephens at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Stephens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To David Stephens If you have questions about MML Investors Services, LLC and/or David Stephens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Edward Tunmore of MML Investors Services, LLC Reviews

DID EDWARD M TUNMORE CAUSE YOU INVESTMENT LOSSES? Edward Tunmore Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Tunmore Customer Complaints and Reviews Edward Tunmore’s report includes disclosures of customer disputes: Allegations Against Edward Tunmore Edward Tunmore Red Flags & Your Rights As An Investor Of course, Edward Tunmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Tunmore at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Tunmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edward Tunmore If you have questions about MML Investors Services, LLC and/or Edward Tunmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Nikolai Taylor of Morgan Stanley Reviews

DID NIKOLAI TAYLOR CAUSE YOU INVESTMENT LOSSES? Nikolai Taylor Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Nikolai Taylor Customer Complaints and Reviews Nikolai Taylor has several negative disclosures reported: Allegations Against Nikolai Taylor Nikolai Taylor Red Flags & Your Rights As An Investor Of course, Nikolai Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolai Taylor at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikolai Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nikolai Taylor If you have questions about Morgan Stanley and/or Nikolai Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Paul Weinberger of Cetera Financial Specialists LLC Reviews

DID PAUL MICHAEL WEINBERGER CAUSE YOU INVESTMENT LOSSES? Paul Weinberger Of Cetera Financial Specialists LLC Has 6 Customer Complaints For Alleged Broker Misconduct Paul Weinberger Customer Complaints and Reviews Paul Weinberger’s report indicates a number of customer disputes: Allegations Against Paul Weinberger Paul Weinberger Red Flags & Your Rights As An Investor Of course, Paul Weinberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Weinberger at Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Weinberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Paul Weinberger If you have questions about Cetera Financial Specialists LLC and/or Paul Weinberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Akinfolarin Sessi of Edward Jones FIRED

DID AKINFOLARIN SESSI CAUSE YOU INVESTMENT LOSSES? Akinfolarin Sessi, formerly With Edward Jones, was terminated on August 16, 2024 for failure to provide complete information during a compliance investigation. Akinfolarin Sessi Employment History Akinfolarin Oladayo Sessi is a securities broker who was last registered with Edward Jones in St. Louis, Missouri, from July of 2017 to August 2024. Sessi worked for Edward Jones. He worked at offices located in Florissant and St. Louis, Missouri. Over his career, Sessi has passed two general industry/product exams—the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in July 2017. Additionally, he has passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in July 2017. Sessi’s registration status is currently inactive, with no current registrations. He was discharged from Edward Jones on August 16, 2024, due to allegations of failing to provide complete information during a compliance investigation. Despite the termination, there are no records of criminal convictions or civil judgments against him. Akinfolarin Sessi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Akinfolarin Sessi is a red flag which should put all current and former customers of Akinfolarin Sessi at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Akinfolarin Sessi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Akinfolarin Sessi If you have questions about Edward Jones and/or Akinfolarin Sessi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Brad Whalen of Green Vista Capital, LLC Reviews

DID BRAD WHALEN CAUSE YOU INVESTMENT LOSSES? Brad Whalen Of Green Vista Capital, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Brad Whalen Customer Complaints and Reviews Allegations Against Brad Whalen Brad Whalen Red Flags & Your Rights As An Investor Of course, Brad Whalen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brad Whalen at Green Vista Capital, LLC on alert to review carefully the activity and performance of their accounts and question whether Brad Whalen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Brad Whalen If you have questions about Green Vista Capital, LLC and/or Brad Whalen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Joshua Williams of Equitable Advisors, LLC Reviews

DID JOSHUA EDWARD WILLIAMS CAUSE YOU INVESTMENT LOSSES? Joshua Williams Customer Complaints and Reviews Joshua Williams has the following negative disclosures on his report: Allegations Against Joshua Williams Joshua Williams Red Flags & Your Rights As An Investor Of course, Joshua Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Williams at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Joshua Williams If you have questions about Equitable Advisors, LLC and/or Joshua Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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